2014
Members Directory
equities
hedge funds
bonds
currencies

THE INVESTMENT MANAGEMENT
ASSOCIATION OF SINGAPORE
Members Directory 2014
Aberdeen Asset Management Asia Limited 7
Absolute Asia Asset Management Limited 9
Acadian Asset Management (Singapore) Pte Ltd 11
Aditya Birla Sun Life Asset Management Company Pte. Ltd 13
Aegis Portfolio Managers Pte Ltd 15
AGF Asset Management Asia Ltd 17
AIA Singapore Private Limited 19
AllianceBernstein (Singapore) Ltd 20
Allianz Global Investors Singapore Limited 22
Alpha Investment Partners Limited 24
Amansa Capital Pte. Ltd. 26
Amundi Singapore Limited 28
APS Asset Management Pte Ltd 30
Aquarius Investment Advisors Pte Ltd. 32
Arisaig Partners (Asia) Pte Ltd 34
Aris PrimePartners Asset Management Pte Ltd 36
ARN Investment Partners Pte Ltd 38
Ashmore Investment Management (Singapore) Pte Ltd 39
Atlas Asset Management Pte. Ltd. 41
Aviva Investors Asia Pte Limited 43
AXA Investment Managers Asia (Singapore) Limited 45
Baker&McKenzie.Wong&Leow 46
BlackRock (Singapore) Limited 48
BNP Paribas Investment Partners Singapore Limited 50
Brandes Investment Partners (Asia) Pte. Ltd. 52
Brandywine Global Investment Management (Asia) Pte Ltd 54
Capital Group 56
CFA Singapore 58
Chan & Goh LLP 60
Chartered Asset Management Pte Ltd 61
CIMB-Principal Asset Management (S) Pte Ltd 62
Citicorp Trustee (Singapore) Limited 63
City of London Investment Management (Singapore) Pte. Ltd 65
Clifford Chance Pte Ltd 66
Daiwa Asset Management (Singapore) Ltd. 68
Daiwa SB Investments (Singapore) Ltd. 69
Deutsche Asset Management (Asia) Limited 70
Duxton Asset Management Pte Ltd 72
Eastspring Investments (Singapore) Limited 74
Ernst & Young 76
Contents
FIL Investment Management (Singapore) Limited 78
First State Investments (Singapore) 79
Firth Investment Management Pte Ltd 81
Foord Asset Management (Singapore) Pte. Limited 82
Fullerton Fund Management Company Ltd 84
GMO Singapore Pte Limited 86
Goldman Sachs Asset Management 88
Havenport Asset Management Pte Ltd 90
Henderson Global Investors (Singapore) Limited 91
HSBC Global Asset Management (Singapore) Limited 93
HSBC Securities Services 95
Indea Capital Pte Limited 97
ING Investment Management Asia Pacifi c (Singapore) Ltd 98
Invesco Asset Management Singapore Ltd 100
JL Capital Pte Ltd 101
JPMorgan Asset Management (Singapore) Limited 102
Kotak Mahindra (UK) Limited 104
KPMG 106
Legg Mason Asset Management Singapore Pte. Limited 108
Lion Global Investors Limited 110
Loomis Sayles Investments Asia Pte Ltd 112
Manulife Asset Management (Singapore) Pte. Ltd. 114
Marcuard Asia Pte Ltd 116
Martin Currie Asia Pte. Limited 118
Maybank Asset Management Singapore Pte Ltd 120
MFS International Singapore Pte. Ltd. 122
Morgan Stanley Investment Management Company 123
Morningstar Research Pte. Limited 125
Morse Consulting Asia Pte Limited 127
Navigator Investment Service Ltd 128
Neuberger Berman Singapore Pte. Ltd. 129
New Silk Road Investment Pte Ltd 131
Nikko Asset Management Asia Limited 132
Nomura Asset Management Singapore Limited 134
The Northern Trust Company Singapore 136
NS Global Management Pte Ltd 138
NTUC Income Insurance Co-operative Limited 140
OCBC Securities Private Limited 142
Oclaner Asset Management Pte Ltd 144
Oddo Asset Management Pte Ltd 146
Pheim Asset Management (Asia) Pte Ltd 147
Phillip Capital Management (S) Ltd 149
PIMCO Asia Pte Ltd 151
PineBridge Investments Singapore Limited 153
Pioneer Investment Management Limited (Singapore Branch) 155
Pramerica Fixed Income (Asia) Limited 157
PricewaterhouseCoopers LLP 159
Principal Global Investors (Singapore) Limited 161
RBC Investor Services Trust Singapore Limited 162
Rodyk & Davidson LLP 164
Royal Bank of Canada, Singapore Branch 166
Russell Investment Group Pte Ltd 168
Schroder Investment Management (Singapore) Ltd 169
Sidley Austin LLP 171
Singapore Consortium Investment Management Limited 173
Singapore Unit Trusts Limited 174
ST Asset Management Ltd 176
Standard & Poor’s 177
Standard Chartered Bank 179
State Street Bank and Trust Company 181
State Street Global Advisors Singapore Limited 183
Sundaram Asset Management Singapore Pte. Ltd. 185
Tantallon Capital Advisors Pte Ltd 187
Templeton Asset Management Ltd 188
Thomson Reuters 190
Threadneedle Investments Singapore (Pte.) Ltd 192
Tokio Marine Asset Management International Pte Ltd 194
UBS Global Asset Management (Singapore) Ltd 196
UOB Asset Management Ltd 198
UTI International (Singapore) Private Limited 200
Vanguard Investments Singapore Pte Ltd 202
Wellington International Management Company Pte Ltd 203
Western Asset Management Pte. Ltd. 204
White & Case 206
Overview
The Investment Management Association of Singapore (IMAS) was formed
on 22 September 1997. The idea of an investment body was fi rst mooted in
November 1995 by the then Finance Minister Dr Richard Hu.
It is a representative body of investment managers spearheading the
development and growth of the industry in Singapore.
By fostering high standards of professionalism and promoting exemplary
practice among members, the association seeks to set the benchmark for the
investment and fund management industry in Singapore.
It also serves as a forum for members in discussions as well as a collective voice
where representation is needed on behalf of the investment management
industry, facilitating training for its members, and contributing towards investor
education.
Mission and Objectives
Mission
As a representative body of investment managers, IMAS will spearhead the
development and growth of the industry in Singapore, by fostering high
standards of professionalism amongst practitioners and creating public
awareness of, and interest in the industry.
Objectives
• To promote professionalism and exemplary practice among members in their
conduct of the investment management business.
• To provide a forum for members to discuss issues or matters relating to the
investment management industry.
• To represent members collectively in discussions with, or assist any member
to make any representation or recommendation to, any government,
government representative, supervisory authority, whether local or foreign,
which are concerned with the investment management industry.
• To promote the education of the investing public on investments and the
investment management industry.
• To improve professionalism and standards of research and fund management
expertise in Singapore.
• To promote the investment and fund management industry.
equities
hedge funds
bonds
currencies

7
IMAS Members Directory 2014
Aberdeen Asset Management Asia Limited
Company Profi le
Aberdeen Asset Management Asia Limited (‘Aberdeen Asia’) is part of the UKlisted
Aberdeen Asset Management PLC, a FTSE 100 company. We have been
investing in Asia for over twenty fi ve years and since 1992 as the regional
headquarters of the Aberdeen Asset Management Group in Singapore. We have
dedicated investment teams for regional equities, fi xed income, property and
tailored solutions. Assets are invested in a variety of country and regional funds,
as well as specialist products, for leading institutions, other asset managers and
retail investors. As well as Singapore, we have offi ces in eight other countries
across Asia.
Staff Strength (in Singapore) 199 (end Sep 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 324.6 billion (end Sep 2013)
2) Managed in Singapore USD 96.7 billion*(end Sep 2013)
*Figure includes USD 1.6 billion advised in Singapore
Products/Services
1) Provided by Group (Worldwide)
Equities, Fixed Income, Property, Aberdeen Solutions
2) Provided in Singapore
Equities, Fixed Income, Property, Aberdeen Solutions
Business Contact/Client Services
Business contact: 21 Church Street #01-01
Capital Square Two
Singapore 049480
Contact person: Client Services Team
Tel: (65) 6395 2701
Fax: (65) 6632 2993
Email: client.services.singapore@aberdeen-asset.com
Website: www.aberdeen-asset.com
8
Management
Managing Director – Hugh Young
DID: (65) 6395 2700
Email: client.services.singapore@aberdeen-asset.com
Investment Director – Chou Chong
DID: (65) 6395 2700
Email: client.services.singapore@aberdeen-asset.com
Director, Finance & Operations, Asia Pacifi c – Low Hon Yu
DID: (65) 6395 2700
Email: client.services.singapore@aberdeen-asset.com
Head of Distribution, Asia Pacifi c – Corinne Cheok
DID: (65) 6395 2700
Email: client.services.singapore@aberdeen-asset.com
Director, Marketing – Patrick Corfe
DID: (65) 6395 2700
Email: client.services.singapore@aberdeen-asset.com
Director, Business Development – Nicholas Hadow
DID: (65) 6395 2700
Email: client.services.singapore@aberdeen-asset.com
Director, Business Development – Donald Amstad
DID: (65) 6395 2700
Email: client.services.singapore@aberdeen-asset.com
Head of Property – Asia Pacifi c – Kang Puay Ju
DID: (65) 6395 2700
Email: client.services.singapore@aberdeen-asset.com
Director – Ian Macdonald
DID: (65) 6395 2700
Email: client.services.singapore@aberdeen-asset.com
9
IMAS Members Directory 2014
Absolute Asia Asset Management Limited
Company Profi le
Absolute Asia Asset Management was established in 1998 in Singapore and is
wholly owned by Natixis Global Asset Management (NGAM). Absolute Asia AM
holds a CMS– Fund Management license in Singapore. Specializing in Asia Pacifi c
ex Japan equities, its unique approach to investment has won recognitions and
awards from consultants and rating agencies.
NATIXIS Global Asset Management Singapore (name registration no.
5310272FD), a business development unit of the Natixis Global Associates, is
the distribution arm of NGAM, provides a single point of access to the diverse
expertise of NGAM’s affi liates worldwide, and takes a consultative approach
tailoring this expertise to the needs of our clients with a full spectrum of equity,
fi xed-income and alternative strategies and products.
Staff Strength (in Singapore) 21
Assets under Management
1) Managed by Group (Worldwide) USD 783 billion (as at end Jun 2013)
2) Managed in Singapore USD 855 million (as at end Dec 2013)
Products/Services
1) Provided by Group (Worldwide)
NGAM’s affi liates include well known players in the respective core
investment fi elds of Fixed Income (Loomis Sayles, Natixis Asset Management),
Equities (Hansberger, Harris Associates L.P., Absolute Asia AM, Natixis Asset
Management, Vaughn Nelson Investment Management), & money market
(Riech and Tang Funds). In the fi eld of alternatives, the fi rm has affi liates in
Real Estate (AEW) & hedge fund of funds (Aurora Investment LLC). Natixis
Global Associates Asia serves as the point of access for these capabilities.
2) Provided in Singapore
Absolute Asia Asset Management Limited provides investment management
and sub advisory services to clients worldwide. Our clientele includes
insurance companies, pension funds, private banks, fund of funds and family
offi ces. We managed a variety of different long only Asia Pacifi c ex Japan
equities strategies. The funds that we managed or sub-advised include Lux
SICAV funds and French FCP.
10
Business Contact/Client Services
Business contact: 1 Robinson Road #20-02
AIA Tower
Singapore 048542
Contact person: NATIXIS Global Asset Management Singapore
Madeline Ho, Managing Director/Head of Wholesale Fund
Distribution, Asia Pacifi c
Tel: (65) 6309 9646
Fax: (65) 6225 7948
Email: singapore@ngam.natixis.com
Website: www.absoluteasia.sg
Management
Chief Investment Offi cer – Francois Theret
DID: (65) 6500 0658
Email: francois.theret@absoluteasia.com.sg
Director of Operations – Kang Yong Ping
DID: (65) 6500 0767
Email: yongping.kang@absoluteasia.com.sg
Compliance Manager – Keow Yeong Fai
DID: (65) 6500 0753
Email: yeongfai.keow@absoluteasia.com.sg
11
IMAS Members Directory 2014
Acadian Asset Management (Singapore) Pte Ltd
Company Profi le
Acadian Asset Management LLC is a US Securities and Exchange Commisionregistered
and Bostonheadquartered investment management fi rm that, along
with its wholly owned Singapore and UK affi liates, specializes in the active
investment management of global and international strategies. As of November
30, 2013, the combined entities managed in excess of US$64 billion on behalf of
pension funds, endowments, foundations, governments and other institutions
worldwide.
Started in 1999, Acadian Asset Management (Singapore) Pte Ltd is licensed with
the Monetary Authority of Singapore.
Staff Strength (in Singapore) 12
Assets under Management
1) Managed by Group (Worldwide) USD 64 billion (as of 30 Nov 2013)
2) Managed in Singapore USD 849 billion (as of 30 Nov 2013)
Products/Services
1) Provided by Group (Worldwide)
Products offered by both Acadian Asset Management LLC and
Acadian Asset Management (Singapore) Pte Ltd include:
Long-Only Equity – a range of regional and style approaches including
Global, EAFE, Europe, U.S. Japan, Emerging Markets, Frontier
Markets and Small-Cap
Beta One and Beta Zero Equity – a range of approaches including
Global, U.S., Europe and Japan
Managed Volatility – portfolios designed to match the market return
with lower than market volatility
Emerging Markets Debt – an approach offering exposure to fi xed
income instruments in a range of emerging markets
2) Provided in Singapore
See “Products/ Services Provided by Group”
12
Business Contact/Client Services
Business contact: 8 Shenton Way, #37-02
Singapore 068811
Contact person: Mr Ho Yew Weng
Tel: (65) 6508 2200
Fax: (65) 6508 2201
Email: ywho@acadian-asset.com.sg
Website: www.acadian-asset.com
Management
Managing Director – Richard O. Barry III
DID: (65) 6508 2200
Email: fchiang@acadian-asset.com.sg
13
IMAS Members Directory 2014
Aditya Birla Sun Life Asset Management Company Pte. Ltd
Company Profi le
Aditya Birla Sun Life Asset Management Company Pte. Ltd (ABSLAMC) is a
wholly owned subsidiary of Birla Sun Life Asset Management Company Limited
(BSLAMC), which is part of the Aditya Birla Financial Services Group (ABFSG).
BSLAMC is a joint venture between the Aditya Birla Group and Sun Life Financial
Inc, a leading international insurance organization from Canada. The Aditya
Birla Group is one of India’s leading conglomerates with over US$40 billion in
revenue.
BSLAMC is the 4th largest asset management company in India with approximately
US$15 billion of assets under management; BSLAMC has received recognitions
from various institutes of international repute such as Lipper, Outlook Money
and The Asset Magazine, Hong Kong. BSLAMC has subsidiaries in Singapore,
Dubai and Mauritius.
ABSLAMC Singapore holds a Capital Market Service (Fund Management) license
issued by the Monetary Authority of Singapore (MAS) under the Securities
and Futures Act (SFA). It is also an exempt fi nancial adviser under the Financial
Advisers Act (FAA).
Staff Strength (in Singapore) Not Stated
Assets under Management
1) Managed by Group (Worldwide) Approximately USD 15 billion
2) Managed in Singapore Approximately USD 740 million
Products/Services
1) Provided by Group (Worldwide)
Asset Management and Advisory Services to investors both within and
outside India for a wide range of products including Indian debt, equity,
hybrid, structured products and alternative assets.
2) Provided in Singapore
Access to parent’s products and services in addition to actively managed debt,
equity and asset allocation strategies.
14
Business Contact/Client Services
Business contact: 65 Chulia Street #42-08
OCBC Centre
Singapore 049513
Contact person: Sachin Mahajan
Tel: (65) 6536 2721
Fax: (65) 6536 0025
Email: sachin.mahajan@birlasunlife.com
Management
Chief Executive Offi cer – Vikas Gautam
DID: (65) 8299 9004
Email: Vikas.gautam@sg.birlasunlife.com
15
IMAS Members Directory 2014
Aegis Portfolio Managers Pte Ltd
Company Profi le
Aegis Portfolio Managers Pte Ltd is based in Singapore which specializes in listed
and unlisted equity investments in Asia. The focus is primarily in companies which
are owner-operated in emerging growth industries; particularly information
& telecommunication technologies, environmental & green technologies,
pharmaceutical & healthcare, and consumer & lifestyle sectors. Aegis takes a
long term bottom-up value investing style and a multi-manager portfolio
management approach. Aegis offers portfolio mandates with no fi xed annual
management fees, only performance fees with high water marks – since the
year 2000. Aegis is a manager-owned investing organization.
Staff Strength (in Singapore) 7
Assets under Management
1) Managed by Group (Worldwide) Unavailable
2) Managed in Singapore Unavailable
Products/Services
1) Provided by Group (Worldwide)
Not Stated
2) Provided in Singapore
Offshore Funds, Individually Managed Portfolios and Family Offi ce Accounts
Business Contact/Client Services
Business contact: 24 Raffl es Place #11-04
Clifford Centre
Singapore 048621
Contact person: Elizabeth Pang
Tel: (65) 6535 5368 ext.106
Fax: (65) 6535 5092
Email: info@aegis.sg
Website: www.aegis.sg
16
Management
CEO/Fund Manager – Tan Seng Hock
DID: (65) 6535 5091
Email: S.HockTan@aegis.sg
Fund Manager – Ho Wah Hin
DID: (65) 6535 5368
Email: wahhin@aegis.sg
Fund Manager – Damien Long
DID: (65) 6535 5368
Email: damien@aegis.sg
Corp Development – Tan Meng Wee
DID: (65) 6535 5368
Email: mengwee@aegis.sg
Manager – Elizabeth Pang
DID: (65) 6535 5368
Email: elizpang@aegis.sg
Manager – Shirley Ho
DID: (65) 6535 5368
Email: shirleyho@aegis.sg
Director – Wu Chiaw Ching
DID: (65) 6535 5368
Email: ccwu@aegis.sg
Director – Mark Flesher
DID: (65) 6535 5368
Email: mark@aegis.sg
Risk Offi cer – Tan Meng Wee
DID: (65) 6535 5368
Fund Manager – Gregory Jonathan See
DID: (65) 6535 5368
17
IMAS Members Directory 2014
AGF Asset Management Asia Ltd
Company Profi le
Established in 1996, AGF Asset Management Asia Ltd provides investment
research and advisory services on Asian ex-Japan markets for AGF Management
Limited and other clients.
The fi rm is a wholly-owned subsidiary of AGF Management Limited, a premier
Canadian-based investment management fi rm. AGF Management Limited has a
long history with more than 50 years in the business, providing industry leading
investment management services through our core business AGF Investments.
AGF Investment’s team of seasoned professionals manage a diversifi ed family
of award-winning products featuring investment strategies that span the
globe within balanced, fi xed income, equity and specialty asset categories.
AGF Management Limited today serves more than one million investors and
manages over $36 billion (C$) in assets under management (AUM) with offi ces
in Canada, the United States, Europe and Asia.
AGF Asset Management Asia Ltd focuses on Asian ex-Japan equities and
practices a “growth at reasonable price” investment philosophy.
Staff Strength (in Singapore) 6
Assets under Management
1) Managed by Group (Worldwide) USD 35 billion (as at 31 Oct 2013)
2) Managed in Singapore Not Stated
Products/Services
1) Provided by Group (Worldwide)
Wide spectrum of products by asset class and investment style
2) Provided in Singapore
Asian ex Japan equities
18
Business Contact/Client Services
Business contact: 30 Cecil Street #18-01
Prudential Tower
Singapore 049712
Contact person: Lina Loo
Tel: (65) 6438 1633
Fax: (65) 6438 0043
Email: linaloo@agf.com.sg
Website: www.agf.com
Management
Managing Director – Ong Eng Hock
DID: (65) 6438 1633
Email: enghockong@agf.com.sg
Senior Manager Finance & Admin – Lina Loo
DID: (65) 6438 1633
Email: linaloo@agf.com.sg
19
IMAS Members Directory 2014
AIA Singapore Private Limited
Company Profi le
AIA Singapore has been growing with the community and serving our customers
since 1931.
As The Real Life Company, AIA Singapore is committed to helping families
in Singapore lead fuller lives. We aim to make insurance easily accessible by
providing quality fi nancial advice and developing innovative products and
services, driven by consumer insights to ensure a sound fi nancial future for our
customers and their families, across generations.
Staff Strength (in Singapore) 897 (as at end Nov 2013)
Assets under Management
1) Managed by Group (Worldwide) USD125,421 million (as at 31 May 2013)
2) Managed in Singapore USD 27,030 million (as at 31 May 2013)
Products/Services
1) Provided by Group (Worldwide)
Life insurance, retirement planning, corporate solutions, accident and health
insurance as well as wealth management solutions
2) Provided in Singapore
Life insurance, retirement planning, corporate solutions, accident and health
insurance as well as wealth management solutions
Business Contact/Client Services
Business contact: 1 Robinson Road
AIA Tower
Singapore 048542
Contact person: Cheong Poh Kin
Tel: (65) 6531 8748
Fax: (65) 6438 1612
Email: Poh-Kin.Cheong@aia.com
Website: www.aia.com.sg
20
AllianceBernstein (Singapore) Ltd
Company Profi le
AllianceBernstein L.P. (AllianceBernstein) is a research-driven organization that
is global in scope and client-focused in its mission. It delivers to client around
the world preeminent investment services in key asset classes : Bernstein
Value Equities, Alliance Growth Equities, AllianceBernstein Blend Strategies,
AllianceBernstein Fixed Income and AllianceBernstein Alternative Investments.
Our depth of research, worldwide presence and breadth of services allow us to
offer a full array of investment products, both global and local, in every major
market. Our broad spectrum of clients ranges from retail investors, to high-networth
individuals and families, to major institutions and corporations.
AllianceBernstein (Singapore) Ltd. is an indirect wholly-owned subsidiary of
AllianceBernstein.
Staff Strength (in Singapore) 44
Assets under Management
1) Managed by Group (Worldwide) USD 446 billion (as of 31 Oct 2013)
2) Managed in Singapore USD 796 million (as of 31 Oct 2013)
Products/Services
1) Provided by Group (Worldwide)
Bernstein Value Equities, Alliance Growth Equities, AllianceBernstein Blend
Strategies, AllianceBernstein Fixed Income and AllianceBernstein Alternative
Investments.
2) Provided in Singapore
Not Stated
Business Contact/Client Services
Business contact: 30 Cecil Street
Prudential Tower #28-08
Singapore 049712
Contact person: Mr Suchet Padhye
Tel: (65) 6230 4600 (General)
Fax: (65) 6535 6008 (General)
Email: suchet.padhye@alliancebernstein.com
Website: www.alliancebernstein.com
21
IMAS Members Directory 2014
Management
Chief Executive Offi cer, Asia ex-Japan – Mr Ajai Kaul
DID: (65) 6230 4632
Email: ajai.kaul@alliancebernstein.com
Chief Executive Offi cer – Mr Suchet Padhye
DID: (65) 6230 2301
Email: suchet.padhye@alliancebernstein.com
22
Allianz Global Investors Singapore Limited
Company Profi le
Allianz Global Investors (“AllianzGI”), the asset management subsidiary of
Allianz SE, is one of the leading active global asset managers with EUR314
billion in total assets under management as at 30 June 2013.
Allianz Global Investors Singapore Limited (“AllianzGI Singapore”), a part of
AllianzGI, has managed collective investment schemes and discretionary funds
in Singapore since 1999.
The Investment management team of AllianzGI based in Singapore specializes
in the management of fi xed income assets including equities and real-estate
investment trusts (REITs). The team manages investment funds and discretionary
accounts. Investors include Singapore government-linked institutions and
insurance companies in South East Asia. The Singapore offi ce also acts as a
distribution agent of mutual funds managed by AllianzGI Investment platforms.
Staff Strength (in Singapore) 23 (as of 30 Sep 2013)
Assets under Management
1) Managed by Group (Worldwide) EUR 314 billion (as at 30 Jun 2013)
2) Managed in Singapore SGD 3.98 billion (as at 30 Sep 2013)
Products/Services
1) Provided by Group (Worldwide)
A broad range of asset classes and investment strategies, including equity,
fi xed income, multi asset and total return strategies. Additionally, we offer
expertise in Fiduciary Management and Risk Management/Overlays.
2) Provided in Singapore
Discretionary management & advisory services specializes in the management
of fi xed income assets including equities and real-estate investment trusts
(REITs). Also, as a distribution agent of mutual funds managed by AllianzGI
Investment platforms.
23
IMAS Members Directory 2014
Business Contact/Client Services
Business contact: 12 Marina View #13-02
Asia Square Tower 2
Singapore 018961
Contact person: Mr Jason Fong / Ms Serene Tay
Tel: (65) 6311 8028 / 6311 8043
Fax: (65) 6311 8025
Email: Jason.Fong@Allianzgi.com / Serene.Tay@Allianzgi.com
Website: www.allianzgi.sg
Management
Chief Executive Offi cer/Chief Business Offi cer (Greater China & SEA)
– Mr Jason Fong
DID: (65) 6311 8028
Email: Jason.Fong@Allianzgi.com
Chief Investment Offi cer Fixed Income Asia Pacifi c – Mr. David Tan
DID: (65) 6311 8011
Email: David.Tan@Allianzgi.com
Head of Distribution – Mr Ben Tai
DID: (65) 6311 8020
Email: Ben.Tai@Allianzgi.com
Head of Business and Client Management – Ms Serene Tay
DID: (65) 6311 8043
Email: Serene.Tay@Allianzgi.com
Head of Compliance – Mr Yezdi Chinoy
DID: (65) 6311 8014
Email: Yezdi.Chinoy@Allianzgi.com
24
Alpha Investment Partners Limited
Company Profi le
Alpha Investment Partners Limited is a real estate investment manager
headquartered in Singapore with offi ces in Seoul, Shanghai, Taipei and Tokyo
and is a unit of Keppel Land Limited.
Equipped with a strong business network, our team of professionals aims
to achieve superior investment performance by capitalizing on our unique
insights into the region’s property markets offering investors the competitive
advantage akin to a local player. We establish the highest standards of corporate
governance, reporting and compliance to meet investors’ expectations and
strive to integrate sustainability practices into our invested assets.
Staff Strength (in Singapore) 30
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore USD 8.3 billion when fully invested
Products/Services
1) Provided by Group (Worldwide)
Not Applicable
2) Provided in Singapore
Asia No.1 Property Fund
The Asia No. 1 Property Fund is a closed-end property fund invested in a
number of Asian cities including Beijing, Hong Kong, Seoul, Singapore and
Tokyo.
Alpha Core-Plus Real Estate Fund
The Alpha Core-Plus Real Estate Fund is a closed-end property fund that
targets the mature markets of Japan, Hong Kong, Singapore and South Korea.
Alpha Asia Macro Trends Fund
The Alpha Asia Macro Trends Fund is a closed-end property fund which targets
investments in China, Hong Kong, India, Japan, Singapore and South Korea.
Alpha Asia Macro Trends Fund II
The Alpha Asia Macro Trends Fund II is a follow-on fund to with a similar
investment mandate to its predecessor.
Alpha Real Estate Securities Fund
The Alpha Real Estate Securities Fund is an open-ended fund that invests in
listed REITs and real estate securities globally.
25
IMAS Members Directory 2014
Business Contact/Client Services
Business contact: 230 Victoria Street #12-08
Bugis Junction Towers
Singapore 188024
Contact person: Ms Christina Tan – Managing Director
Tel: (65) 6433 7702
Fax: (65) 6334 0908
Email: info@alphaipartners.com
Website: www.alphaipartners.com
Management
Managing Director – Ms Christina Tan
DID: (65) 6433 7702
Email: info@alphaipartners.com
Chief Financial Offi cer – Ms Ang Sock Cheng
DID: (65) 6433 7702
Email: info@alphaipartners.com
Chief Investment Offi cer – Mr Alvin Mah
DID: (65) 6433 7702
Email: info@alphaipartners.com
Executive Director, Research/Portfolio Management – Mr Young Lok Kuan
DID: (65) 6433 7702
Email: info@alphaipartners.com
Director, Asset Management – Ms Carina Lim
DID: (65) 6433 7702
Email: info@alphaipartners.com
26
Amansa Capital Pte. Ltd.
Company Profi le
Amansa Capital Pte. Ltd. (“ACPL”) is a fund management company established
in February 2006 in Singapore. ACPL holds a Capital Markets Services Licence
in Fund Management issued by the Monetary Authority of Singapore since
January 2008.
The company’s founder is Akash Prakash, who has over 15 years of experience as
an investment manager across multiple regions and with a deep India expertise.
We cater to investors looking for absolute returns over a long term time
horizon. Our mission is to use our knowledge, expertise and corporate network
to unearth quality, long term investment opportunities that help our investors
make the most of their capital. Whilst we have a mandate to invest in Asia
and other markets around the world, we place a heavy emphasis on investment
opportunities in India.
ACPL has an international institutional investor base and acts as the Investment
Manager to a number of funds, including the fl agship Amansa Holdings Pte.
Ltd. The funds have a strong absolute return orientation and invest across
the market cap spectrum through a consolidated portfolio that is constructed
through fundamental bottom up stock selection.
Our stock selection is focused on companies that are not covered by sell side
research, and are thus not on the radar of international investors. We deploy a
very rigorous research process when selecting investee companies and use our
extensive network and connectivity to get an independent view on investee
companies.
Staff Strength (in Singapore) 6
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore Not Disclosed
Products/Services
1) Provided by Group (Worldwide)
Not Applicable
2) Provided in Singapore
Fund Management
27
IMAS Members Directory 2014
Business Contact/Client Services
Business contact: 8 Eu Tong Sen Street #11-91/92
The Central
Singapore 059818
Contact person: Lee Foo Kheong
Tel: (65) 6327 8120
Fax: (65) 6327 4315
Email: enquiry@amansacapital.com
Website: www.amansacapital.com
28
Amundi Singapore Limited
Company Profi le
Amundi is an investment specialist in traditional and absolute return investing
with USD1 trillion of assets under management as at 30 September 2013.
Amundi’s expertise extends across all asset classes, including cash/money market,
equities, fi xed income, global currencies as well as fund of hedge funds. Amundi
has a presence in more than 30 countries worldwide. Our offi ce in Singapore
was established in 1989 as a hub for Amundi Group’s operations in Southeast
Asia, serving institutional investors, insurance companies, private and retail
banks, and independent fi nancial advisors. With more than 20 years in Asia,
Amundi Singapore is well-resourced and well-equipped to serve our clients and
partners in the region.
Staff Strength (in Singapore) 61
Assets under Management
1) Managed by Group (Worldwide) USD 1 trillion
2) Managed in Singapore Not Stated
Products/Services
1) Provided by Group (Worldwide)
1) Fixed Income: Global, US, European, Credit, Asian and Emerging Market
2) Money Market: Global and European
3) Currencies: Global, Asian and Emerging Market
4) Equities: Global, European, Asian and Emerging Markets
5) Balanced Portfolio: Global and Asian Balanced
6) Absolute Return: Fixed Income, Volatility
7) Specialized Funds: Structured products, Funds of Hedge Funds and
Private Equities, ETFs, SRI, Quantitative, Indexed Funds as well as
Multi-management Products
2) Provided in Singapore
1) Global and Asian Fixed Income
2) Global and Asian Currencies
3) Asian Equities
4) Absolute Return Global and Asian Balanced
5) Shariah Investment Strategies (Shariah Equities and Sukuk Management)
29
IMAS Members Directory 2014
Business Contact/Client Services
Business contact: 168 Robinson Road #24-01
Capital Tower
Singapore 068912
Contact person: Client Services Team
Tel: (65) 6536 4822
Fax: (65) 6536 4322 / 6538 4047
Email: Sales.ClientService@sg.amundi.com
Website: www.amundi.com/sgp
Management
CEO – Jenny Sofi an
DID: (65) 6439 9371
Email: Jenny.Sofi an@sg.amundi.com
COO – Winston Thng
DID: (65) 6439 9360
Email: Winston.Thng@sg.amundi.com
30
APS Asset Management Pte Ltd
Company Profi le
Established in 1995, APS Asset Management Pte Ltd (APS) is a Singapore-based
boutique fund management fi rm. The principal activity of APS is to provide
fund management, specialising in Asia Pacifi c equity investments.
The fi rm is registered as a fund manager with the Monetary Authority of
Singapore and investment advisor with the U.S. Securities and Exchange
Commission.
We aim to provide high quality, value-added portfolio management services
to investors. Our clients are mainly large fi nancial institutions such as pension
funds and foundations as well as fi nancial intermediaries including fund of
funds, private wealth management and family offi ces based in North America,
Europe and Asia Pacifi c.
Staff Strength (in Singapore) 35 (as at Oct 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 2.8 billion
2) Managed in Singapore USD 2.8 billion
Products/Services
1) Provided by Group (Worldwide)
Fund Management
2) Provided in Singapore
Fund Management
Business Contact/Client Services
Business contact: 3 Anson Road #23-01
Springleaf Tower
Singapore 079909
Contact person: Client Services
Tel: (65) 6333 8600
Fax: (65) 6333 8900
Email: cs@aps.com.sg
Website: www.aps.com.sg
31
IMAS Members Directory 2014
Management
Chief Executive Offi cer – Wong Kok Hoi
DID: (65) 6333 8600
Email: cs@aps.com.sg
Chief Compliance Offi cer – Sim Poh Heng
DID: (65) 6333 8600
Email: cs@aps.com.sg
Chief Operations Offi cer – Lu Lan Fang
DID: (65) 6333 8600
Email: cs@aps.com.sg
Managing Director – Sim Teow Pin
DID: (65) 6333 8600
Email: cs@aps.com.sg
32
Aquarius Investment Advisors Pte Ltd.
Company Profi le
We are an investment management fi rm focused on Indian investment
opportunities for international investors. We have been active in the area of
private equity since 1997 and have made a range of investments. Our services
include
• Private investment in public equities (PIPEs)
• Private equity fund management
• Equity and debt market access
• Structured fi nance & corporate fi nance advisory
• Fund management
• Strategic advisory
Staff Strength (in Singapore) 6
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore Not Stated
Products/Services
1) Provided by Group (Worldwide)
Equity and Fixed Income
2) Provided in Singapore
Fund Management services to accredited investors
Business Contact/Client Services
Business contact: 50 Raffl es Place #31-04
Singapore Land Tower
Singapore 048623
Contact person: Mr A S Thiyagarajan
Tel: (65) 6324 4960
Fax: (65) 6324 4961
Email: thyagu@aquarius.com.sg
Website: www.aquarius.com.sg
33
IMAS Members Directory 2014
Management
Managing Director – A S Thiyagarajan
DID: (65) 6324 4960
Email: thyagu@aquarius.com.sg
Manager – K Kala
DID: (65) 62236175
Email: kala@aquarius.com.sg
34
Arisaig Partners (Asia) Pte Ltd
Company Profi le
Arisaig Partners is an independent, investment management company founded
in October 1996. The fi rm’s focus is exclusively on listed, dominant consumer
staples businesses in emerging markets. The head offi ce is in Singapore, where
our dealers and the operations team are based. In addition we run research
offi ces in Hong Kong, Mumbai, Cape Town (where the Africa research team is
based), Rio de Janeiro (where the Latin America research team is based) and the
United Kingdom. Arisaig Partners has 43 employees including 22 investment
professionals.
Staff Strength (in Singapore) 21
Assets under Management
1) Managed by Group (Worldwide) USD 5.21 billion (as at end Nov 2013)
2) Managed in Singapore As Above
Products/Services
1) Provided by Group (Worldwide)
Investment Management and Advisory
Long-only equity funds investing in listed, dominant consumer staples
companies.
• Arisaig Asia Consumer Fund
• Arisaig Africa Consumer Fund
• Arisaig Latin America Consumer Fund
• Arisaig Global Emerging Markets Consumer Fund
• Arisaig Global Emerging Markets Consumer UCITS Fund
2) Provided in Singapore
As Above
Business Contact/Client Services
Business contact: 7A Lorong Telok
Singapore 049020
Contact person: Chua Chee Seng
Tel: (65) 6532 3378
Fax: (65) 6532 6618
Email: cheeseng@arisaig.com.sg
Website: www.arisaig-partners.com
35
IMAS Members Directory 2014
Management
Founding Partner/Director – Lindsay Cooper
DID: (65) 6532 3378
Email: lc@arisaig.com.sg
Director – Chua Chee Seng
DID: (65) 6532 3378
Email: cheeseng@arisaig.com.sg
Director – Suren Senanayake
DID: (65) 6532 3378
Email: suren@arisaig.com.sg
36
Aris PrimePartners Asset Management Pte Ltd
Company Profi le
PrimePartners Asset Management (PPAM) established its fi rst closed-end private
equity fund in 1995. PPAM was the fi rst of two fund managers to be awarded a
boutique fund manager license in Singapore. The group has raised total pools
of funds aggregating approximately USD300M, the largest being the Prime
Enterprises II, L.P. with a fund size of US$ 180 million.
Through its investment vehicles, PPAM has a separate, distinct and independent
private equity investment mandate which focuses on corporate fi nance event
driven transactions with clear exit strategies such as pre-IPOs, IPOs, RTOs,
privatizations, M&As, re-listings, restructuring and mezzanine fi nancing.
In January 2014, PPAM entered into a joint venture with Aris GSK Solutions Pte
Ltd, an independent boutique asset management and investment advisory fi rm
set up in Singapore by an experienced team of Swiss Wealth Managers and
Investment Advisers.
The venture now called Aris PrimePartners Asset Management (APAM) expands
the scope of products and services of PPAM beyond Asia, whilst adding to private
equity offerings, discretionary portfolio management, active advisory and Family
Offi ce Services. With the use of innovative products for private and institutional
clients APAM now encompasses customers and business relationships globally.
Staff Strength (in Singapore) 10
Assets under Management
1) Managed by Group (Worldwide) Undisclosed
2) Managed in Singapore Undisclosed
Products/Services
1) Provided by Group (Worldwide)
Family Offi ce Services, Private Equity, Discretionary Portfolio Management,
Advisory Services
2) Provided in Singapore
Family Offi ce Services, Private Equity, Discretionary Portfolio Management,
Advisory Services
37
IMAS Members Directory 2014
Business Contact/Client Services
Business contact: 20 Cecil Street #21-02
Equity Plaza
Singapore 049705
Contact person: Teo Ek Tor – Chairman
Giuseppe Giammarino – CEO
Sacha Di Maio – CIO
Ler Kon Wen – Director, Investment (Private Equity)
Tel: (65) 6229 8066
Fax: (65) 6229 8080
Email: info@arisprime.com
Website: www.arisprime.com
Management
Chairman – Teo Ek Tor
DID: (65) 6229 8075
Email: ektor@arisprime.com
CEO – Giuseppe Giammarino
DID: (65) 6229 8018
Email: gg@arisprime.com
CIO – Sacha Di Maio
DID: (65) 6229 8013
Email: sacha@arisprime.com
Director, Investment (Private Equity) – Ler Kon Wen
DID: (65) 6229 8071
Email: kwler@arisprime.com
38
ARN Investment Partners Pte Ltd
Company Profi le
ARN is management-owned and has been in operation since May 1997.
ARN is licensed by the Monetary Authority of Singapore and holds a Capital
Markets Services licence.
Business focus is primarily on absolute return focusing on Asia ex Japan equities.
Staff Strength (in Singapore) 7
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore USD 38 million
Products/Services
1) Provided by Group (Worldwide)
Not Applicable
2) Provided in Singapore
Business of Fund Management and provision of fi nancial and investment
advisory services
Business Contact/Client Services
Business contact: 3 Phillip Street #11-04
Royal Group Building
Singapore 048693
Contact person: Christopher Wong
Tel: (65) 6536 6306
Fax: (65) 6536 6376
Email: christopher.wong@arn.com.sg
Management
Managing Director – Christopher Wong
Email: christopher.wong@arn.com.sg
Director – Lydia Hun
Email: lydia.hun@arn.com.sg
Portfolio Manager – Mark Chua
Email: mark.chua@arn.com.sg
39
IMAS Members Directory 2014
Ashmore Investment Management (Singapore) Pte Ltd
Company Profi le
Ashmore is one of the world’s leading investment managers dedicated to
emerging markets with a history of consistently outperforming the market.
Headquartered in London, the business was founded in 1992 as part of
the Australia and New Zealand Banking Group. In 1999, Ashmore became
independent and was listed on the London Stock Exchange in October 2006.
With over 250 employees globally, Ashmore has offi ces in London, USA,
Singapore, Australia, Brazil, China, Colombia, India, Japan, Russia, Turkey and
Indonesia. It manages US$78.5 billion (at 30 September 2013) in pooled funds,
segregated accounts and structured products.
Staff Strength (in Singapore) 12
Assets under Management
1) Managed by Group (Worldwide) USD 78.5 billion (as at 30 Sep 2013)
2) Managed in Singapore USD 14.3 billion (as at 30 Sep 2013)
Products/Services
1) Provided by Group (Worldwide)
i) Ashmore offers a number of investment themes including external
debt, local currency, corporate debt, blended debt, equity, alternatives
(incorporating distressed debt, private equity and real estate) overlay/
liquidity and multi-strategy.
ii) Institutional and wholesale distribution
2) Provided in Singapore
i) Asia focused investment management and trading
ii) Institutional and wholesale distribution
Business Contact/Client Services
Business contact: 1 George Street #15-04
Singapore 049145
Contact person: Michael Winter
Tel: (65) 6580 8288
Fax: (65) 6580 8289
Email: michael.winter@ashmoregroup.com
Website: www.ashmoregroup.com
40
Management
CEO – Michael Winter
DID: (65) 6580 8288
Email: Michael.winter@ashmoregroup.com
Compliance Offi cer – Elaine Cheung
DID: (65) 6580 8288
Email: Elaine.cheung@ashmoregroup.com
41
IMAS Members Directory 2014
Atlas Asset Management Pte. Ltd.
Company Profi le
Atlas Asset Management Pte. Ltd. (Atlas) was established in Singapore in 2008. It
was then known as Heritage Asset Management, a subsidiary of Banque Heritage
SA in Geneva. On 1 December 2013, the Company was acquired by its current
owners and has become a fully independent asset management company. The
Company will continue to focus on the provision of discretionary and advisory
services to predominantly Asian investors and expand the customer base to other
parts of the world. The investment focus will be primarily on Asia, resourcesbased
companies as well as private equity. The Company intends to set up and
manage investment funds domiciled in Singapore and other jurisdictions. The
Company works closely with a global network of corporate advisors and asset
managers. Atlas offers its services to qualifi ed private investors and institutions
only.
Staff Strength (in Singapore) 5
Assets under Management
1) Managed by Group (Worldwide) Not Stated
2) Managed in Singapore Not Stated
Products/Services
1) Provided by Group (Worldwide)
Not Applicable
2) Provided in Singapore
– Discretionary and advisory services
– Management of mutual funds and similar vehicles
Business Contact/Client Services
Business contact: 80 Raffl es Place #57-01
UOB Plaza 1
Singapore 048624
Contact person: Lim Chew Hwee
Tel: (65) 6590 0299
Fax: (65) 6535 6255
Email: chewhwee.lim@atlasam.com.sg
Website: www.atlasam.com.sg
42
Management
Executive Director – Roland Knecht
DID: (65) 6590 0299
Email: roland.knecht@atlasam.com.sg
CEO/Head of Investment Solutions – Lim Chew Hwee
DID: (65) 6590 0270
Email: chewhwee.lim@atlasam.com.sg
Head of Legal and Compliance – Albert Chew
DID: (65) 6590 0261
Email: albert.chew@atlasam.com.sg
Head of HR and Operations – Joanne Teo
DID: (65) 6590 0260
Email: joanne.teo@atlasam.com.sg
Head of Client Relationship – Eileen Tan
DID: (65) 6590 0269
Email: eileen.tan@atlasam.com.sg
43
IMAS Members Directory 2014
Aviva Investors Asia Pte Limited
Company Profi le
Aviva Investors is a global asset management business dedicated to building
and providing investment solutions for clients which include local government
organisations, pension funds, wholesale and retail banks, insurance companies,
charities and private wealth managers. We employ over 1,000 people in 15
countries. With assets under management in excess of USD 371 billion (as at 30
June 2013) across a range of fi xed income, equity, real estate, money market and
alternative strategies, our clients benefi t not only from our unique access to,
and experience of, local markets but also from the availability of considerable
global resources.
Staff Strength (in Singapore) 63 (as at 30 Jun 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 371 billion (as at 30 Jun 2013)
2) Managed in Singapore SGD 6.046 billion (as at 30 Jun 2013)
Products/Services
1) Provided by Group (Worldwide)
Aviva Investors is fully committed to fi rst-rate management across a range of
asset classes, namely, fi xed income, real estate, equity, and global investment
solutions.
2) Provided in Singapore
As Above
Business Contact/Client Services
Business contact: 6 Temasek Boulevard #32-08
Suntec Tower Four
Singapore 038986
Contact person: Lim Beng Eu – Head of Business Development, Asia Pacifi c
Tel: (65) 6491 0560
Fax: (65) 6491 0577
Email: info.sg@avivainvestors.com
Website: www.avivainvestors.sg
44
Management
CEO, Singapore – Tahnoon PASHA
DID: (65) 6491 6906
Email: tahnoon.pasha@avivainvestors.com
Chief Executive, Asia Pacifi c Real Estate – Ian HALLY
DID: (65) 6491 0561
Email: ian.hally@avivainvestors.com
45
IMAS Members Directory 2014
AXA Investment Managers Asia (Singapore) Limited
Company Profi le
AXA Investment Managers is a multi-expert asset management company within
the AXA Group, a global leader in fi nancial protection and wealth management.
AXA IM is one of the largest European-based asset managers with approximately
US$725 billion in assets under management as of the end of September 2013.
AXA IM employs over 2,100 people around the world and operates out of 22
countries.
AXA Investment Managers Asia has been operating in Asia since 1998. With
offi ces in Hong-Kong, Beijing, Singapore, Sydney, Tokyo as well as joint-ventures
in Shanghai, Seoul and Mumbai, AXA IM has a wide presence in Asia.
Staff Strength (in Singapore) 23
Assets under Management
1) Managed by Group (Worldwide) USD 725 billion
2) Managed in Singapore USD 7.5 billion
Products/Services
1) Provided by Group (Worldwide)
Multi Assets Clients Solutions, Fixed Income, Equity and Alternatives
2) Provided in Singapore
Fixed Income and Equity
Business Contact/Client Services
Business contact: One George Street #14-02/03
Singapore 049145
Contact person: Andrew Tang – Compliance Manager
Tel: (65) 6236 2103
Fax: (65) 6236 2777
Email: andrew.tang@axa-im.com
Website: www.axa-im.com
Management
Pan Asia CIO – Kevin Chen
DID: (65) 6236 2288
Email: kchen@axarosenberg.com
Head of Asia Pacifi c – Jean-Pierre Leoni
DID: (852) 2285 2000
Email: jeanpierre.leoni@axa-im.com
46
Baker&McKenzie.Wong&Leow
Company Profi le
As Baker & McKenzie’s member fi rm in Singapore, Baker & McKenzie.Wong &
Leow is part of the world’s leading and most internationally diverse law fi rm.
With broad global coverage and comprehensive local knowledge gained from
30 years of operating in Singapore, we offer a unique combination of skills to
help you effectively manage the opportunities and challenges of operating in
Singapore and the rest of Asia.
Baker & McKenzie.Wong & Leow is a joint law venture between Baker &
McKenzie and Wong & Leow LLC, a Singapore law fi rm. This enables us to advise
you on both domestic and cross-border issues as one of the few full service law
fi rms in the country. Through Wong & Leow LLC, we have full rights of audience
in the Singapore courts and can therefore assist with any contentious issues that
you may be facing.
Staff Strength (in Singapore) 264
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide) Legal Services
2) Provided in Singapore Legal Services
Business Contact/Client Services
Business contact: 8 Marina Boulevard #05-01
Marina Boulevard Centre Tower 1
Singapore 018981
Contact person: Stephanie Magnus
Tel: (65) 6434 2672
Fax: (65) 6337 5100
Email: stephanie.magnus@bakermckenzie.com
Website: www.bakermckenzie.com/Singapore
47
IMAS Members Directory 2014
Management
Principal and Managing Partner – Andy Leck
DID: (65) 6434 2525
Email: andy.leck@bakermckenzie.com
General Manager – Danielle Quinell
DID: (65) 6434 2560
Email: danielle.quinell@bakermckenzie.com
Chief Operating Offi cer – Edmund Ng
DID: (65) 6434 2714
Email: edmund.ng@bakermckenzie.com
48
BlackRock (Singapore) Limited
Company Profi le
BlackRock is one of the world’s leading providers of investment, advisory and
risk management solutions.
As at 30 September 2013, BlackRock’s assets under management totalled
US$4.096 trillion. BlackRock offers products that span the risk spectrum to meet
clients’ needs, including active, enhanced and index strategies across markets
and asset classes. Through BlackRock Solutions® – the natural evolution of our
long-standing investment in developing sophisticated and highly integrated
systems – we offer risk management, strategic advisory and enterprise
investment system services to a broad base of institutional investors.
Staff Strength (in Singapore) 63 (as of 30 Sep 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 4.096 trillion (as of 30 Sep 2013)
2) Managed in Singapore USD 11.2 billion (as of 30 Sep 2013)
Products/Services
1) Provided by Group (Worldwide)
BlackRock is a provider of global investment management services which
include equity, fi xed income, cash management, alternative investment,
real estate, advisory strategies and Exchange-Traded Funds. BlackRock
offers a wide range of investment solutions refl ecting the varied needs and
preferences of our clients, including rigorous fundamental and quantitative
active management designed to maximize alpha, to highly effi cient indexing
strategies designed to gain effi cient exposure to the world’s capital markets.
Through BlackRock Solutions® we offer risk management, strategic advisory
and enterprise investment system services. BlackRock also provides transition
management services.
2) Provided in Singapore
All BlackRock group products and services (refer above).
49
IMAS Members Directory 2014
Business Contact/Client Services
Business contact: 20 Anson Road #18-01
Twenty Anson
Singapore 079912
Contact person: Mr Kevin Hardy – Managing Director
Tel: (65) 6411 3000
Fax: (65) 6411 3050
Email: kevin.hardy@blackrock.com
Website: www.blackrock.com
Management
Managing Director – Kevin Hardy
DID: (65) 6411 3000
Email: kevin.hardy@blackrock.om
Director – James Phoon
DID: (65) 6411 3000
Email: james.phoon@blackrock.com
50
BNP Paribas Investment Partners Singapore Limited
Company Profi le
BNP Paribas Investment Partners (BNPP IP) is the dedicated autonomous asset
management business of the BNP Paribas Group. BNP Paribas Investment Partners
offers the full range of investment management services to both institutional
and retail clients around the world. A client-centric organisation, BNPP IP is
structured around three major axes: Institutional, Distribution and Asia Pacifi c
& Emerging. More than 750 investment professionals work across our various
business lines, each specialising in a particular asset class or type of product.
With total assets under management of €473 billion as of 30 September 2013,
BNP Paribas Investment Partners is one of the largest investment management
fi rms in the world.
Source: BNP Paribas Investment Partners, as of 30 September 2013.
Staff Strength (in Singapore) 20 (as of 7 Nov 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 640 billion (as of 30 Sep 2013)
2) Managed in Singapore USD 1.58 billion (as of 30 Sep 2013)
Products/Services
1) Provided by Group (Worldwide)
• Multi-expertise investment capabilities: BNP Paribas Asset Manager,
the largest BNPP IP Partner, encompasses the major asset classes with
investment teams operating around the globe
• Specialist investment Partners: these focus on a particular asset class or
fi eld (mainly alternative and multi-management), operating as boutiquelike
structures
• Local and regional solution providers: local asset managers covering a
specifi c geographical region and/or clientele (the majority in emerging
markets)
2) Provided in Singapore
• Asian fi xed income
• Manager and fund selection, as well as model portfolio advisory
• Segregated portfolio and Collective Investment Schemes
51
IMAS Members Directory 2014
Business Contact/Client Services
Business contact: 10 Collyer #33-01
Ocean Financial Centre
Singapore 049315
Contact person: Ms Adeline Ng / Mr Tan Puay Lit
Tel: (65) 6210 1288
Fax: (65) 6210 4411
Email: Sing_enquiries@asia.bnpparibas.com
Website: www.bnpparibas-ip.com.sg
Management
Chief Executive Offi cer/Head of Asian Fixed Income – Adeline Ng
DID: (65) 6210 3998
Email: adeline.ng@asia.bnpparibas.com
Deputy CEO/Head of Institutional Sales, South East Asia – Tan Puay Lit
DID: (65) 6210 4401
Email: puaylit.tan@asia.bnpparibas.com
Head of Private Wealth, Asia Pacifi c – Christian Bucaro
DID: (65) 6210 3967
Email: christian.bucaro@asia.bnpparibas.com
Head of Sales, Asia Pacifi c (FundQuest Advisor) – Sebastien Cabanel
DID: (65) 6210 3975
Email: sebastien.cabanel@asia.bnpparibas.com
Chief Financial Offi cer – Janardan Mishra
DID: (65) 6210 3980
Email: janardan.mishra@asia.bnpparibas.com
Compliance – Winnie Foo
DID: (65) 6210 3987
Email: winnie.foo@asia.bnpparibas.com
Marketing – Ginny Shi
DID: (65) 6210 3961
Email: ginny.shi@asia.bnpparibas.com
52
Brandes Investment Partners (Asia) Pte. Ltd.
Company Profi le
Brandes Investment Partners (Asia) Pte Ltd (“Brandes Asia”) was incorporated
in 2012 and has received a Capital Markets Services License under the Securities
and Futures Act of Singapore. As may be permitted under local law, Brandes Asia
will provide portfolio management services to clients throughout Asia. Brandes
Asia will rely on research and portfolio construction activities conducted by
Brandes Investment Partners, L.P. (“Brandes”).
Brandes, founded in 1974, is a leading investment advisory fi rm, applying a
Graham & Dodd, value-oriented approach to global markets, to manage equity
and fi xed income assets for a broad range of institutional and private clients
worldwide. With a focus on company-specifi c research and analysis, they seek
to identify companies whose stock prices are trading below Brandes’ estimates
of their underlying business values. Consistently applied within a long-term
context, portfolios are fully invested. They follow their time-tested value
discipline in all market conditions. Refl ecting their team-oriented approach, all
purchase and sell decisions are made by investment committees
Headquartered in San Diego, California, Brandes and its related entities, in
addition to Singapore, have offi ces in Wisconsin, Dublin, and Toronto, and
employ more than 340 staff worldwide.
Staff Strength (in Singapore) 2
Assets under Management
1) Managed by Group (Worldwide) USD 27 billion
2) Managed in Singapore Recently licensed
Products/Services
1) Provided by Group (Worldwide)
Equity and Fixed Income
2) Provided in Singapore
Equity and Fixed Income
53
IMAS Members Directory 2014
Business Contact/Client Services
Business contact: 12 Marina View
#23-01 Asia Square Tower 2
Singapore 018961
Contact person: Edward Sherman
Email: edward.sherman@brandes.com
Chris Garrett
Email: chris.garrett@brandes.com
Website: www.brandes.com
Management
CEO – Edward Sherman
Email: edward.sherman@brandes.com
Executive Director – Chris Garrett
Email: chris.garrett@brandes.com
54
Brandywine Global Investment Management (Asia) Pte Ltd
Company Profi le
Founded in 1986, Brandywine Global Investment Management, LLC, offers
an array of equity, fi xed income, and balanced portfolios that invest in U.S.,
international, and global markets. As of 30 September 2013, Brandywine Global
manages USD48 billion in assets. The fi rm is a wholly owned, independently
operated subsidiary of Legg Mason, Inc. (NYSE: LM), and is headquartered in
Philadelphia, with satellite offi ces in San Francisco, Singapore, and London.
1Brandywine Global Investment Management (Europe) Limited is authorized and regulated by the
Financial Services Authority (the “FSA”).
Staff Strength (in Singapore) 4
Assets under Management
1) Managed by Group (Worldwide) USD 48,000.00 million
2) Managed in Singapore Not Stated
Products/Services
1) Provided by Group (Worldwide)
Global/International Fixed Income, Large Cap Value Equity, Absolute Value
Equity (Small, Mid, SMID, Micro), and Diversifi ed Value Equity.
Portfolio Management, Research, Trading, Client Service, Marketing,
Operations.
2) Provided in Singapore
Client Service, Research
Business Contact/Client Services
Business contact: 6 Battery Road #15-01
Singapore 049909
Contact person: Mr John Tsao
Tel: (65) 6536 6213
Fax: (65) 6536 6929
Email: john.tsao@brandywineglobal.com
singapore@brandywineglobal.com
Website: www.brandywineglobal.com
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IMAS Members Directory 2014
Management
Director/CEO – John Tsao
DID: (65) 6536 6213
Email: john.tsao@brandywineglobal.com
Offi ce Manager/Executive Assistant – Cleo Loh
DID: (65) 6536 6213
Email: cleo.loh@brandywineglobal.com
Fixed Income Research Analyst – Carol Lye
DID: (65) 6536 6213
Email: carol.lye@brandywineglobal.com
Fixed Income Research Analyst – Glenn Tan
DID: (65) 6536 6213
Email: glenn.tan@brandywineglobal.com
56
Capital Group
Company Profi le
Capital Group is one of the largest and most experienced global investment
management organizations. Since 1931, Capital Group has been singularly
focused on delivering superior, consistent results for long-term investors using
high-conviction portfolios, rigorous research and individual accountability.
Today millions of individual and institutional investors around the world trust
their long-term assets to Capital Group.
Its members, Capital International, Inc. and Capital Research Company
established branch offi ces in Singapore in 1989 and 2004, respectively. Capital
Group provides investment services to institutions based in Asia Pacifi c (ex
Japan) and the Middle East, through Capital International, Inc., and manages
assets of the American Funds family, through Capital Research Company.
Staff Strength (in Singapore) 82 (as at 30 Sep 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 1,264 billion (as at 30 Sep 2013)
(AUM managed by Capital Group )
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide)
Capital Group offers an extensive range of investment strategies delivered via
segregated mandates and a number of pooled funds. Investment strategies
offered would include a range of global equity, multiregional equity, regional
equity, fi xed income and objectiveoriented mandates.
2) Provided in Singapore
Not Applicable
Business Contact/Client Services
Business contact: One Raffl es Quay
33rd Floor North Tower
Singapore 048583
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IMAS Members Directory 2014
Contact person: Mr Jan Kees van Heusde
– Relationship Manager & Senior Vice President
Tel: (65) 6437 0641
Fax: (65) 6535 1680
Email: jkvh@capgroup.com
Ms Agnes Tan – Assistant Vice President
Tel: (65) 6437 2614
Fax: (65) 6535 1680
Email: alkt@capgroup.com
Website: www.capgroup.com
Management
Senior Vice President – Lam Nguyen-Phuong
DID: (65) 6437 0612
Email: Lam.Nguyen-Phuong@cgii.com
Senior Vice President, Legal – Pierre-Marie Bouvet
DID: (65) 6437 0655
Email: pb@capgroup.com
58
CFA Singapore
Company Profi le
Established in September 1987, CFA Singapore (formerly known as the Singapore
Society of Financial Analysts -SSFA) is a professional society that brings together
practitioners in the investment and fund management industry in Singapore. Its
principal objective is to promote and uphold professional standards and ethical
practice in fi nancial analysis and investment management in Singapore. CFA
Singapore is the 8th largest Member Society of CFA Institute. With over 3,300
members, CFA Singapore is a founding member of the Investment Management
Association of Singapore (IMAS).
Staff Strength (in Singapore) 7
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide)
Not Applicable
2) Provided in Singapore
The Society runs a whole host of programmes for members, CFA candidates
and also the investment community, including Professional Development
talks and seminars, Networking sessions, CFA information sessions and
examination review classes, and Career Development talks.
Business Contact/Client Services
Business contact: 10 Shenton Way #13-02
MAS Building
Singapore 079117
Contact person: Francis Er
Tel: (65) 6227 8560
Fax: (65) 6323 7657
Email: ed@cfasingapore.org
Website: www.cfasingapore.org
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IMAS Members Directory 2014
Management
President – Tan Chin Hwee, CFA
Email: president@ cfasingapore.org
Deputy President – Paul Bernard, CFA
Email: paul@bernardventures.com
Honorary Treasurer – Marcus Lam, CFA
Email: marcus.hc.lam@sg.pwc.com
Honorary Secretary – Lim Liying, CFA
Email: limly@slfsa.com.sg
60
Chan & Goh LLP
Company Profi le
Our law fi rm specializes in providing legal services to the fund management
industry since its establishment in 2000. We assist in the establishment
and registration of Singapore-domiciled and offshore funds and collective
investment schemes for both retail investors and accredited/institutional
investors, including exchange traded funds (ETFs), hedge funds, private equity
funds, alternative investment funds, venture capital funds, business trusts and
real estate investment trusts. We provide advisory services, including licensing
and compliance issues, and assist in drafting various corporate agreements. We
work closely with the MAS on regulatory issues and regulated funds and the SGX
in relation to ETFs.
Staff Strength (in Singapore) 10
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide) Not Applicable
2) Provided in Singapore Legal services
Business Contact/Client Services
Business contact: 50 Craig Road #03-01
Singapore 089688
Contact person: Colin Chan / Jocelyn Yeo
Tel: (65) 6222 5752 / 98412791 / 97692574
Fax: (65) 6222 4010
Email: colin@changoh.com.sg / jocelyn@changoh.com.sg
Website: www.changoh.com.sg
Management
Managing Partner – Colin Chan
DID: (65) 6222 5752
Email: colin@changoh.com.sg
Partner – Vincent Chan
DID: (65) 6222 5752
Email: vincent@changoh.com.sg
Partner – Goh Boon Ming
DID: (65) 6222 5752
Email: boonming@changoh.com.sg
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IMAS Members Directory 2014
Chartered Asset Management Pte Ltd
Company Profi le
Chartered Asset Management Pte Ltd (“CAM”) was established in 1994 as a
boutique fund management fi rm under Regulation 41(1)(e) of the Securities
Industry Regulations of Singapore. CAM currently holds a Capital Markets
Services Licence for fund management activities under the Securities and Futures
Act 2001. Our clientele is strictly “Accredited investors as defi ned in the Securities
and Futures Act (Cap 289).
CAM is headquartered in Singapore and has two wholly owned subsidiaries,
Chartered Asset Management (Hong Kong) Pte Ltd and Chartered Asset
Management Investment (Mauritius) Pte Ltd.
Staff Strength (in Singapore) 11
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore USD 431.5 million (as at 30 Sep 2013)
Products/Services
1) Provided by Group (Worldwide) Not Applicable
2) Provided in Singapore Fund management and advisory services
Business Contact/Client Services
Business contact: 51 Emerald Hill Road
Singapore 229327
Contact person: Colin Lee
Tel: (65) 6835 8863
Fax: (65) 6835 8865
Email: colinlee@cam.com.sg
Website: www.cam.com.sg
Management
Managing Director – Mr Colin Lee
DID: (65) 6835 8863
Email: colinlee@cam.com.sg
Executive Director – Ms Low Siew Kheng
DID: (65) 6835 8860
Email: siewkheng@cam.com.sg
62
CIMB-Principal Asset Management (S) Pte Ltd
Company Profi le
CIMB-Principal Asset Management (S) Pte Ltd was incorporated in Singapore on
18 May 2006 and is wholly owned by CIMB-Principal Asset Management Berhad,
which has been managing discretionary and mutual funds in Malaysia for more
than 15 years.
CIMB-Principal Asset Management (S) Pte Ltd obtained its Capital Markets
Services License in Fund Management on 24 April 2007 and is the Manager
for the CIMB FTSE ASEAN 40 and the CIMB S&P Ethical Asia Pacifi c Dividend
Exchange-Traded Funds, Asia ex Japan equity funds (Conventional/Islamic) and
Global fund-of-funds.
Staff Strength (in Singapore) 10
Assets under Management
1) Managed by Group (Worldwide) USD 14.18 billion (as of 30 Nov 2013)
2) Managed in Singapore USD 1.01 billion (as of 30 Nov 2013)
Products/Services
1) Provided by Group (Worldwide)
Equity funds, Islamic funds, Bond funds, Cash funds, Warrant funds, Exchange
Traded Funds and other products
2) Provided in Singapore
CIMB FTSE ASEAN 40 Exchange-Traded Fund, CIMB S&P Ethical Asia Pacifi c
Dividend Exchange-Traded Fund, Asia ex Japan equity funds (Conventional/
Islamic), Global fund-of-funds
Business Contact/Client Services
Business contact: 50 Raffl es Place #22-03A
Singapore Land Tower
Singapore 048623
Contact person: Nicholas Yap
Tel: (65) 6210 8490
Fax: (65) 6210 8489
Email: nicholas.yap@cimb.com
Website: www.cimb-principal.com.sg
Management
Chief Executive Offi cer – Ken Goh Zee Wei
DID: (65) 6210 8488
Email: ken.goh@cimb.com
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IMAS Members Directory 2014
Citicorp Trustee (Singapore) Limited
Company Profi le
With an on-the-ground presence in over 95 countries, Citi is a global leader
in domestic and cross-border securities services for the world’s top issuers,
intermediaries and investors. Citi provides complete investment services for
institutional, alternative and wealth managers, delivering middle offi ce, fund
services, custody, and investing and fi nancing solutions that are focused on
clients’ specifi c challenges and customized to their individual needs.
Citicorp Trustee (Singapore) Limited (CTSL), an indirect wholly-owned subsidiary
of Citigroup Inc., is a dedicated legal vehicle established to provide highly
professional trustee services to Collective Investment Schemes (CIS) in Singapore.
Staff Strength (in Singapore) Not Stated
Assets under Management
1) Managed by Group (Worldwide) (as of 31 Mar 2013)
Assets under custody and administration: $13.5 trillion
Assets under administration: $2.9 trillion
• Funds: $1.3 trillion
• Alternatives: $480 billion
• Middle Offi ce: $1.1 trillion
2) Managed in Singapore
Not Stated
Products/Services
1) Provided by Group (Worldwide)
Please refer to the link for details of product/services offered:
http://www.citigroup.com/transactionservices/home/securities_svcs/index.jsp
2) Provided in Singapore
Not Stated
Business Contact/Client Services
Business contact: 8 Marina View #16-00
Asia Square Tower 1
Singapore 081960
Contact person: Alvin Goh
Tel: (65) 6657 5008
Fax: (65) 6657 5612
Email: Alvin.nc.goh@citi.com
Website: www.citigroup.com
64
Management
Head, Securities and Fund Services – Alvin Goh
DID: (65) 6657 5008
Email: Alvin.nc.goh@citi.com
Director, Client Sales Management – Vanessa Lim
DID: (65) 6657 5006
Email: Vanessa.po.lim@citi.com
Director, Regional Head of Fund Administration and ETF Product – Prasanna Jha
DID: (65) 6657 5607
Email: Prasanna.jha@citi.com
Head, Fiduciary Services – Mei Lee Liew
DID: (65) 6657 5063
Email: Mei.lee.liew@citi.com
65
IMAS Members Directory 2014
City of London Investment Management (Singapore) Pte. Ltd
Company Profi le
City of London Investment Group PLC is a leading emerging market and natural
resource asset management group, specializing in the provision of products and
services predominantly to institutional clients who include some of the leading
institutions and endowment funds in the United States and Europe. City of
London operates its business from offi ces in London, US, Dubai and Singapore.
Staff Strength (in Singapore) 7
Assets under Management
1) Managed by Group (Worldwide) USD 3.3 billion
2) Managed in Singapore USD 622 miliion
Products/Services
1) Provided by Group (Worldwide)
Emerging Markets Equity, Natural Resource, Global Equity, Frontier Equity
2) Provided in Singapore
Not Applicable
Business Contact/Client Services
Business contact: 20 Collyer Quay #10-04
Singapore 049319
Contact person: Glenn Lee – Managing Director Singapore Offi ce
Tel: (65) 6236 9137
Fax: (65) 6532 3997
Email: glenn.lee@citlon.com.sg
Website: www.citlon.co.uk
Management
CEO – Barry Oliff
Director – Carlos Yuste
COO – Tom Griffi th
Compliance – Kevin Toland
66
Clifford Chance Pte Ltd
Company Profi le
Clifford Chance is one of the world’s leading law fi rms, with 36 offi ces in 26
countries. The fi rm has legal resources across the key markets of Africa, the
Americas, Asia Pacifi c, Europe and the Middle East and in the core areas of
commercial activity such as capital markets, corporate and M&A, fi nance and
banking, real estate, tax, pensions and employment, and litigation and dispute
resolution.
In Asia Pacifi c, Clifford Chance has offi ces in Bangkok, Beijing, Hong Kong,
Perth, Seoul, Shanghai, Singapore, Sydney and Tokyo.
Clifford Chance was awarded the Qualifying Foreign Law Practice (QFLP) licence
in 2008, allowing the fi rm to provide Singapore law advice across the existing
areas of practice.
Staff Strength (in Singapore) Over 130
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide) Legal Services
2) Provided in Singapore Legal Services
Business Contact/Client Services
Business contact: 12 Marina Boulevard
25th Floor Tower 3
Marina Bay Financial Centre
Singapore 018982
Contact person: Wern Sern Bin
Tel: (65) 6506 2761
Fax: (65) 6410 2288
Email: wernsern.bin@cliffordchance.com
Website: www.cliffordchance.com
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IMAS Members Directory 2014
Management
Managing Partner – Geraint Hughes
DID: (65) 6410 2212
Email: geraint.hughes@cliffordchance.com
Partner – Kai-Niklas Schneider
DID: (65) 6410 2255
Email: kai.schneider@cliffordchance.com
68
Daiwa Asset Management (Singapore) Ltd.
Company Profi le
Daiwa Asset Management (Singapore) Ltd. was incorporated in 1994. The
company’s immediate holding corporation is Daiwa Asset Management Co. Ltd.,
a company incorporated in Japan. The ultimate holding corporation is Daiwa
Securities Group Inc., a company also incorporated in Japan.
Daiwa Asset Management is responsible for the Daiwa Securities Group’s asset
management operations. The company develops and manages investment trust
products, and markets them through a multitude of sales channels, including
not only Daiwa Securities and other retail securities companies but also major
banks and post offi ces throughout Japan and the defi ned contribution pension
funds of business corporations. The company uses the fund management knowhow
it has acquired over many years to help investors steadily build their assets
and meet their investment goals.
Staff Strength (in Singapore) 17
Assets under Management
1) Managed by Group (Worldwide) USD 118.17 billion (as at 30 Sep 2013)
2) Managed in Singapore USD 1.73 billion (as at 30 Sep 2013)
Products/Services
1) Provided by Group (Worldwide)
Creates and manages investment trust products
2) Provided in Singapore
Provide fund management and investment advisory services
Business Contact/Client Services
Business contact: 3 Phillip Street #16-04
Royal Group Building
Singapore 048693
Contact person: Mr Hiroyuki Chida
Tel: (65) 6223 6712
Fax: (65) 6223 8629
Website: www.daiwa-am.co.jp
Management
Managing Director – Hiroyuki Chida
DID: (65) 6223 6712
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IMAS Members Directory 2014
Daiwa SB Investments (Singapore) Ltd.
Company Profi le
Daiwa SB Investments (Singapore) Ltd, is a wholly owned subsidiary of Daiwa SB
Investments Ltd. Tokyo, an asset management subsidiary of two major fi nancial
institutions in Japan namely Daiwa Securities Group and Sumitomo Mitsui
Financial Group. We are the leading globally operating asset management
company in Japan.
We provide professional asset management services such as active global
equity and fi xed income as well as regional equity and fi xed income products
to institutional investors worldwide including governments, central banks,
corporations, pension funds and trust funds.
Staff Strength (in Singapore) 10
Assets under Management
1) Managed by Group (Worldwide) USD 52 billion
2) Managed in Singapore Not Stated
Products/Services
1) Provided by Group (Worldwide)
Equities – Global, Asia, Pacifi c Basin, Japanese, Europe, US, Emerging markets
Fixed Income – Global Bond, Balanced Bond, Japanese Bonds Hedge funds
of funds
2) Provided in Singapore
Asian Equities – Singapore, Malaysia, Thailand, Indonesia, Philippines, India,
Australia and New Zealand
Business Contact/Client Services
Business contact: 152 Beach Road #06-01/02
The Gateway East
Singapore 189721
Contact person: Mr Tadashi Sato
Tel: (65) 6297 6811
Fax: (65) 6297 6822
Email: tadashi_sato@daiwasbi.com.sg
Website: www.daiwasbi.co.jp/english/index/html
Management
Managing Director – Mr Tadashi Sato
DID: (65) 6297 5688
Email: tadashi_sato@daiwasbi.com.sg
70
Deutsche Asset Management (Asia) Limited
Company Profi le
Deutsche Asset & Wealth Management offers individuals and institutions
traditional and alternative investments across all major asset classes. Deutsche
Asset Management (Asia) Limited is the asset management entity in Singapore
within Deutsche Asset & Wealth Management.
Staff Strength (in Singapore) 39 (as of 30 Apr 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 786 billion (as of 31 Oct 2013)
2) Managed in Singapore USD 2,372 million (as of 31 Oct 2013)
Products/Services
1) Provided by Group (Worldwide)
DeAWM operates four lines of business aligned under a global strategy.
1. Active Investment Management provides innovative retail investment
products, including mutual funds and structured funds, for retail clients,
institutions, pension funds, insurance companies and sovereign wealth
funds as well as (U)HNWI.
2. Passive Asset Management brings together the origination, arrangement
and distribution of structured investment products, systematic and Beta/
Beta+ strategies, across assets and product wrapper to institutional and
private investors.
3. The Alternatives and Real Assets platform includes the real estate (private
and securities), infrastructure (private and securities), commodities and
clean technology private equity investment businesses of DeAWM.
4. The Alternatives and Fund Solutions platform provides investment
solutions across a range of alternative asset classes and vehicles, including
hedge funds; fund derivatives and fi nancing; private equity and private
markets; and retirement products.
2) Provided in Singapore
As Above
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IMAS Members Directory 2014
Business Contact/Client Services
Business contact: One Raffl es Quay #20-00
South Tower
Singapore 048583
Contact person: Siok Kuan Tham – Chief Executive Offi cer
Tel: (65) 6423 6795
Fax: (65) 6534 7406
Email: Siok-kuan.tham@db.com
Website: www.deam-singapore.com
Management
CEO and Head of Fixed Income, Singapore – Siok Kuan Tham
DID: (65) 6423 6795
Email: siok-kuan.tham@db.com
Head of Asset Management Coverage South Asia, Global Client Group
– Rajan Raju
DID: (65) 6423 5097
Email: rajan.raju@db.com
Head of Equity – Scott Jaffray
DID: (65) 6423 5487
Email: scott.jaffray@db.com
Head of Compliance – Emma Eun Jeong Jang
DID: (65) 6423 5448
Email: eun-jeong.jang@db.com
72
Duxton Asset Management Pte Ltd
Company Profi le
Duxton Asset Management (“Duxton”) is a specialized asset manager, with
leading expertise in agricultural land and securities and emerging markets.
Duxton has approximately USD 650 million in Assets Under Management
(“AUM”) through a number of investment and advisory mandates.
Duxton holds a Capital Markets Services License issued by the Monetary
Authority of Singapore to conduct fund management for accredited and/or
institutional investors.
Staff Strength (in Singapore) 22
Assets under Management
Duxton has approximately USD 650 million of assets under management and
advisory. This includes a segregated mandate by a large European pension fund,
one of the most sophisticated global investors in agricultural sector, to invest
EUR 150 million of its assets in agriculture and food production related Assets.
1) Managed by Group (Worldwide) USD 650 million
2) Managed in Singapore USD 650 million
Products/Services
1) Provided by Group (Worldwide)
Duxton Mandates
1. Duxton has been appointed by Deutsche Asset Management (Asia) Limited
as the delegated investment manager for DWS Vietnam Fund and the
DWS Global Agricultural Land & Opportunities Fund.
2. Duxton runs a non-discretionary mandate with a large European pension
fund to invest into agricultural and food production related assets.
3. Duxton also runs a number of non-discretionary mandates for direct
agricultural investments.
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IMAS Members Directory 2014
Duxton Products
1. Duxton Agricultural Land Fund – focusing on direct agricultural
investments.
2. Orchid Funds SICAV – Duxton Agricultural Commodities and Equities Sub-
Fund – a UCI Part II fund domiciled in Luxembourg that focuses on listed
agricultural and commodity assets.
3. Duxton Pagoda Fund – focusing on listed equities in Vietnam & ASEAN.
4. DMS Platform SICAV-SIF – Duxton Global Agricultural Fund (previously
Duxton Agricultural Land Trust) – a SICAV-SIF fund domiciled in Luxembourg
that focuses on fund of fund and other listed agricultural investments.
5. DMS Platform SICAV-SIF – The Real Asset Fund – a SICAV-SIF fund domiciled
in Luxembourg that focuses on fund of fund and listed equities in various
sectors and commodity assets.
2) Provided in Singapore
As Above
Business Contact/Client Services
Business contact: 40 Duxton Hill
Level 2 and Level 4
Singapore 089618
Contact person: Jessie Goh
Tel: (65) 6511 0361
Fax: (65) 6220 7956
Email: jessie.goh@duxtonAM.com
Website: www.duxtonAM.com
Management
Group Chairman – Edouard Peter
DID: (65) 6511 0351
Email: ed.peter@duxtonAM.com
Chief Executive Offi cer– Stephen Duerden
DID: (65) 6511 0363
Email: stephen.duerden@duxtonAM.com
Managing Director/Chief Investment Offi cer – Desmond Sheehy
DID: (65) 6511 0368
Email: desmond.sheehy@duxtonAM.com
74
Eastspring Investments (Singapore) Limited
Company Profi le
Eastspring Investments, part of Prudential Corporation Asia, is UK-based
Prudential plc asset management business in Asia. It is one of the region’s
largest asset managers, with operations in 14 markets (including offi ces in US
and Europe) with about US$97 billion (£60 billion) in assets under management
(as at 30 September 2013). Eastspring Investments (Singapore) Limited was
established in Singapore in 1994 and is a wholly-owned subsidiary of Prudential
plc. It manages a wide range of funds across various asset classes to service both
retail and institutional clients. The company houses the regional investment
team and is the largest of its 11 Asia offi ces with just under 300 staff members.
Staff Strength (in Singapore) 279 (as at 30 Nov 2013)
Assets under Management
1) Managed by Group (Worldwide)
Prudential plc has about US$647.63 billion (£427 billion) in assets under
management (as at 30 Jun 2013).
2) Managed in Singapore
Eastspring Investments (Singapore) Limited has approximately US$63.21
billion in funds under management, of which approximately US$44.76 billion
are discretionary funds managed in Singapore (as at end Sep2013).
Products/Services
1) Provided by Group (Worldwide)
Prudential plc is a leading fi nancial services group and has been in existence
for over 160 years. It provides insurance and fi nancial services directly and
through its subsidiaries and affi liates throughout the world.
2) Provided in Singapore
Eastspring Investments (Singapore) Limited’s service offerings include a
wide variety of investment capabilities across a range of asset classes, which
include:
• Asia Equity
• Fixed Income
• Global Emerging Market Equity
• Global Asset Allocation
• Private Equity
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IMAS Members Directory 2014
Business Contact/Client Services
Business contact: 10 Marina Boulevard #32-01
Marina Bay Financial Centre Tower 2
Singapore 018983
Contact person: Jackie Chew – Chief Executive Offi cer, Singapore
Tel: (65) 6349 9100 (General)
Fax: (65) 6509 5382
Website: www.eastspringinvestments.com.sg
Management
Chief Executive Eastspring Investments
– Guy Strapp
Chief Executive Offi cer Eastspring Investments (Singapore) Limited
– Jackie Chew
76
Ernst & Young
Company Profi le
Ernst & Young is a global leader in assurance, tax, transaction and advisory
services. Worldwide, our 167,000 people are united by our shared values and
an unwavering commitment to quality. We have nearly 46,000 people serving
fi nancial services clients globally, of whom 18,000 belong to our dedicated
fi nancial services organizations (FSO). There are four FSO Regions (one for each
Area) that bring together the geographic, sector, service line and regulatory
strengths in fi nancial services. The FSOs include three of our industry sectors
(Asset Management, Banking & Capital Markets and Insurance) and provide
clients with integrated assurance, tax, transaction and advisory services.
Staff Strength (in Singapore) more than 2,000 (100 partners)
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide)
Ernst & Young is a leader is serving the global fi nancial services marketplace.
Our dedicated fi nancial services industry professionals around the world
provide integrated services to our three fi nancial services segments: Asset
Management, Banking and Capital Markets, and Insurance clients. With
a global presence and industry-focused advice, Ernst & Young’s fi nancial
services provide high-quality assurance, tax, transaction and advisory services,
including operations, process improvement, risk and technology, to fi nancial
services companies worldwide.
2) Provided in Singapore
In Singapore, we have a history of 124 years, with 100 partners and over
2,000 people offering assurance, tax, transaction and advisory services. Our
client portfolio includes blue-chip multinational corporations, public listed
companies and public sector organisations across various industries.
We have a broad asset management client base comprising an extensive
portfolio of fund managers managing or advising global funds as well as startup
funds. We provide extensive, value-added advice particularly to boutique
fund managers striking out on their own, providing the necessary support in
helping them through the initial stages of setting up, liaising with the legal
advisors and the regulators. Through our extensive experience and exposure
to the various challenges faced by our clients, we have a comprehensive
and in-depth understanding of the demands of the market place and the
regulatory requirements.
77
IMAS Members Directory 2014
Business Contact/Client Services
Business contact: One Raffl es Quay
North Tower, Level 18
Singapore 048583
Contact person: Brian Thung
Tel: (65) 6309 6227
Fax: (65) 6532 7662
Email: Brian.Thung@sg.ey.com
Website: www.ey.com
Management
Country Managing Partner – Max Loh
DID: (65) 6309 8828
Email: Max.Loh@sg.ey.com
Head of Financial Services Offi ce Singapore – Winston Ngan
DID: (65) 6309 6918
Email: Winston.Ngan@sg.ey.com
78
FIL Investment Management (Singapore) Limited
Company Profi le
Fidelity Worldwide Investment is a global leader in asset management, providing
investment products and services to individuals and institutions in the UK,
continental Europe, the Middle East and Asia Pacifi c. Established in 1969, the
company has over 6,000 staff in 24 countries and manages or administers client
assets of US$329bn*. It has over 7 million customer holdings and manages about
700 equity, fi xed income, property and asset allocation funds. The company’s
fund managers receive research from one of the largest proprietary research
teams, based in 12 countries around the world. Fidelity Worldwide Investment
is an independent asset management company which is privately owned.
*as at 30 September 2013. Includes US$260 assets under management and US$69 administration
Staff Strength (in Singapore) Not Stated
Assets under Management
1) Managed by Group (Worldwide) USD 260 under management and USD 69
under administration (as at 30 Sep 2013)
2) Managed in Singapore Not Stated
Products/Services
1) Provided by Group (Worldwide)
Fidelity provides has a range of investment solutions covering all regions,
industrial sectors and asset classes. This includes equity, fi xed income, cash,
multi-asset, real estate and active extension strategies.
2) Provided in Singapore
Fidelity in Singapore provides a broad range of over 80 funds under the SICAV
umbrella. We also manage segregated mandates and discretionary portfolios.
Business Contact/Client Services
Business contact: 8 Marina View #35-06
Asia Square Tower 1
Singapore 018960
Contact person: Yunar Teo
Tel: (65) 6511 2211
Fax: (65) 6536 1960
Email: Yunar.teo@fi l.com
Website: www.fi delity.com.sg
Management
Managing Director – Mike Nikou
DID: (65) 6511 2207
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IMAS Members Directory 2014
First State Investments (Singapore)
Company Profi le
First State Investments is the international operation of Colonial First State
Global Asset Management (‘CFSGAM’), and the specialist asset management
business of the Commonwealth Bank of Australia. CFSGAM has offi ces in Sydney,
Melbourne, Auckland, London, Edinburgh, Frankfurt, Paris, New York, Hong
Kong, Singapore, Jakarta and Tokyo.
First State Investments is represented in China as First State Cinda, which is a joint
venture with China Cinda Asset Management Corporation. The joint venture’s
head offi ce is located in Shenzhen, China, with a branch offi ce in Beijing.
First State Investments is a signatory to the UN Principles of Responsible
Investment since March 2007 with a dedicated sustainability and responsible
investment team.
Staff Strength (in Singapore) 50
Assets under Management
1) Managed by Group (Worldwide) USD 167.5 billion (as at 30 Sep 2013)
2) Managed in Singapore Not Stated
Products/Services
1) Provided by Group (Worldwide)
First State Investments offers investment solutions to institutional,
intermediary and retail investors globally across a diverse range of asset
classes. These include Australian equities, worldwide equities, Asia Pacifi c
and global emerging markets equities, global resources equities, global
property securities, global listed infrastructure securities, direct infrastructure
investments, global fi xed interest and credit, emerging market debt and
short term investments, multi-asset solutions and asset allocation strategies.
2) Provided in Singapore
In Singapore, First State Investments provides access to the Group’s investment
capabilities. In particular, Asia-Pacifi c and global emerging markets equities,
worldwide equities, Asian fi xed interest and multi-asset solutions including
asset allocation strategies are managed out of Singapore.
In addition, we currently offer 14 Singapore-registered collective investment
schemes and 28 restricted schemes. These include award-winning funds such
as First State Dividend Advantage, First State Bridge, First State GEM Leaders,
and First State Regional China Fund.
80
Business Contact/Client Services
Business contact: 1 Temasek Avenue #17-01
Millenia Tower
Singapore 039192
Contact person: Alexis Ng – Managing Director, Southeast Asia
and Head of Distribution, Asia
Tel: (65) 6538 0008
Fax: (65) 6538 0800
Email: alexis.ng@fi rststate.com.sg
Website: www.fi rststateinvestments.com
Management
Managing Director, South East Asia and Head of Distribution, Asia – Alexis Ng
Email: alexis.ng@fi rststate.com.sg
Global Head of Equity Dealing – Todd Prado
Email: todd.prado@fi rststate.com.sg
Head of Finance, Asia – Adrianus Djayawinata
Email: adrianus.djayawinata@fi rststate.com.sg
81
IMAS Members Directory 2014
Firth Investment Management Pte Ltd
Company Profi le
Firth Investment Management Pte Ltd, a company incorporated in Singapore,
is an independent investment manager focused exclusively on investing in
listed smaller capitalisation Asia ex-Japan companies. It holds a Capital Markets
Services License issued by the Monetary Authority of Singapore and is thereby
licensed under the Securities and Futures Act to conduct the regulated activity
of fund management.
Staff Strength (in Singapore) 7
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore USD 182 million
Products/Services
1) Provided by Group (Worldwide) Not Applicable
2) Provided in Singapore Investment Management
Business Contact/Client Services
Business contact: 180 Cecil Street #13-03
Bangkok Bank Building
Singapore 069546
Contact person: Simon Rigby
Tel: (65) 6327 5972
Fax: (65) 6410 9661
Email: simon.rigby@fi rthinvestment.com
Website: www.fi rthinvestment.com
Management
Director, CIO – Richard Firth
DID: (65) 6327 5982
Email: richard.fi rth@fi rthinvestment.com
Director – John McCartney
DID: (65) 6327 5981
Email: john.mccartney@fi rthinvestment.com
Director, CEO – Simon Rigby
DID: (65) 6327 5972
Email: simon.rigby@fi rthinvestment.com
82
Foord Asset Management (Singapore) Pte. Limited
Company Profi le
Foord Asset Management (Singapore) Pte. Limited is part of Foord Asset
Management (“Foord”), which is a global investment boutique with operations
in Singapore, Cape Town and Luxembourg. Founded by Dave Foord, in 1981, it is
grounded in private client management, has a vision for long-term investment
stewardship and has over 30 years experience in managing money with an
absolute return focus. The group manages asset allocation and single asset
class portfolios exceeding USD 10 billion for institutional and retail investors.
Foord’s fl agship UCITS product is the USD 2 billion Foord International Fund, a
Luxembourg-domiciled fund with a superb 16 years track record.
Staff Strength (in Singapore) 8 (as at 30 Nov 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 10 billion (as at 30 Nov 2013)
2) Managed in Singapore USD 3.3 billion (as at 30 Nov 2013)
Products/Services
1) Provided by Group (Worldwide)
UCITS, Collective Investments Schemes in South Africa, Singapore domiciled
fund and segregated investment mandates.
• Foord Balanced Fund
• Foord Flexible Fund of Funds
• Foord International Feeder Fund
• Foord International Fund
• Foord International Trust
• Foord Equity Fund
• Foord Global Equity Fund (Luxembourg)
• Foord Global Equity Fund
2) Provided in Singapore
Investment management services to Foord Global Equity Fund.
Investment advisory services to Foord UCITS Funds domiciled in Luxembourg.
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IMAS Members Directory 2014
Business Contact/Client Services
Business contact: 80 Raffl es Place #26-04
UOB Plaza
Singapore 048624
Contact person: Prakash Desai – COO and Director
Tel: (65) 6521 1100 / 6521 1107
Fax: (65) 6521 1109
Email: info@foord.com.sg / prakash.desai@foord.com.sg
Website: www.foord.com
Management
Founder/Director – David Foord
DID: (65) 6521 1100
Email: dave@foord.com.sg
CEO and Director – Carolyn Levin
DID: (65) 6521 1101
Email: carolyn.levin@foord.com.sg
COO and Director – Prakash Desai
DID: (65) 6521 1107
Email: prakash.desai@foord.com.sg
CIO – Vincent Ee
DID: (65) 6521 1108
Email: vincent.ee@foord.com.sg
84
Fullerton Fund Management Company Ltd
Company Profi le
Fullerton Fund Management (“Fullerton”) is an investment specialist, with
expertise across all asset classes, including equities, fi xed income, money
market, currencies and alternatives. Headquartered in Singapore, Fullerton is
also supported by offi ces in China and Japan.
Prior to its establishment in 2003, the fund management team operated as an
in-house fund management division of Temasek Holdings. Fullerton is regulated
by the Monetary Authority of Singapore.
Staff Strength (in Singapore) 98 (as at 31 Oct 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 10 billion (as at 31 Oct 2013)
2) Managed in Singapore See Worldwide
Products/Services
1) Provided by Group (Worldwide)
Fullerton manages Asian and emerging market mandates for institutional and
retail clients across equities, fi xed income, money markets and alternatives.
2) Provided in Singapore
See Worldwide
Business Contact/Client Services
Business contact: 60B Orchard Road #06-18
Tower 2, The Atrium@Orchard
Singapore 238891
Contact person: Business Development Group
Tel: (65) 6828 6100
Fax: (65) 6828 6484
Email: info@fullerton.com.sg
Website: www.fullertonfund.com
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IMAS Members Directory 2014
Management
Chief Executive and Investment Offi cer – Manraj Sekhon
DID: (65) 6828 6827
Email: manrajsekhon@fullerton.com.sg
Chief Operating Offi cer – Wah Geok Sum
DID: (65) 6828 2373
Email: geoksum@fullerton.com.sg
Head of Business Development – Trevor Chudleigh
DID: (65) 6828 6738
Email: trevorchudleigh@fullerton.com.sg
86
GMO Singapore Pte Limited
Company Profi le
GMO, founded in 1977, is a privately held global investment management
fi rm servicing clients in the corporate, public, endowment and foundation
marketplaces. We manage client assets using a blend of traditional judgments
with innovative quantitative methods to fi nd undervalued securities and
markets.
Our success in consistently providing value added performance across a broad
range of asset classes is founded on several key factors that include: discipline,
value orientation, investment research and constant innovation. Our broadbased
valued added over benchmarks has led many of our clients to request
that we allocate assets and advise them on a global scale.
We serve our global client base from our headquarters in Boston and offi ces
in San Francisco, London, Amsterdam, Zurich, Singapore and Sydney. GMO
employs more than 100 investment professionals and more than 500 employees
worldwide.
Staff Strength (in Singapore) 13
Assets under Management
1) Managed by Group (Worldwide) USD 112 billion (as of 30 Sep 2013)
2) Managed in Singapore Not Stated
Products/Services
1) Provided by Group (Worldwide)
GMO is a leading provider of investment strategies including equity and
fi xed income strategies across global developed and emerging markets, asset
allocation, forestry and absolute return strategies.
2) Provided in Singapore
As Above
Business Contact/Client Services
Business contact: 6 Battery Road #26-05
Singapore 049909
Contact person: Glen Howard
Tel: (65) 6532 0346
Fax: (65) 6536 5421
Email: glen.howard@gmo.com
Website: www.gmo.com
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IMAS Members Directory 2014
Management
Managing Director – Glen Howard
DID: (65) 6532 0346
Email: glen.howard@gmo.com
Director – Jonathan Goll
DID: (65) 6532 0346
Email: jonathan.goll@gmo.com
Business and Compliance Manager – Cindy Tan
DID: (65) 6532 0346
Email: cindy.tan@gmo.com
88
Goldman Sachs Asset Management
Company Profi le
Goldman Sachs Asset Management is the asset management arm of The
Goldman Sachs Group, Inc. (NYSE: GS), which manages US$767.4 billion as of
30 September 2013. Goldman Sachs Asset Management has been providing
discretionary investment advisory services since 1988 and has investment
professionals in all major fi nancial centers around the world. The company offers
investment strategies across a broad range of asset classes to institutional and
individual clients globally. Founded in 1869, Goldman Sachs is a leading global
investment banking, securities and investment management fi rm, providing a
wide range of services worldwide to a substantial and diversifi ed client base that
includes corporations, fi nancial institutions, governments and high net worth
individuals. Our goal is to provide our clients with cutting edge investment
products, which are managed in an environment of rigorous risk management.
Given that Singapore is the hub for the fi rm’s operations throughout South East
Asia, GSAM maintains a signifi cant presence in Singapore.
Staff Strength (in Singapore) 103 (as of 30 Sep 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 767.4 billion (as of 30 Sep 2013)
(Firmwide AUM includes assets managed by
GSAM and its investment advisory affi liates)
2) Managed in Singapore USD 2.9 billion (as of 30 Sep 2013)
Products/Services
1) Provided by Group (Worldwide)
GSAM offers products in Fundamental Equity, Quantitative Investment
Strategies, Global & US Fixed Income, and Alternative Investments; and
Advisory services. All GSAM activities are subjected to and supported by:
Firmwide and GSAM Risk Management teams, Operations, Control, and
other supporting professionals & structures.
2) Provided in Singapore
Fundamental Equity Portfolio Management, Fundamental Equity Trading and
Portfolio Construction, Fixed Income Portfolio Management, Fixed Income
Trading, Quantitative Equity Portfolio Management, Central Trading, GSIP*,
Sales and Marketing, Business Development Services, Product Development,
Consultant Relations, Compliance, Technology and Operations.
*Goldman Sachs Investment Partners’ (GSIP) is GSAM’s alternative investment platform focused on
public and private investments globally
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IMAS Members Directory 2014
Business Contact/Client Services
Business contact: 1 Raffl es Link #07-01
South Lobby
Singapore 039393
Contact person: Divyata Ashiya
Tel: (65) 6889 1000
Website: www2.goldmansachs.com/who-we-are/locations/
index.html#Singapore
Management
Managing Director – Sheila Patel
DID: (65) 6889 1000
Managing Director – Divyata Ashiya
DID: (65) 6889 1000
Managing Director – Paul Burgess
DID: (65) 6889 1000
Managing Director – Kevin Ohn
DID: (65) 6889 1000
Managing Director – Gerald Peterson
DID: (65) 6654 1000
Managing Director – Owi Ruivivar
DID: (65) 6889 1000
Managing Director – Prashant Khemka
DID: (65) 6889 1000
90
Havenport Asset Management Pte Ltd
Company Profi le
Havenport Asset Management is an Asia Pacifi c Equities specialist, headquartered
in Singapore. Havenport was incorporated in July 2010 and received its Capital
Market License from the MAS on 1 February 2011. We are 100% employee
owned. All of our resources are devoted to alpha generation, and to providing
exceptional service to our clients.
Staff Strength (in Singapore) 14
Assets under Management
1) Managed by Group (Worldwide) Not Stated
2) Managed in Singapore USD 1.0 billion (as of 31 Oct 2013)
in Asia Pacifi c ex Japan equities
Products/Services
1) Provided by Group (Worldwide) Not Stated
2) Provided in Singapore Regional Asia Pacifi c ex Japan equities
Business Contact/Client Services
Business contact: 36 Armenian Street #06-11
Singapore 179934
Contact person: Valerie Ang
Tel: (65) 6590 9088
Fax: (65) 6225 3521
Email: valerie@havenportasset.com
Website: www.havenportasset.com
Management
Managing Partner – Patrick Tan
DID: (65) 6590 9080
Email: patrick@havenportasset.com
Managing Partner – Joseph Tern
DID: (65) 6590 9099
Email: joseph@havenportasset.com
Partner – Valerie Ang
DID: (65) 6590 9088
Email: valerie@havenportasset.com
91
IMAS Members Directory 2014
Henderson Global Investors (Singapore) Limited
Company Profi le
Founded in 1934, Henderson is a leading investment manager, providing a wide
range of investment products and services to institutions and individuals in Asia,
Europe and North America. Henderson manages over US$114.7 billion (as at 30
September 2013) across multiple asset classes (equities, fi xed income, private
equity and property) and employs around 1,000 people worldwide.
Since July 1995, the Singapore offi ce has been Henderson’s headquarters for
Asia-Pacifi c investment, with the dual purpose of managing and monitoring
local investment opportunities and attracting new funds to manage from the
region.
Staff Strength (in Singapore) 42
Assets under Management
1) Managed by Group (Worldwide) USD 114.7 billion (as at 30 Sep 2013)
2) Managed in Singapore USD 5.6 billion (as at 30 Sep 2013)
Products/Services
1) Provided by Group (Worldwide)
Equities, Fixed Income, Hedge Funds, Private Equity and Property
2) Provided in Singapore
Pan Asian Equities, Private Equity, Hedge Funds and Property
Business Contact/Client Services
Business contact: 6 Battery Road #12-01
Singapore 049909
Contact person: Alexander Henderson – Managing Director, Asia
Email: alexander.henderson@henderson.com
Richard Clarke – Director, Institutional Marketing
Email: richard.clarke@henderson.com
Hur Ming Wong – Head of Retail Sales, Singapore
Email: ming.wong@henderson.com
Tel: (65) 6836 3900
Fax: (65) 6221 0039
Website: www.henderson.com.sg
92
Management
Managing Director, Asia – Alexander Henderson
DID: (65) 6836 3900
Email: alexander.henderson@henderson.com
Director of Property, Asia – Chris Reilly
DID: (65) 6836 3902
Email: chris.reilly@henderson.com
93
IMAS Members Directory 2014
HSBC Global Asset Management (Singapore) Limited
Company Profi le
We provide a comprehensive range of investment management solutions and
are committed to delivering consistent investment performance, world class
service and a broad range of solutions for both Wholesale and Institutional
businesses, drawing on internal investment capabilities when appropriate and
external managers as required, through our multi-manager capability.
A cornerstone of our strategy is a focus on corporate governance to ensure
that we fulfi ll our fi duciary responsibilities to clients. The aim of focusing on
governance in everything we do is to ensure that we are responsibly fulfi lling the
trust that our clients are placing in us. The interests and indeed ultimate success
of our clients is integral to our business strategy and governance approach.
Staff Strength (in Singapore) 22
Assets under Management
1) Managed by Group (Worldwide) USD 419 billion (as of Sep 2013)
2) Managed in Singapore USD 4.5 billion (as of Sep 2013)
Products/Services
1) Provided by Group (Worldwide)
Emerging Market Debt, Asian Fixed, Emerging Markets equities etc
2) Provided in Singapore
Asian Fixed, Managed Solutions, Equities etc
Business Contact/Client Services
Business contact: 21 Collyer Quay #06-01
HSBC Building
Singapore 049320
Contact person: Kalen S C Lim – CEO
Tel: (65) 6658 2777
Fax: (65) 6225 4324
Email: kalenlim@hsbc.com.sg
Website: www.assetmanagement.hsbc.com/sg
94
Management
CEO – Kalen S C Lim
DID: (65) 6658 2777
Email: kalenlim@hsbc.com.sg
Business Manager – Siddharth Balwalli
DID: (65) 6658 0352
Email: siddharthbalwalli@hsbc.com.sg
Compliance Head – Suat Lay Ng
DID: (65) 6658 2893
Email: suatlay.ng@hsbc.com.sg
Compliance Manager – Agnes Tan
DID: (65) 6658 2894
Email: agnessiewlintan@hsbc.com.sg
Finance Manager – Meng Hong Tok
DID: (65) 6658 2890
Email: menghong.tok@hsbc.com.sg
95
IMAS Members Directory 2014
HSBC Securities Services
Company Profi le
HSBC Securities Services provides comprehensive global, regional and domestic
fund services including fund administration, global custody, corporate trust and
loan agency and sub-custody settlement and services to the international asset
management industry.
Leading services include complex accounting, valuation and web-based investor
services for traditional funds, hedge funds, fund of funds and private equity
funds; trustee and depositary services; performance consultancy services to
institutional and corporate clients worldwide as well as cash management,
foreign exchange, securities lending, corporate trusteeship, issuing and paying
agency services, management and corporate secretarial, compliance and
regulatory reporting.
Staff Strength (in Singapore) 223
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide)
Fund accounting and administration, transfer agency services, global custody,
sub-custody and clearing and corporate trust and loan agency, as well as
providing access to the entire range of industry-leading products and services
offered by the HSBC Group.
2) Provided in Singapore
Fund accounting and administration, transfer agency services, global custody,
sub-custody and clearing and corporate trust and loan agency, as well as
providing access to the entire range of industry-leading products and services
offered by the HSBC Group.
96
Business Contact/Client Services
Business contact: 21 Collyer Quay #03-01
HSBC Building
Singapore 049320
Contact person: John Butler – Head of Sales and Business Development
Tel: (65) 6658 2370
Fax: (65) 6224 0351
Email: johnebutler@hsbc.com.sg
Website: www.hsbcnet.com
Management
Chief Executive Offi cer, HSBC Institutional Trust Services (Singapore) Limited
and Head of HSBC Securities Services, Singapore – Tony Lewis
DID: (65) 6658 0228
Email: tonywlewis@hsbc.com.sg
Head of Sales and Business Development, HSBC Securities Services, Singapore
– John Butler
DID: (65) 6658 2370
Email: johnebutler@hsbc.com.sg
97
IMAS Members Directory 2014
Indea Capital Pte Limited
Company Profi le
Indea Capital Pte Limited was established in 2002 and is a dedicated manager
committed to provide outstanding investment management services in Indian
equities and equities benefi ting from the development of India as a major
economy.
Staff Strength (in Singapore) Not Stated
Assets under Management
1) Managed by Group (Worldwide) Not Stated
2) Managed in Singapore Not Stated
Products/Services
1) Provided by Group (Worldwide) Not Stated
2) Provided in Singapore Not Stated
Business Contact/Client Services
Business contact: 137 Telok Ayer Street #04-06
Singapore 068602
Contact person: Peter Newing
Tel: (65) 6438 6762
Fax: (65) 6836 7369
Email: peter@indeacapital.com
Website: www.indeacapital.com
Management
COO – Peter Newing
Email: peter@indeacapital.com
98
ING Investment Management Asia Pacifi c (Singapore) Ltd
Company Profi le
ING Investment Management (ING IM) is a global asset manager with USD238
billion in assets managed for institutions and individual investors worldwide. As
the principal asset manager of ING Group, ING IM employs over 1,100 staff and
is active in 18 countries across Europe, America, Asia and the Middle East.
ING Investment Management Asia Pacifi c (Singapore) Ltd has been offering
offshore collective investment schemes and segregated mandates in Singapore
since 1996 and is responsible for marketing ING’s expertise and products to
clients in Asia ex Japan. We position Singapore as our Asian investment centre
where we manage our fl agship Asian debt strategies.
*Figures as of 30 September 2013
Staff Strength (in Singapore) 23 (as of 1 Oct 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 230 billion (as of 30 Jun 2013)
2) Managed in Singapore USD 7 billion (as of 30 Jun 2013)
Products/Services
1) Provided by Group (Worldwide)
We offer clients investment products and solutions across asset classes,
geographies and styles:
• Equity
• Fixed Income
• Multi-Asset
2) Provided in Singapore
As Above
Business Contact/Client Services
Business contact: 10 Marina Boulevard #31-01
Marina Bay Financial Centre Tower 2
Singapore 018983
Contact person: Tel: (65) 6632 3060 (Marketing hotline)
Fax: (65) 6535 3393
Email: iim.info@ingim.com
Website: www.ingim.com.sg
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IMAS Members Directory 2014
Management
CEO – Shek Chee Seng
DID: (65) 6632 3076
Email: cheeseng.shek@ingim.com
Head of Asian Debt – Joep Huntjens
DID: (65) 6632 3066
Email: joep.huntjens@ingim.com
Head, Institutional Business Development Asia ex Japan – Tan Lih Yann
DID: (65) 6632 3068
Email: lihyann.tan@ingim.com
Head, Wholesale Business Development Asia ex Japan – Ch’ng Chia Chia
DID: (65) 6632 3063
Email: chiachia.chng@ingim.com
100
Invesco Asset Management Singapore Ltd
Company Profi le
Invesco is a leading independent global investment management company,
dedicated to helping people worldwide build their fi nancial security. By
delivering the combined power of our distinctive worldwide investment
management capabilities, Invesco provides a comprehensive array of enduring
investment solutions for retail, institutional and high net worth clients around
the world. Operating in 20 countries, the company is listed on the New York
Stock Exchange under the symbol IVZ. Invesco Singapore’s principal activities are
those of providing marketing, research and management information services.
There have been no signifi cant changes in the nature of these activities during
the fi nancial year.
Staff Strength (in Singapore) 7
Assets under Management
1) Managed by Group (Worldwide) USD 767.3 billion (as at 30 Nov 2013)
2) Managed in Singapore USD 509.4 million (as at Nov 2013)
(Sourced AUM for SG retail sales)
Products/Services
1) Provided by Group (Worldwide)
A wide range of single-country, regional and global capabilities across major
equity, fi xed income and alternative asset classes delivered through a diverse
set of investment vehicles.
2) Provided in Singapore
Investment management of ASEAN Equity, providing wholesale distribution
services of Invesco’s products (through private banks) in Singapore.
Business Contact/Client Services
Business contact: 20 Collyer Quay #10-03
Singapore 049319
Contact person: Jalil Rasheed
Tel: (65) 6603 9180
Fax: (65) 6603 9190
Email: jalil.rasheed@invesco.com
Website: www.invesco.com
Management
Investment Director – Head of Singapore Offi ce – Jalil Rasheed
DID: (65) 6603 9180
Email: jalil.rasheed@invesco.com
101
IMAS Members Directory 2014
JL Capital Pte Ltd
Company Profi le
JL Capital Pte Ltd is a Singapore based Fund Management company founded
by James Loh in June 2002. JL Capital is a holder of the Capital Markets Services
License (CMS License) issued by the Monetary Authority of Singapore (MAS)
to conduct Fund Management, and has been granted the Foreign Institutional
Investors (FII) certifi cation by the Securities and Exchange Board of India (Sebi),
which allows JL Capital to invest into the Indian Securities Market through subaccounts
created for each investment entity/ fund managed by JL Capital. JL
Capital has built successful hedge fund strategy platforms focusing on Asian
markets.
Staff Strength (in Singapore) 10
Assets under Management
1) Managed by Group (Worldwide) USD 165 million (as of 1 Dec 2013)
2) Managed in Singapore USD 165 million (as of 1 Dec 2013)
Products/Services
1) Provided by Group (Worldwide)
Swordfi sh Fund – Global Macro strategy with an Asian focus
2) Provided in Singapore
Swordfi sh Fund – Global Macro strategy with an Asian focus
Business Contact/Client Services
Business contact: 600 North Bridge Road #15-02
Parkview Square
Singapore 188778
Contact person: Tay Hui Cheng
Tel: (65) 6293 8880
Fax: (65) 6294 8880
Email: tayhuicheng@jlcap.com
Website: www.jlcap.com
Management
CEO, Managing Director – James Loh
DID: (65) 6293 8880
Email: jamesloh@jlcap.com
Director, Finance and Admin – Natalie Loh
DID: (65) 6293 8880
Email: natalieloh@jlcap.com
102
JPMorgan Asset Management (Singapore) Limited
Company Profi le
J.P. Morgan Asset Management is a division of JPMorgan Chase & Co. and is
one of the world’s largest asset managers. With a heritage of more than two
centuries, a broad range of core and alternative strategies, and investment
professionals operating in every major world market, we offer investment
experience and insight that few other fi rms can match.
We have a global network of close to 807 investment professionals located in
more than 35 countries worldwide and assets under management of over USD
1.5 trillion (data as at 30 September 2013). This enormous global investment
capability is based on a strong local market presence across three regions – Asia
Pacifi c, Europe and the US – and brings together an incredible pool of specialist
investment knowledge and expertise which further enhances our capabilities to
provide our clients with the very best products.
Our global reach and the breadth of our knowledge and commitment allows us
to help investors to reach their fi nancial goals by providing them with a range
of professionally managed funds, excellence in investment performance, and
the highest quality of client service.
Staff Strength (in Singapore) 49 (as at 30 Sep 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 1.5 trillion (as of 30 Sep 2013)
2) Managed in Singapore USD 7.6 billion (as of 30 Sep 2013)
Products/Services
1) Provided by Group (Worldwide)
Not Stated
2) Provided in Singapore
A wide range of JPMAM offshore funds have been (i) registered with
Monetary Authority of Singapore as recognized schemes in Singapore and (ii)
notifi ed with Monetary Authority of Singapore as restricted foreign schemes
in Singapore.
In Singapore, we offer global investment management services to institutional
clients across the range of asset classes, including equities, fi xed income, cash,
currency, alternatives, real estate, infrastructure, hedge funds and private
equity. We are also included under the Central Provident Fund Investment
Schemes (CPFIS) to manage products under the CPFIS.
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IMAS Members Directory 2014
Business Contact/Client Services
Business contact: 168 Robinson Road
16th Floor Capital Tower
Singapore 068912
Contact person: Jason Green – Client Advisor
Tel: (65) 6882 1869
Fax: (65) 6882 1579
Email: jason.h.green@jpmorgan.com
Steven Billiet – Chief Executive Offi cer, Singapore
Tel: (65) 6882 2400
Fax: (65) 6536 3361
Email: steven.r.billiet@jpmorgan.com
Website: www.jpmorganam.com.sg
Management
Sales
Head of Sovereign and Institutional,
South, South East Asia, Australia and New Zealand – Rachel Farrell
Client Advisor, Sovereign & Institutional,
South & South East Asia – Jason Green
Head of Fund Sales, South East Asia – Brian Tan
Head of Global Liquidity, South Asia – Ben Ford
Investment Managers
Head of Pacifi c Regional Group, Singapore – Michael Koh
Head of Emerging Market Equity Research, Asia Pacifi c – Paul Chan
Business
Chief Executive Offi cer, Singapore – Steven Billiet
Chief Operating Offi cer, Singapore – Christina Chua
104
Kotak Mahindra (UK) Limited
Company Profi le
Established in 1985, the Kotak Mahindra group is one of India’s leading fi nancial
services conglomerates. In February 2003, Kotak Mahindra Finance Ltd. (KMFL),
the Group’s fl agship company, received a banking license from the Reserve Bank
of India (RBI). With this, KMFL became the fi rst non-banking fi nance company in
India to become a bank – Kotak Mahindra Bank Limited.
The consolidated balance sheet of Kotak Mahindra group is over INR1.14 lakh
cr and the consolidated net worth of the Group stands at INR17868cr (approx.
USD2.9bn) as on September 30, 2013. The Group offers a wide range of fi nancial
services that encompass every sphere of life. From commercial banking, to stock
broking, mutual funds, life insurance and investment banking, the Group caters
to the diverse fi nancial needs of individuals and the corporate sector. The Group
has a wide distribution network through branches and franchisees across India,
and international offi ces in London, New York, Dubai, Abu Dhabi, Mauritius
and Singapore. For more information, please visit the company’s website at
http://www.kotak.com/
All data as on 30 Sep 2013
Staff Strength (in Singapore) 23
Assets under Management
1) Managed by Group (Worldwide) USD 9.7 billion (as on 30 Sep 2013)
2) Managed in Singapore Not Stated
Products/Services
1) Provided by Group (Worldwide)
The services provided by the Kotak group include:
• Commercial banking
• Retail banking
• Corporate and Investment banking
• Stock broking
• Asset management
• Life insurance
2) Provided in Singapore
Asset management and advisory services to overseas investors through a
range of Indian Equity strategies (including large cap, midcap, concentrated
and thematic) and Indian Debt strategies
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IMAS Members Directory 2014
Business Contact/Client Services
Business contact: 16 Raffl es Quay #35-02/03
Hong Leong Building
Singapore 048581
Contact person: Ruchit Puri
Tel: (65) 6290 5590
Fax: (65) 6226 2348
Email: Ruchit.puri@kotak.com
Website: www.agf.com
106
KPMG
Company Profi le
KPMG in Singapore is part of a global network of professional services
fi rms providing Audit, Tax and Advisory services. Our website is located at
kpmg.com.sg
The independent member fi rms of the KPMG network operate in 156 countries
and have more than 152,000 professionals worldwide. The independent member
fi rms of the KPMG network are affi liated with KPMG International Cooperative
(KPMG International), a Swiss entity. Each KPMG fi rm is a legally distinct and
separate entity and describes itself as such.
KPMG member fi rms’ are some of the leading fi nancial advisers to the Investment
Management industry. Integrated teams of professionals from our Audit, Tax
and Advisory practices provide clients with an in-depth understanding of the
markets in which they operate, and offer strategies spanning the fund lifecycle
from value creation to realisation.
Staff Strength (in Singapore) more than 2,000
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide)
KPMG’s Global Investment Management network includes asset management
professionals in audit, advisory and tax. With member fi rms in more than
150 countries and experienced investment management practices in virtually
every major investment centre, clients can expect to gain local insights and
global experience to help them deliver consistently high quality results and
value.
2) Provided in Singapore
In Singapore, we have a wide asset management client base which includes
fund managers, hedge funds, mutual funds, alternative investments, real
estate investment trusts, trustees, custodians, administrators, family offi ces
and Government sponsored vehicles. Drawing from local industry insight and
technical knowledge, our investment management professionals offer audit,
tax and advisory services and assist our clients in their pursuit of business
growth, enhanced performance, governance and compliance objectives.
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IMAS Members Directory 2014
Business Contact/Client Services
Business contact: 16 Raffl es Quay #22-00
Hong Leong Building
Singapore 048581
Contact person: David Waller
Tel: (65) 6213 3007
Fax: (65) 6225 2230
Email: davidwaller@kpmg.com.sg
Website: www.kpmg.com.sg
Management
Head of Investment Management – David Waller
DID: (65) 6213 3007
Email: davidwaller@kpmg.com.sg
Director – Regulatory and Compliance – Allwyn Barreto
DID: (65) 6213 3322
Email: abarreto@kpmg.com.sg
Partner – Taxation – Larry Sim
DID: (65) 6213 2261
Email: larrysim@kpmg.com.sg
108
Legg Mason Asset Management Singapore Pte. Limited
Company Profi le
Legg Mason Asset Management Pte. Limited (“LMAMS”), a wholly-owned
subsidiary of Legg Mason, Inc. (“Legg Mason”) , a U.S. fi nancial services holding
company that provides asset management services through its subsidiaries.
Legg Mason was founded in 1899 and is listed on the New York Stock Exchange,
Inc. under the symbol “LM” and It houses a selection of prestigious investment
management businesses, each operating autonomously and focusing on
a distinct segment of the market. As of 31 October 2013, Legg Mason was
responsible for US$669.9 billion of assets under management invested in a broad
range of fi nancial instruments including global equities, fi xed interest securities,
and currencies.
Staff Strength (in Singapore) 29 (as of Nov 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 669.9 billion (as of 31 Oct 2013)
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide)
Legg Mason is a diversifi ed group of best-in-class investment managers
who are recognized for their proven investment expertise and long-term
performance. The principal investment affi liates of Legg Mason are among
the industry leaders in their respective areas of specialization, with unique
investment approaches that have been developed over decades.
2) Provided in Singapore
Legg Mason Asset Management Singapore Pte. Limited houses the Legg
Mason Global Distribution division and is focused on the distribution of Legg
Mason’s Singapore domiciled unit trusts and Legg Mason’s offshore domicile
mutual fund ranges. It is authorised to market, promote, offer and arrange
for sale and redemption of shares/units in these Funds.
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IMAS Members Directory 2014
Business Contact/Client Services
Business contact: 1 George Street #23-02
Singapore 049145
Contact person: Pek Siew Hoon
Tel: (65) 6317 8938
Fax: (65) 6317 8947
Email: SHPek@leggmason.com
Website: www.leggmason.com.sg
Management
Managing Director and Regional Head – Asia – Lennie Lim
DID: (65) 6317 8038
Email: LLim@leggmason.com
Director, Business Development – Pek Siew Hoon
DID: (65) 6317 8938
Email: SHPek@leggmason.com
110
Lion Global Investors Limited
Company Profi le
Lion Global Investors, a member of the Oversea-Chinese Banking Corporation
Limited (OCBC) Group, is one of the largest asset management companies
in Southeast Asia, with group assets under management of S$30.8 billion
(US$24.4 billion) as at 31 December 2013. Established as an Asian asset specialist
since 1986, Lion Global Investors’ core competencies are in managing Asian
equities and fi xed income strategies and funds to both institutional and retail
investors. Its large and experienced investment team of over 40 investment
professionals averaging 15 years of fi nancial industry experience is fi rmly
dedicated to Asian and global equities and fi xed income markets.
Lion Global Investors’ network of regional offi ces outside of Singapore includes
Malaysia, Brunei and China.
Lion Global Investors is 70% owned by Great Eastern Holdings Limited, a
subsidiary of OCBC Bank and 30% owned by Orient Holdings Private Limited, a
wholly-owned subsidiary of OCBC Bank.
For more information, visit www.lionglobalinvestors.com.
Staff Strength (in Singapore) 140
Assets under Management
1) Managed by Group (Worldwide) USD 24.4 billion (as at 31 Dec 2013)
2) Managed in Singapore As Above
Products/Services
1) Provided by Group (Worldwide)
Global and Asian Fixed Income Securities and Structured Credits, Asian
Equities, Multi-Asset Strategies
2) Provided in Singapore
As Above
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IMAS Members Directory 2014
Business Contact/Client Services
Business contact: 65 Chulia Street #18-01
OCBC Centre
Singapore 049513
Contact person: Patricia Khoo – Chief Marketing Offi cer
June Chua – Director, Business Development
Tel: (65) 6417 6800
Fax: (65) 6417 6801
Email: contactus@lionglobalinvestors.com
Website: www.lionglobalinvestors.com
Management
Chief Executive Offi cer – Gerard Lee
Email: GerardLee@lionglobalinvestors.com
Chief Operating Offi cer – James Tan
Email: JamesTan@lionglobalinvestors.com
Chief Marketing Offi cer – Patricia Khoo
Email: PatriciaKhoo@lionglobalinvestors.com
112
Loomis Sayles Investments Asia Pte Ltd
Company Profi le
Since 1926, investors at Loomis Sayles have been committed to active portfolio
management. Our belief in active management has been supported by a
simultaneous commitment to in-depth, in-house research and analysis that
enables us to build portfolios one security at a time with a long-term view. This
active, researchdriven approach makes us fundamental bottom-up investors. It is
the deep research that is adaptable to different market conditions which allows
us to remain disciplined in each investment style through every business cycle.
Loomis Sayles is headquartered in Boston, Massachusetts, and maintains offi ces
in Singapore and London. We have more than 600 employees worldwide, with
more than 240 investment professionals. The Singapore offi ce serves as the
regional hub for Asia (including Japan).
Staff Strength (in Singapore) 7
Assets under Management
1) Managed by Group (Worldwide) USD 194 billion (as of 30 Sep 2013)
2) Managed in Singapore Not Stated
Products/Services
1) Provided by Group (Worldwide)
Loomis Sayles offers a broad range of actively managed fi xed income, equity
and alternative strategies across global developed and emerging markets,
providing clients with access to both traditional and highly specialized asset
classes.
2) Provided in Singapore
Client service, investment research, sales and distribution support and
consultant relations.
Business Contact/Client Services
Business contact: 10 Collyer Quay #14-06
Ocean Financial Centre
Singapore 049315
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IMAS Members Directory 2014
Contact person: Paul Ong – Managing Director
Tel: (65) 6922 8686
Fax: (65) 6222 5015
Email: paul.ong@loomissayles.com
Website: www.loomissayles.com
Management
Managing Director – Paul Ong
DID: (65) 6922 8686
Email: paul.ong@loomissayles.com
114
Manulife Asset Management (Singapore) Pte. Ltd.
Company Profi le
Manulife Asset Management (Singapore) Pte. Ltd. (Registration No. 200709952G)
is part of - Manulife Asset Management - the asset management arm of Manulife
Financial, a global leader in wealth management services.
Manulife Asset Management is a leading global institutional asset manager,
with expertise across a full range of asset classes – equity, fi xed income and
alternatives such as real estate, timberland and agriculture. Manulife Asset
Management has investment offi ces in 17 countries around the world, including
10 countries in Asia; China, Japan, Hong Kong, Singapore, Taiwan, Indonesia,
Thailand, Vietnam, Malaysia and the Philippines. Our clients benefi t from the
in-depth local market expertise of empowered, inter-connected investment
professionals across Asia, North America and Europe, underpinned by worldclass
investment and risk management processes and the backing of a global
leader in fi nancial services, Manulife Financial Corporation.
Staff Strength (in Singapore) 25 (as at 30 Sep 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 257 billion (as of 30 Sep 2013)
2) Managed in Singapore SGD 3.65 billion (as of 30 Sep 2013)
Products/Services
1) Provided by Group (Worldwide)
Traditional: Equity, Fixed Income, Balanced, Asset Allocation
Absolute Return: LDI, Portable Alpha, 130/30
Alternatives: Agriculture, Timberland, Real Estate, Oil & Gas
Style: Core, Growth, Active and Passive; Quantitative and Fundamental
2) Provided in Singapore
Traditional: Equity, Fixed Income, Balanced, Asset Allocation
Styles: Core, Growth, Active and Fundamental
Business Contact/Client Services
Business contact: 1 Kim Seng Promenade #11-07/08
Great World City West Tower
Singapore 237994
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IMAS Members Directory 2014
Contact person: Lawrence Wee – Managing Director,
Head of Institutional Sales, South East Asia
Tel: (65) 6501 5401
Fax: (65) 6235 1138
Email: Lawrence_Wee@manulifeam.com
Gillian Chung – Product Development and Management
Tel: (65) 6501 5434
Fax: (65) 6235 1138
Email: Gillian_CE_Chung@manulifeam.com
Website: www.manulifeam.com
Management
Senior Managing Director – Jillian Avis Kathryn Smith
116
Marcuard Asia Pte Ltd
Company Profi le
Marcuard Asia is an international boutique wealth management fi rm that
specialises in tailoring fi nancial solutions for wealth preservation and risk
management to high net worth individuals and families. Marcuard Asia is part
of Marcuard Heritage Group which focuses on wealth management, as well as
wealth planning. The group’s history traces back to Banque Marcuard, which
was once established in Switzerland in 1746. Today, Marcuard has offi ces in
Singapore, Zurich, Lugano, Moscow, Limassol/Cyprus, London and Montevideo/
Uruguay.
Our corporate independence enhances our value proposition as an objective
and unbiased wealth manager and allows us to be fully transparent. We adopt
a fl at management / advisory fee model, rather than a transaction driven
brokerage model.
Staff Strength (in Singapore) 6
Assets under Management
1) Managed by Group (Worldwide) USD 2.2 billion (as of 31 Oct 2013)
2) Managed in Singapore USD 0.55 billion (as of 31 Oct 2013)
Products/Services
1) Provided by Group (Worldwide)
Discretionary Portfolio Management via mandate, Investment Advisory
Services, Multi Family Offi ce Services, Trust Services, Tax & Legal Advisory
Services
2) Provided in Singapore
Discretionary Portfolio Management via mandate, Investment Advisory
Services
Business Contact/Client Services
Business contact: 1 George Street #07-01
Singapore 049145
Contact person: Cynthia See
Tel: (65) 6222 6080
Fax: (65) 6222 6090
Email: cynthia.see@marcuardheritage.com
Website: www.marcuardheritage.com
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IMAS Members Directory 2014
Management
Chief Executive Offi cer – Sinan Bodmer
DID: (65) 6222 6080
Email: sinan.bodmer@marcuardheritage.com
Chief Operating Offi cer – Armando Beer
DID: (65) 6327 4031
Email: armando.beer@marcuardheritage.com
Director Haruhito Imakoji
DID: (65) 6327 4036
Email: haruhito.imakoji@marcuardheritage.com
Head of Portfolio Management – Yong Sern Chow
DID: (65) 6327 4035
Email: yongsern.chow@marcuardheritage.com
118
Martin Currie Asia Pte. Limited
Company Profi le
Martin Currie Asia Pte Limited (“MCAP”) is a wholly owned subsidiary of Martin
Currie Limited and is ultimately owned by Martin Currie (Holdings) Limited
(collectively known as the “Martin Currie Group”).
The Martin Currie Group is headquartered in Edinburgh, UK and has offi ces in
Singapore, New York, London, Melbourne and Zurich. Founded in 1881, Martin
Currie has a long history in fi nance and began investing in global equities in the
1920s, developing Asian and emerging-market capabilities thereafter. Martin
Currie manage active equity portfolios for a global client base of fi nancial
institutions, charities, foundations, endowments, pension funds, family offi ces,
government agencies and investment funds.
MCAP was granted a Capital Markets Services licence by the Monetary Authority
of Singapore to conduct the regulated activities of dealing in securities and
fund management effective 12 March 2013. The Singapore offi ce is the Asian
hub for the Martin Currie Group’s operations in Asia.
Staff Strength (in Singapore) 7
Assets under Management
1) Managed by Group (Worldwide) USD 8.8 billion (as of 31 Oct 2013)
2) Managed in Singapore USD 2.4 billion (as of 31 Oct 2013)
Products/Services
1) Provided by Group (Worldwide)
Managing specialist active equity portfolios is our only business.
We make these available on a segregated and pooled basis, and in a variety
of product structures, to meet the needs of investors around the world. Our
pooled funds include a SICAV and specialist offshore mutual funds.
We manage three principal strategy types, each defi ned by its particular risk
framework:
1. Core – index-relative, targeting incremental outperformance of a defi ned
benchmark within a predetermined risk framework.
2. Alpha – unconstrained, targeting signifi cant outperformance over a
cycle. Risk-aware, but not risk-constrained.
3. Absolute return – targets a real return above cash, with low absolute
drawdowns.
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IMAS Members Directory 2014
2) Provided in Singapore
MCAP performs investment research and provides active equity portfolio
management of investment mandates relating to the Asian markets of the
Martin Currie Group.
The central dealing desk in Singapore deals in securities within the Asian
markets on behalf of the Group’s clients and in support of the Group’s
investment management operations.
MCAP also markets the Group’s global investment capabilities and distributes
collective investment schemes managed by the Group.
Business Contact/Client Services
Business contact: 3 Anson Road #23-02
Springleaf Tower
Singapore 079909
Contact person: Kimon Kouryialas
Tel: (65) 6592 6753
Fax: (65) 6410 9089
Email: kkouryialas@martincurrie.com
Website: www.martincurrie.com
Management
CEO and Executive Director – Paul Danes
DID: (65) 6592 6750
Email: pdanes@martincurrie.com
Director, Head of Pan-Asia Sales & Client Services – Kimon Kouryialas
DID: (65) 6592 6753
Email: kkouryialas@martincurrie.com
Director, Sales & Client Services for Asia – Mike Gibb
DID: (65) 6592 6754
Email: mgibb@martincurrie.com
120
Maybank Asset Management Singapore Pte Ltd
Company Profi le
Maybank Asset Management Singapore (MAMS) is a unit of Maybank Asset
Management Group (MAMG), the asset management arm of Malayan Banking
Berhad (Maybank). Maybank is one of the top fi ve banking groups in South East
Asia.
MAMG, through its asset management units, offers a wide range of investment
solutions in equity, fi xed income, money market and private equity to institutional
and retail clients, as well as high net worth individuals. It has operations in key
ASEAN countries including Malaysia, Singapore, Indonesia and Thailand with an
investment team size of about 35 investment professionals. MAMG focuses on
the Asia excluding Japan and the Middle East markets.
MAMS was incorporated on 30 June 2008 and holds a Capital Market Services
(Fund Management) license from the Monetary Authority of Singapore. It is the
regional investment centre for MAMG for both fi xed income and equities.
Staff Strength (in Singapore) 14 (as at 30 Nov 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 3.8 billion (as at 30 Nov 2013)
2) Managed in Singapore Not Stated
Products/Services
1) Provided by Group (Worldwide)
(1) Investment solutions in fi xed income, equities, balanced, money market
and private equity, (2) generally in a single country or regional basis for
Asia excluding Japan and Middle East, and (3) in conventional or Shariah
compliant strategies.
2) Provided in Singapore
Investment solutions in fi xed income, equities, balanced and money market
in the Singapore market or Asia excluding Japan, and (3) in conventional or
Shariah compliant strategies.
121
IMAS Members Directory 2014
Business Contact/Client Services
Business contact: 48 North Canal Road #04-01
Singapore 059305
Contact person: Melissa Treloar
Tel: (65) 6231 5912
Fax: (65) 6231 5932
Email: melissatreloar@maybank-am.com.sg
Website: www.maybank-am.com
Management
Chief Executive Offi cer – Goh Seng Kee
DID: (65) 6231 5920
Email: sengkee@maybank-am.com.sg
Head of Compliance – Evelyn Dermawan
DID: (65) 6231 5913
Email: liowsumei@maybank-am.com.sg
Head, Marketing, Distribution & Product Strategy – Melissa Treloar
DID: (65) 6231 5912
Email: melissatreloar@maybank-am.com.sg
Regional Head of Equities – Low Say Ping
DID: (65) 6231 5924
Email: lowsayping@maybank-am.com.sg
Head of Operations – Tan Boon Guan
DID: (65) 6231 5926
Email: tanboonguan@maybank-am.com.sg
122
MFS International Singapore Pte. Ltd.
Company Profi le
MFS Investment Management is an active global asset manager with more than
85 years of experience. We managed $385 billion USD (as of September 30,
2013) in global and regional equity and fi xed income products. MFS has been
serving institutional investors in Asia for more than 14 years. We have a strong
commitment to the institutional business in Asia and have offi ces in Singapore,
Hong Kong, Tokyo and Sydney.
Staff Strength (in Singapore) 21
Assets under Management
1) Managed by Group (Worldwide) USD 385 billion (as of 30 Sep 2013)
2) Managed in Singapore USD 46.5 billion (as of 30 Sep 2013)
Products/Services
1) Provided by Group (Worldwide)
Fund Management
2) Provided in Singapore
Fund Management
Business Contact/Client Services
Business contact: 501 Orchard Road #13-01
Wheelock Place
Singapore 238880
Contact person: Teo Ai Tian
Tel: (65) 6578 5560
Fax: (65) 6578 5554
Email: ateo@mfs.com
Website: www.mfs.com
Management
Chief Executive Offi cer
Senior Managing Director, Asia ex Japan – Jonathan Tiu
DID: (65) 6578 5560
Email: jtiu@mfs.com
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IMAS Members Directory 2014
Morgan Stanley Investment Management Company
Company Profi le
Morgan Stanley Investment Management (MSIM) is a client-centric organization
dedicated to providing investment and risk-management solutions to investors
worldwide. Our global presence, thought-leadership, and breadth of products
and services enable us to partner with clients to design solutions that are both
fl exible and tailored to meet the ever-evolving challenges of today’s fi nancial
markets.
With over three decades of asset management experience, our investment
strategies span the risk/return spectrum across geographies, investment styles
and asset classes, including equity, fi xed income, alternatives and private
markets. Each of our investment teams have a unique talent pool of experienced
investment professionals backed by the broad reach, access and resources of
Morgan Stanley.
Staff Strength (in Singapore) 44 (as of 30 Nov 2013)
Assets under Management
1) Managed by Group (Worldwide) Approx USD 360 billion in assets
(as of 30 Sep 2013)
2) Managed in Singapore USD 20.4 billion (as of 30 Sep 2013)
Products/Services
1) Provided by Group (Worldwide)
Global Investment Solutions for Investors Worldwide
The extensive range of MSIM’s services and products refl ects our continuous
effort to provide solutions that meet the needs of investors worldwide.
We partner with clients and consultants strategically to tackle a variety of
challenges, from portfolio architecture, risk management and alternative
investment exposure to funded-status volatility management and increased
portfolio effi ciency. Through these strategic partnerships, we help clients
develop comprehensive investment policies, implement original investment
solutions and strive to enhance overall return potential. MSIM also designs
structured products that take advantage of a full gamut of instruments
available in the fi nancial markets, from long-only strategies to long-short,
event driven, global macro, global tactical asset allocation and portable
alpha solutions.
2) Provided in Singapore
Not Stated
124
Business Contact/Client Services
Business contact: 23 Church Street #16-01
Capital Square
Singapore 049481
Contact person: Adrian Tan
Tel: (65) 6834 6800
Fax: (65) 6834 8968
Email: adrian.tan@morganstanley.com
Website: www.morganstanley.com
Management
CEO – Sam Rhee
DID: (65) 6834 6800
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IMAS Members Directory 2014
Morningstar Research Pte. Limited
Company Profi le
Morningstar, Inc. is a leading provider of independent investment research in
North America, Europe, Australia, and Asia. The company offers an extensive
line of products and services for individual investors, fi nancial advisors, asset
managers, and retirement plan providers and sponsors. Morningstar provides
data on approximately 437,000 investment offerings, including stocks, mutual
funds, and similar vehicles, along with real-time global market data on more than
10 million equities, indexes, futures, options, commodities, and precious metals,
in addition to foreign exchange and Treasury markets. Morningstar also offers
investment management services through its registered investment advisor
subsidiaries and has approximately $176 billion in assets under advisement or
management as of Sept. 30, 2013. The company has operations in 27 countries.
Staff Strength (in Singapore) 10
Assets under Management
1) Managed by Group (Worldwide) USD 176 billion (as of 30 Sep 2013)
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide)
Investment Research Software:
Morningstar Direct: Global fund performance measurement; database of
330,000 investments; advanced analytics, graphics and customizable reports.
Morningstar Encorr: Integrated capital markets research and asset allocation
modeling.
Enterprise Solutions:
Morningstar Advisor Workstation: all inclusive advisor practice management
software; advisors can research investments, build portfolios, assesses a
portfolios risk and present reports.
Website Solutions:
Customized on line investment tools/calculators to enhance advisor and
banking retail web sites; fund data feeds; real time market data feeds; fact
sheets and fi lings.
Consulting:
Model portfolios, Fund select Lists, Risk Tolerance Questionnaires, Retirement
Income solutions, Fund of Funds and Manager Search
126
Market Data:
Customizable market data workstations deployed via the web or as desktop
software; Real-Time market data covering all major equity exchanges and
indexes, as well as FOREX and Treasury markets.
Equity and Qualitative Fund Research/Ratings
2) Provided in Singapore
Same products and services as provided by Group (worldwide)
Business Contact/Client Services
Business contact: 3 Church Street #27-01
Samsung Hub
Singapore 049483
Contact person: Ms Cynthia Case
Tel: (65) 6340 1283
Fax: (65) 6557 2559
Email: Cynthia.case@morningstar.com
Website: http:// sg.morningstar.com
Management
Vice President – Cynthia Case
DID: (65) 6340 1283
Email: Cynthia.case@morningstar.com
Sales Director – Shihan Abeyguna
DID: (65) 6340 1282
Email: Shihan.abeyguna@morningstar.com
Sales Director – Bobby Bok
DID: (65) 6340 1287
Email: Bobby.bok@morningstar.com
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IMAS Members Directory 2014
Morse Consulting Asia Pte Limited
Company Profi le
Morse is known for innovative thinking and fi rst-hand industry knowledge
specialising in target operating model design and implementation, change
management, risk management, investment manager operational due diligence,
fee benchmarking and project delivery.
Staff Strength (in Singapore) 3
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide)
Business Review, Operating Model Design, Change Management
2) Provided in Singapore
Business Review, Operating Model Design, Change Management
Business Contact/Client Services
Business contact: 9 Raffl es Place,
Level 18, Republic Plaza II
Singapore 048619
Contact person: Jason Morrissey
Tel: (65) 9028 4776
Fax: (65) 6823 6866
Email: jason.morrissey@morseconsulting.asia
Website: www.morseconsulting.asia
Management
Managing Director – Jason Morrissey
DID: (65) 9028 4776
Email: jason.morrissey@morseconsulting.asia
128
Navigator Investment Service Ltd
Company Profi le
Navigator is an integrated investment portfolio administration service that
functions like a hub to bring together the products and tools for you and your
Financial Adviser to effi ciently manage your investment portfolio. The Navigator
platform is administered by Navigator Investment Services Ltd (the “Company”),
which is licensed by the Monetary Authority of Singapore as a Capital Markets
Services (CMS) Licensee under the Securities and Futures Act (Cap. 289), to deal
in securities and provide custodial services.
The Company is an indirect wholly-owned subsidiary of Aviva Plc, the insurance
group, serving over 43 million customers across Europe, North America and Asia
Pacifi c.
Staff Strength (in Singapore)
In Singapore, the Company shares the Management Team of Aviva Ltd
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore USD 1.52 billion
Products/Services
1) Provided by Group (Worldwide)
Not Applicable
2) Provided in Singapore
Platform Administration – deal in securities and provide custodial services.
Unlisted Collective Investment Scheme (Unit Trusts)
Business Contact/Client Services
Business contact: 4 Shenton Way #01-00
SGX Centre 2
Singapore 068807
Contact person: Peter Gibson
Tel: (65) 6216 7276
Email: peter_gibson@aviva-asia.com
Website: www.aviva.com.sg
Management
Chief Operating Offi cer – Peter Gibson
DID: (65) 6216 7276
Email: peter_gibson@aviva-asia.com
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IMAS Members Directory 2014
Neuberger Berman Singapore Pte. Ltd.
Company Profi le
Neuberger Berman Singapore Pte. Ltd. (the “Company”) is a wholly owned
subsidiary of Neuberger Berman Group LLC (“NBG,” collectively referred
to, together with its subsidiaries and affi liates, including the Company, as
“Neuberger Berman”).
Founded in 1939, Neuberger Berman is a private, employee-controlled asset
management fi rm serving the investment needs of institutional and individual
investors, globally. It is headquartered in New York and employs around 2,000
employees, approximately 450 of which are investment professionals in 30
offi ces, 26 cities and 16 countries worldwide (as of 31 December 2013).
Staff Strength (in Singapore) 19
Assets under Management
1) Managed by Group (Worldwide) USD 242 billion (as of 31 Dec 2013)
2) Managed in Singapore USD 500 million (as of 31 Dec 2013)
Products/Services
1) Provided by Group (Worldwide)
Neuberger Berman provides a broad range of global investment solutions, in
equity, fi xed income, and alternative investment strategies, to institutional
and individual investors through customized separately managed accounts
and mutual funds.
2) Provided in Singapore
Neuberger Berman Singapore Pte. Ltd. undertakes fund management
activities, including the investment management of Emerging Market Debt
strategies and the distribution of Neuberger Berman’s investment strategies
and products.
Business Contact/Client Services
Business contact: 10 Collyer Quay #15-05
Ocean Financial Centre
Singapore 049315
Contact person: Vincent Lim – Senior Vice President, Business Development
(Southeast Asia)
Tel: (65) 6645 3764
Fax: (65) 6725 0576
Email: vincent.lim@nb.com
Website: www.nb.com
130
Management
Head of Asia (ex Japan and Korea) – Nick Hoar
DID: (852) 3664 8820
Email: nick.hoar@nb.com
Business Development (Southeast Asia) – Vincent Lim
DID: (65) 6645 3765
Email: vincent.lim@nb.com
131
IMAS Members Directory 2014
New Silk Road Investment Pte Ltd
Company Profi le
New Silk Road (“NSR”) specializes in Asia ex Japan equities. It currently runs a
long only, absolute return fund that seeks to invest in well-run Asian franchises.
NSR adopts a fundamental, long term approach to value investing. With the help
of a group of experienced analysts, the portfolio manager runs a concentrated
portfolio of stocks based on the results of NSR’s proprietary research.
Staff Strength (in Singapore) 14
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore Over USD 1 billion
Products/Services
1) Provided by Group (Worldwide)
Asia Landmark Fund – A long absolute return, Asia Ex-Japan equity fund
Asia Discovery Emerging Companies Fund – A small to mid-cap long absolute
return, Asia Ex-Japan equity fund
2) Provided in Singapore
Not Applicable
Business Contact/Client Services
Business contact: 50 Collyer Quay #08-01
OUE Bayfront
Singapore 049321
Contact person: Hoong Yik Luen
Tel: (65) 6593 6155
Fax: (65) 6220 0380
Email: enquiries@nsr.com.sg
Website: www.nsr.com.sg
132
Nikko Asset Management Asia Limited
Company Profi le
Established in 1959, the Nikko Asset Management Group (“Nikko AM”) has
grown to become one of the largest regional asset management company
headquartered in Asia with total AUM of US$162 billion* and with distributor
networks comprising of banks, brokers, IFAs and life insurance companies.
In Singapore, Nikko Asset Management Asia Limited (“Nikko AM Asia”) is a
leading asset manager which combines the strengths of two award-winning
asset managers formerly known as DBS Asset Management Ltd and Nikko Asset
Management Singapore Limited.
*Consolidated assets under management and advice of Nikko AM and its subsidiaries as at
31 December 2013.
Staff Strength (in Singapore) 84 (as of 31 Dec 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 162 billion*
2) Managed in Singapore USD 10.6 billion (as of 31 Dec 2013)
comprising assets under management and
advice of Nikko AM Asia
Products/Services
1) Provided by Group (Worldwide)
Nikko AM manages a wide range of Asian Equities and Asian Fixed Income
strategies for retail and institutional investors around the world, and also
offers specialist third-party expertise through the World Series Fund Platform®
operating a “best-in-class” approach across a broad range of asset classes.
2) Provided in Singapore
Nikko AM Asia’s Singapore-based team provides a full range of Asiafocused
investment solutions which aim to help investors achieve portfolios’
diversifi cation and optimization, such as Asia Pacifi c Ex-Japan Equities and
Asian Fixed Income.
Business Contact/Client Services
Business contact: 8 Cross Street #08-01
PWC Building
Singapore 048424
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IMAS Members Directory 2014
Contact person: General Enquiries Hotline
Tel: (65) 6500 5700
Fax: (65) 6534 5183
Email: SGContactUs@nikkoam.com
Website: www.nikkoam.com.sg
Management
President, Director – Eleanor SEET
DID: (65) 6500 5777
Email: eleanor.seet@nikkoam.com
Head of Intermediary Business Development – Alastair DING
DID: (65) 6500 5803
Email: alastair.ding@nikkoam.com
Legal Counsel – Don WANG
DID: (65) 6500 5823
don.wang@nikkoam.com
Head of Institutional Business Development – Elaine KOH
DID: (65) 6500 5789
Email: elaine.koh@nikkoam.com
Head of Human Resources, Asia ex Japan – Evelyn LUM
DID: (65) 6500 5815
Email: evelyn.lum@nikkoam.com
Head of Marketing – Joyce KOH
DID: (65) 6500 5805
joyce.koh@nikkoam.com
Head of Product Development & Management – Phillip YEO
DID: (65) 6500 5772
Email: phillip.yeo@nikkoam.com
Head of Operations and Technology – Rob SCOTT
DID: (65) 6500 5792
Email: rob.scott@nikkoam.com
Head of Compliance, Asia ex Japan – Rodney LIM
DID: (65) 6500 5820
Email: rodney.lim@nikkoam.com
134
Nomura Asset Management Singapore Limited
Company Profi le
Nomura Asset Management Co., Ltd (NAM), with about USD 299 billion (as
of September 2013) in assets under management, is a leading asset manager
and a key subsidiary of Nomura Holdings Inc. Our clients include sovereigns,
public and private pension funds, government organizations, central banks,
institutions, mutual funds, and private investors.
Nomura Asset Management Singapore Limited (NAMS) is wholly-owned by
NAM and is the Group’s regional hub for Pacifi c Basin ex Japan investment
management. NAMS offers a broad range of products and strategies including
our core Asia Pacifi c ex Japan (regional & country) equity, fi xed income and
specialized products. Through us, our clients in the region have direct access
to our Group’s global investment capabilities in Japan, global and emerging
market equities, fi xed income, quantitative and alternative products.
We are committed to provide our clients with consistent investment performance
and optimal quality asset management services through in-depth research and
innovative risk management techniques.
Staff Strength (in Singapore) 64 (as of Sep 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 299 billion (as of Sep 2013)
2) Managed in Singapore USD 15.11 billon (as of Sep 2013)
Products/Services
1) Provided by Group (Worldwide)
Equities, Fixed Income, Alternative Investments
2) Provided in Singapore
Equities, Fixed Income, Alternative Investments
Business Contact/Client Services
Business contact: 10 Marina Boulevard #33-03
Marina Bay Financial Centre Tower 2
Singapore 018983
Contact person: Lee Ching Ching
Tel: (65) 6433 9088
Fax: (65) 6433 9099
Email: chingching@namsg.com.sg
Website: www.nomura.com
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IMAS Members Directory 2014
Management
Managing Director – Yasuhiro Yokota
DID: (65) 6433 9088
Email: yokota@namsg.com.sg
Head of Corporate Administration – Takafumi Sudo
DID: (65) 6433 9088
Email: sudo@namsg.com.sg
Head of Compliance – Yoshimi Masuda
DID: (65) 6433 9088
Email: yoshimi@namsg.com.sg
136
The Northern Trust Company Singapore
Company Profi le
Northern Trust is a leading provider of asset servicing and asset management
to large corporations, institutions and affl uent individuals worldwide.
Headquartered in Chicago, Northern Trust has over 14,000 employees, offi ces
in 18 U.S. states and 18 international locations across North America, Europe,
Middle East and the Asia Pacifi c region. For 124 years, Northern Trust has earned
distinctions as an industry leader in combining exceptional service and expertise
with innovative products and technology.
In Asia Pacifi c, Northern Trust has offi ces in 6 locations – Bangalore, Beijing, Hong
Kong, Melbourne, Singapore and Tokyo. We have over 27 years of experience
in APAC servicing clients ranging from government entities, sovereign wealth
funds, insurance companies, asset managers, foundations, universities and
pension funds. The Singapore branch is the designated asset servicing hub for
the region and a platform to a range of asset management services.
Staff Strength (in Singapore) 160
Assets under Management
1) Managed by Group (Worldwide)
USD 5.24 trillion (assets under custody, as of 30 Sep 2013)
USD 846.2 billion (assets under management, as of 30 Sep 2013)
2) Managed in Singapore
Not Applicable
Products/Services
1) Provided by Group (Worldwide)
Custody, valuation reporting, foreign exchange, investment risk & analytical
services, cash management, securities lending, commission recapture,
transition management, fund administration, investment operations
outsourcing, trade execution analysis, benefi t payments, pooling solutions,
investment management (spanning passive management, active equities,
active fi xed income, money markets, multi-manager, alternatives) and wealth
management.
2) Provided in Singapore
Custody, valuation reporting, foreign exchange, investment risk & analytical
services, asset management and cash management.
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IMAS Members Directory 2014
Business Contact/Client Services
Business contact: One George Street #12-06
Singapore 049145
Contact person: Asset Servicing: George Hindmarsh
– Head of Business Development, Asia Pacifi c
Tel: (65) 6437 6521
Email: george_hindmarsh@ntrs.com
Asset Management: Chen Ee Fang
– Institutional Business Development, Asia Pacifi c
Tel: (65) 6437 6701
Email: ee_fang_chen@ntrs.com
Website: www.northerntrust.com
Management
Country Manager Singapore Branch – William Mak
DID: (65) 6437 6606
Email: william_mak@ntrs.com
138
NS Global Management Pte Ltd
Company Profi le
Established in Geneva in 1964, Notz Stucki is one of Europe’s largest wealth
management companies. With over 40 years’ experience in managing
portfolios, the Group offers its clients fi nancial services that include discretionary
management, investment advice and investment funds.
Having pioneered the concept of selecting the best managers, Notz Stucki
develops tailored solutions for both private and institutional clients.
The Group is present in the world’s major fi nancial centres.
Staff Strength (in Singapore) 7
Assets under Management
1) Managed by Group (Worldwide) USD 7.5 billion
2) Managed in Singapore USD 141 million
Products/Services
1) Provided by Group (Worldwide)
Discretionary management, investment advice and investment funds
2) Provided in Singapore
Discretionary Asset Management and Investment Advisory
Business Contact/Client Services
Business contact: 25 Duxton Hill #01-01
Singapore 089608
Contact person: Etienne Billaud
Tel: (65) 6227 1668
Fax: (65) 6222 2286
Email: singapore@notzstucki.com
Website: www.notzstucki.com/en/
139
IMAS Members Directory 2014
Management
Director Herwig Van Hove
DID: (65) 6227 1668
Email: Herwig.vanhove@notzstucki.com
Director – Etienne Billaud
DID: (65) 6227 1668
Email: Etienne.billaud@notzstucki.com
Director – Cedric Stadelmann
DID: (65) 6227 1668
Email: Cedric.stadelmann@notzstucki.com
140
NTUC Income Insurance Co-operative Limited
Company Profi le
NTUC Income is an organization that was made different from the start with
an initial capital of S$1.2 million in 1970, in response to a growing need for
affordable insurance.
Today, we have matured into a leading insurer and progressive organization
with more than 2 million customers placing their trust in us. Our insurance
plans benefi t large numbers of Singaporeans from all strata of society, and the
company supports the community through fi nancial contributions to the labour
movement, charities and other worthy causes.
We have about 1,200 insurance advisers, 1,600 offi ce staff, and a network of 5
branches located island-wide.
NTUC Income is rated “AA-“ by independent credit ratings agency, Standard &
Poor’s, making us one of the strongest fi nancial institutions in Singapore and
the region.
Staff Strength (in Singapore) 1,631 offi ce staff and 1,234 tied agents
(as at 30 Nov 2013)
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore USD 23.70 billion (as at 30 Nov 2013)
Products/Services
1) Provided by Group (Worldwide)
Not Applicable
2) Provided in Singapore
Life Insurance, General Insurance, Health Insurance
Business Contact/Client Services
Business contact: 75 Bras Basah Road
NTUC Income Centre
Singapore 189557
141
IMAS Members Directory 2014
Contact person: Peter Tay – VP & Head, Corporate Offi ce
Tel: (65) 6210 5873
Fax: (65) 6210 5873
Email: peter.tay@income.com.sg
Website: www.income.com.sg
Management
Chief Executive – Ken Ng
DID: (65) 6877 3101
Email: ken.ng@income.com.sg
142
OCBC Securities Private Limited
Company Profi le
OCBC Securities Private Limited (“OCBC SECURITIES”) is a wholly-owned
subsidiary of OCBC Bank and member of the Singapore Exchange Securities
Trading Limited (SGX-ST) and the Singapore Exchange Derivatives Trading
Limited (SGX-DT).
We are one of the leading stock and futures broking fi rms in Singapore providing
full brokerage services for equities and derivatives trading. State-of-the-art
technology is employed to deliver speedy multi-market electronic execution of
trades for our customers.
OCBC Securities offers a wide array of superior products and services to our
customers; we are constantly looking at expanding our product-offerings which
range from broking to wealth management products.
Our customer base consists of both individuals and institutional investors.
They include foreign banks, fi nancial institutions, public-listed corporations,
professional traders, as well as retail and high net-worth individuals.
Staff Strength (in Singapore) 500
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide) Not Stated
2) Provided in Singapore Not Stated
Business Contact/Client Services
Business contact: 18 Church Street #01-00
OCBC Centre South
Singapore 049479
Contact person: Tan Shen-Lin
Tel: (65) 6531 4386
Fax: (65) 6534 0025
Email: shen-lintan@ocbcsec.com
Website: www.iocbc.com
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IMAS Members Directory 2014
Management
Managing Director – Raymond Chee
DID: (65) 6531 9898
Email: cheeslraymond@ocbcsec.com
General Manager/Executive Director – Yeow Chin Wee
DID: (65) 6531 9468
Email: chinweeyeow@ocbcsec.com
144
Oclaner Asset Management Pte Ltd
Company Profi le
Oclaner Asset Management is a leading asset management company offering
comprehensive fi nancial services to Ultra High Net Worth families and
Institutions.
With our industry experienced team of international partners and board of
directors, we possess a wealth of global experience, spanning over 30 years.
Acting as a bridge between Asia and Europe, we seek to use our global network
of relationships to uncover quality long term investments that help our clients
make the most of their capital.
Drawing from this network and experience, we offer 3 comprehensive services;
Family Offi ce, Investments Management and exclusive Direct Investment deal
management.
Staff Strength (in Singapore) 20
Assets under Management
1) Managed by Group (Worldwide) Not Stated
2) Managed in Singapore Below SGD 2 billion
Products/Services
1) Provided by Group (Worldwide)
Not Stated
2) Provided in Singapore
Family Offi ce Advisory: We have dedicated family offi ce structures covering
the specifi c needs of Ultra High Net Worth Families. Our distinctive family
offi ce model revolves around empowering our clients with control over the
management and objectives of the family offi ce.
Investment Management: Our investment management offering provides
a comprehensive solution to both institutional and individual clients. We
adopt an asset allocation platform that builds an optimal portfolio based on
investment profi les by creating personalised strategies.
Direct Investments: Through our strategic partnerships and strong network
of global relationships, we are able to develop access to exclusive alternative
strategies and business opportunities.
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IMAS Members Directory 2014
Business Contact/Client Services
Business contact: One Temasek Avenue #37-04/05
Millenia Tower
Singapore 039192
Contact person: Dharuma Tharu
Tel: (65) 6643 5110
Fax: (65) 6336 2805
Email: dharuma.tharu@oclaner.com
Website: www.oclaner.com
Management
Chief Executive Offi cer – Ivo Bartoletti
DID: (65) 6643 5110
Email: ivo.bartoletti@oclaner.com
Chief Investment Offi cer – Sylvain Baude
DID: (65) 6643 5110
Email: sylvain.baude@oclaner.com
Chief Operating Offi cer – Dharuma Tharu
DID: (65) 6643 5110
Email: dharuma.tharu@oclaner.com
146
Oddo Asset Management Pte Ltd
Company Profi le
Oddo Asset Management, incorporated in 1987, is a leading European
independent asset management fi rm headquartered in Paris. Oddo AM provides
specialized investment management solutions to institutional investors and
third party distributors. Our clients include pension funds, insurance companies,
multi-managers, fi nancial institutions, private banks and IFAs. We manage
European long only equities and fi xed income strategies as well as a number of
absolute return and alternative strategies.
Staff Strength (in Singapore) 2
Assets under Management
1) Managed by Group (Worldwide) USD 18.75 billion
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide)
European equities, fi xed income, convertibles, absolute return and alternative
2) Provided in Singapore
Asian fi xed income and global sukuks
Business Contact/Client Services
Business contact: 9 Raffl es Place #58-00
Republic Plaza
Singapore 048619
Contact person: Roy Diao
Tel: (65) 6589 0672
Email: rdiao@oddoam.com
Website: www.oddo.fr
Management
CEO/Head of Sales – Roy Diao
DID: (65) 6589 0672
Email: rdiao@oddoam.com
147
IMAS Members Directory 2014
Pheim Asset Management (Asia) Pte Ltd
Company Profi le
Pheim Asset Management (Asia) Pte Ltd is in the business of providing asset
management services. Our clients included private banks, family offi ce and high
net-worth individuals.
We cover the full spectrum from small to large cap equities of region at ASEAN
and Asia ex-Japan.
Value investing is our chosen approach.
Staff Strength (in Singapore) 7
Assets under Management
1) Managed by Group (Worldwide) USD 349 million (as of 31 Oct 2013)
(managed by both Singapore and
Malaysia Offi ces)
2) Managed in Singapore USD 88 million (as of 31 Oct 2013)
Products/Services
1) Provided by Group (Worldwide)
Products Managed by Malaysia Offi ce
Segregated Accounts:
Mandates : Malaysia Only, and region of Far East ex-Japan. ASEAN & Islamic
Mutual Funds:
Pheim Emerging Companies Balanced Fund
Dana Makmur Pheim
Pheim Income Fund
Pheim Asia Ex-Japan Fund
Pheim Asia Ex-Japan Islamic Fund
Wholesale Funds:
Pheim SICAV-SIF – ASEAN Emerging Companies
Pheim SICAV-SIF – Vittoria
Pension Funds
Products managed: Equities
148
2) Provided in Singapore
Products Managed by Singapore Offi ce
Segregated Accounts :
Mandates: Single country, ASEAN & Asia ex-Japan
Mutual Funds:
NPB Asia Sicav Fund
Products managed: Equities
Business Contact/Client Services
Business contact: 43 Duxton Road
Sinagapore 089507
Contact person: Andrew Kwek – CEO
Tel: (65) 6227 9928
Fax: (65) 6225 9912
Email: andrewkwek@pheim.com.sg
Website: www.pheim.com.sg
Management
CEO – Andrew Kwek
DID: (65) 6227 9928
Email: andrewkwek@pheim.com.sg
Head, Investments – Teo Chon Kiat
DID: (65) 6227 8471
Email: chonkiat@pheim.com.sg
Operations Manager – Jasmine Tham
DID: (65) 6227 9928
Email: jasminetham@pheim.com.sg
Senior Compliance Offi cer – Rajiv Premkumar
DID: (65) 6227 9928
Email: rajiv@pheim.com.sg
149
IMAS Members Directory 2014
Phillip Capital Management (S) Ltd
Company Profi le
Phillip Capital Management is the Singapore-based dedicated investment
management business of the PhillipCapital Group. The fi rm was founded
originally as a JV with Allied Irish Bank in 1994. Following the divestment of
Phillip Capital’s interest in AIB Govett, the Company was established in 2000 with
Jeffrey Lee serving as Managing Director and CIO.
Phillip Capital Management specialises in managing public funds and segregated
accounts for retail and institutional investors. The company manages the largest
authorised Singapore dollar money market fund sold in Singapore and is a major
participant in the short-term SGD credit market. Alongside that, the company
manages a range of global and Asian strategies across the fi xed income and
equity asset classes. Phillip Capital Management has investment offi ces across
the region in Kuala Lumpur, Bangkok, Jakarta and Hong Kong.
Staff Strength (in Singapore) 21
Assets under Management
1) Managed by Group (Worldwide) USD 3.2 billion
2) Managed in Singapore USD 1.5 billion
Products/Services
1) Provided by Group (Worldwide) Not Provided
2) Provided in Singapore Phillip Money Market Fund
Phillip Asia Pacifi c Growth Fund
Phillip Global Opportunities Fund
Phillip Singapore Real Estate Income Fund
Phillip Income Fund
Phillip USD Money Market Fund
Pi7 and Pi5 Global Portfolios
Lighthouse Strategic Balanced Growth Fund
150
Business Contact/Client Services
Business contact: 250 North Bridge Road #06-00
Raffl es City Tower
Singapore 179101
Contact person: Vivien Lim, Camelia Lee
Tel: (65) 6671 7232
Fax: (65) 6538 3066
Email: pcm_marketing@phillip.com.sg
Website: www.phillipfunds.com
Management
Managing Director & CIO – Jeffrey Lee Chay Kiong
DID: (65) 66717238
Email: jlck@phillip.com.sg
Chief Operating Offi cer – Lee Ken Hoon
DID: (65) 66717235
Email: leekenhoon@phillip.com.sg
Co-Chief Investment Offi cer – Linus Lim Wen Sheong
DID: (65) 66717239
Email: linuslim@phillip.com.sg
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IMAS Members Directory 2014
PIMCO Asia Pte Ltd
Company Profi le
The principal activities of the fi rm are those relating to investment management
and investment advisory. The fi rm holds a Capital Markets Services License
under the Securities and Futures Act to conduct the regulated activities of
fund management, dealing in securities and trading in futures contracts. The
immediate holding corporation is PIMCO Global Advisors LLC, incorporated in
the United States of America and the ultimate holding corporation is Allianz SE,
incorporated in the Federal Republic of Germany.
Staff Strength (in Singapore) 40 (as of 30 Nov 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 1.97 trillion (as of 30 Sep 2013)
2) Managed in Singapore USD 7.26 billion (as of 30 Sep 2013)
Products/Services
1) Provided by Group (Worldwide)
Fixed Income: Total Return, Long Duration, Moderate Duration,
Credit Mortgages, Global, Emerging Markets, Municipals.
Cash: Low Duration, Enhanced Cash, Money Market.
Equities: StocksPLUS (derivatives-based equity exposure with active
bond management)
Alternatives: Absolute Return Strategies, Commodities, Real Estate, Real
Return, Tactical Allocation, Diversifi ed Income, Multi Asset
2) Provided in Singapore
Asset management services, including portfolio management
Business Contact/Client Services
Business contact: 501 Orchard Road #09-03
Wheelock Place
Singapore 238880
Contact person: Ana Dhoraisingam
Michael Thompson
Tel: (65) 6491 8000
Fax: (65) 6538 2700
Email: sginfo@pimco.com
Website: www.pimco.com
152
Management
Chief Executive Offi cer – Ana Dhoraisingam
DID: (65) 6491 8000
Executive Vice President
Co-Head of Emerging Asia, Portfolio Management – Ramin Toloui
DID: (65) 6491 8000
Executive Vice President
Head of Wealth Management, Asia ex-Japan – Michael Thompson
DID: (65) 6491 8000
Vice President, Compliance Manager – Ann Tan
DID: (65) 6491 8000
153
IMAS Members Directory 2014
PineBridge Investments Singapore Limited
Company Profi le
PineBridge Investments Singapore Limited (“PineBridge Singapore”) was
incorporated in 1996 to undertake investment activities in the region, covering
developed and emerging market equities and bonds. As at 30 September
2013, it had responsibility for the investment of assets in excess of SG $4.80
billion. PineBridge Singapore managed collective investment schemes and/or
discretionary funds in Singapore since 1998.
PineBridge Singapore is a part of PineBridge Investments which is a group of
international companies that provides investment advice and markets asset
management products and services to its clients around the world. It operates
as a multi-strategy investment manager with approximately 220 investment
professionals which include portfolio managers, traders and research analysts
located in core geographies, supported by world-class infrastructure, with
over US $69.1 billion in assets under management as of 30 September 2013.
PineBridge Investments is a leading asset manager with long-term track records
across listed equity, fi xed income and alternative investments strategies, and
a rich heritage managing assets for one of the world’s largest insurance and
fi nancial services companies.
Staff Strength (in Singapore) 16 (as of 30 Nov 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 69.1 billion (as of 30 Sep 2013)
2) Managed in Singapore USD 3.82 billion (as of 30 Sep 2013)
Products/Services
1) Provided by Group (Worldwide)
Asset allocation, equities, fi xed income and private equity solutions.
2) Provided in Singapore
Asset allocation, equities, fi xed income and private equity solutions.
The principal activities of PineBridge Singapore consist of managing funds
and providing investment / fund management and advisory, consultancy and
related services for investments.
PineBridge Singapore markets Singapore domiciled collective investment
schemes (CIS) under the authorised scheme and Ireland / Dublin domiciled
Undertakings for Collective Investment in Transferable Securities (UCITS)
under the recognised scheme.
154
Business Contact/Client Services
Business contact: 1 Robinson Road #21-01
AIA Tower
Singapore 048542
Contact person: Kheng-Lai Tan – CEO & Managing Director, Fund Management
Tel: (65) 6571 9382
Fax: (65) 6538 5602
Email: Kheng-Lai.Tan@pinebridge.com
Website: www.pinebridge.com
Management
Vice President & Director, Business Development – Michael Chae
DID: (65) 6571 9394
Email: Michael.Chae@pinebridge.com
Senior Manager, Business Development – Kelvin Leong
DID: (65) 6571 9375
Email: Kelvin.Leong@pinebridge.com
155
IMAS Members Directory 2014
Pioneer Investment Management Limited (Singapore Branch)
Company Profi le
At Pioneer Investments, we are committed to delivering an excellent level of
service and offering competitive, high quality investment products across both
traditional and non-traditional asset classes to clients that we believe can stand
the test of time. Our clients include institutions, corporations, intermediaries
and private investors around the world.
Pioneer Investments is focused on managing risk and aim to deliver attractive
return to our investors, who have entrusted us with their assets.
Today, Pioneer Investments has a presence in 27 countries worldwide and an
experienced team of around 2,000 employees globally, including over 340
investment professionals. To ensure an innovative and consistent product
strategy at global level, we have three specialized Global Investment Hubs in
Boston, Dublin and London.
The Singapore offi ce is a branch offi ce of Pioneer Investment Management
Limited (Dublin) and is responsible for marketing and trade execution incidental
to the management of funds.
Staff Strength (in Singapore) 22 (as at 30 Sep 2013)
Assets under Management
1) Managed by Group (Worldwide) EUR 169 billion (as at 30 Sep 2013)
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide)
Mutual Funds, Hedge Funds and Managed Accounts
2) Provided in Singapore
Mutual Funds and Managed Accounts
Business Contact/Client Services
Business contact: 80 Raffl es Place #54-03/04
UOB Plaza 1
Singapore 04864
156
Contact person: Clients Services Team
Tel: (65) 6415 7100
Fax: (65) 6415 0222
Email: clientservicessg@pioneerinvestments.com
Website: www.pioneerinvestments.com
Management
Head of Asia & Middle East – Jack Lin
DID: (65) 6415 0203
Email: jack.lin@pioneerinvestments.com
Chief Operating Offi cer, Asia Pacifi c & Middle East – Michelle Ang
DID: (65) 6415 0209
Email: michelle.ang@pioneerinvestments.com
157
IMAS Members Directory 2014
Pramerica Fixed Income (Asia) Limited
Company Profi le
Pramerica Fixed Income (Asia) Limited (“PFIA”) was established on June 6,
2000. PFIA is a wholly-owned subsidiary of Pramerica Investment Management
and operates as the Singapore-based offi ce of Pramerica Fixed Income. PFIA
is focused on managing Asian Fixed-income mandates and has a strong core
competency in Asian credit analysis and risk management.
Pramerica Fixed Income is the primary public fi xed income asset management
unit of Pramerica Investment Management. Pramerica Fixed Income offers both
traditional and alternative fi xed income strategies to institutional and retail
investors worldwide. Pramerica Fixed Income believes that research-driven
security selection is the most consistent strategy for adding value to client
portfolios. The fi rm complements this base strategy with active sector rotation,
duration management, and superior trading execution. Risk budgeting is central
to this approach. Pramerica Fixed Income and its predecessors have managed
fi xed income accounts for institutional clients since 1928. Pramerica Fixed
Income is headquartered in the USA (Newark, NJ), with affi liated investment
offi ces in London and Singapore.
Staff Strength (in Singapore) 9
Assets under Management
1) Managed by Group (Worldwide) USD 397 billion
(Pramerica Fixed Income as of 30 Sep 2013)
2) Managed in Singapore USD 904 million (PFIA as of 30 Sep 2013)
Products/Services
1) Provided by Group (Worldwide)
Pramerica Fixed Income’s business includes many fi xed income strategies and
products, including traditional multi-sector and single-sector fi xed income
strategies for institutional clients, insurance companies, and mutual funds; as
well as alternative products such as hedge strategies and collateralized loan
obligations (CLOs), with an emphasis on credit-related strategies.
2) Provided in Singapore
PFIA manages Asian fi xed income mandates and specializes in credit research
and risk analysis of Asian corporate bonds.
158
Business Contact/Client Services
Business contact: 50 Raffl es Place #27-04
Singapore Land Tower
Singapore 048623
Contact person: Philip Hsin – Managing Director
Tel: (65) 6622 9295
Fax: (65) 6535 6126
Email: philip.hsin@pramericafi nancial.com
Website: www.pramericafi .com
Management
Managing Director – Philip Hsin
DID: (65) 6622 9295
Email: philip.hsin@pramericafi nancial.com
159
IMAS Members Directory 2014
PricewaterhouseCoopers LLP
Company Profi le
PwC fi rms help organisations and individuals create the value they’re looking
for. We’re a network of fi rms in 157 countries with close to 184,000 people
who are committed to delivering quality in assurance, tax and advisory services.
PwC has won the “Best auditor-Funds Advice” at the AsianInvestor 2013 Service
Provider Awards and this is the fi fth time we have won the award since 2008.
Providing organisations with the advice they need, wherever they may be located,
our highly qualifi ed, experienced professionals listen to different points of view
to help organisations solve their business issues and identify and maximise the
opportunities they seek. Our specialisation in the asset management industry
allows us to help co-create solutions with our clients and identify ways to add
value to them.
“PwC” refers to the network of member fi rms of PricewaterhouseCoopers
International Limited, each of which is a separate and independent legal entity.
PwC China, Hong Kong, Singapore and Taiwan work together on a collaborative
basis, subject to local applicable laws. Collectively, we have around 700 partners
and strength of 17,000 people.
Staff Strength (in Singapore) More than 2400 with over 100 Partners
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide)
Assurance, Advisory and Tax
2) Provided in Singapore
We provide a wide range of services to help asset management organisations
solve business issues, identify and maximise opportunities. We serve as
business advisors to a wide spectrum of clients such as traditional and
alternative asset managers, distributors, investment partnerships, offshore
funds and structured vehicles covering a vast array of investment products.
Our industry specialisation enables us to identify trends and understand your
challenges, thereby customising solutions for you. We also regularly conduct
seminars and speak at external conferences as part of our commitment to
be the leaders in the professional services arena of the asset management
industry. Each line of service is staffed with highly qualifi ed, experienced
professionals and leaders in our profession.
160
Business Contact/Client Services
Business contact: 8 Cross Street #17-00
PwC Building
Singapore 048424
Contact person: Justin Ong
Tel: (65) 6236 3708
Fax: (65) 6236 3300
Email: justin.ong@sg.pwc.com
Website: www.pwc.com/sg
Management
Partner – Justin Ong
DID: (65) 6236 3708
Email: justin.ong@sg.pwc.com
Partner – Robert Grome
DID: (65) 6236 7448
Email: robert.grome@sg.pwc.com
Partner – Darren Lim
DID: (65) 6236 3828
Email: darren.kw.lim@sg.pwc.com
Partner – Paul Pak
DID: (65) 6236 3288
Email: paul.s.pak@sg.pwc.com
Partner – Patrick Yeo
DID: (65) 6236 3088
Email: patrick.hc.yeo@sg.pwc.com
Partner – Anuj Kagalwala
DID: (65) 6236 3822
Email: anuj.kagalwala@sg.pwc.com
Partner – Tan Hui Cheng
DID: (65) 6236 7557
Email: hui.cheng.tan@sg.pwc.com
Partner – Lim Maan Huey
DID: (65) 6236 3702
Email: maan.huey.lim@sg.pwc.com
161
IMAS Members Directory 2014
Principal Global Investors (Singapore) Limited
Company Profi le
Principal Global Investors is the institutional asset management arm of the
Principal Financial Group®. Comprised of a network of specialized investment
boutiques, it currently manages $US300 billion of assets as at 30 Sep 2013 on
behalf of a broad range of sophisticated investors. The multi-boutique fi rm
offers expertise in fi xed income, equity, and real estate investments as well as
currency management, asset allocation, stable value management, and other
structured investment strategies.
Staff Strength (in Singapore) 24
Assets under Management
1) Managed by Group (Worldwide) USD 300 billion (as at 30 Sep 2013)
2) Managed in Singapore Not Stated
Products/Services
1) Provided by Group (Worldwide)
Equity, fi xed income and real estate investments, as well as specialized
expertise in currency management, asset allocation, stable value management
and other structured investment strategies
2) Provided in Singapore
Equity, Real estate and Global Asia Pacifi c REITs
Business Contact/Client Services
Business contact: One Raffl es Quay #19-01
North Tower
Singapore 048583
Contact person: Lynn Sim
Tel: (65) 6490 0280
Fax: (65) 6333 6778
Email: Sim.lynn@principal.com
Website: www.principalglobal.com
Management
Chief Executive-Asia – Andrea Muller
DID: (65) 6490 0277
Email: muller.andrea@principal.com
162
RBC Investor Services Trust Singapore Limited
Company Profi le
RBC Investor & Treasury Services (RBC I&TS) is a leading specialist provider of
asset servicing, custody, payments and treasury services for fi nancial and other
institutional investors worldwide. We serve clients from 18 locations across North
America, Europe and the Asia-Pacifi c region. We deliver custodial, advisory,
fi nancing and other services to safeguard clients’ assets, maximize liquidity and
manage risk in multiple jurisdictions. RBC I&TS is ranked among the world’s top
10 global custodians, with USD 3 trillion (CAD 3.1 trillion) in client assets under
administration.
Staff Strength (in Singapore) 37 (as at 1 Jan 2014)
Assets under Management
1) Managed by Group (Worldwide) USD 3 trillion
2) Managed in Singapore Not Stated
Products/Services
1) Provided by Group (Worldwide)
RBC I&TS’ comprehensive product and service offering includes custody, fund/
investment administration, shareholder services, performance management
and compliance monitoring, distribution, transaction banking including
trade fi nance, correspondent banking, insourced solutions and broker dealer
services, and treasury services, including cash management, foreign exchange
services and global securities lending.
2) Provided in Singapore
Refer to above.
Business Contact/Client Services
Business contact: 20 Cecil Street #28-01
Equity Plaza
Singapore 049705
Contact person: Diana Senanayake
Tel: (65) 6823 5000
Fax: (65) 6823 5103
Email: Diana.Senanayake@rbc.com
Website: www.rbcits.com
163
IMAS Members Directory 2014
Management
Managing Director – Diana Senanayake
DID: (65) 6823 5009
Email: Diana.Senanayake@rbc.com
Director, Operations – Singapore – Dougal Watts
DID: (65) 6823 5050
Email: Dougal.watts@rbc.com
Senior Legal Counsel – Tan Kean Siew
DID: (65) 6823 5005
Email: Keansiew.tan@rbc.com
164
Rodyk & Davidson LLP
Company Profi le
Rodyk & Davidson LLP is a leading Singapore law fi rm with offi ces in Singapore
and Shanghai.
Our team of more than 200 lawyers serves in fi ve core practice groups:
• Corporate
• Finance
• Intellectual Property & Technology
• Litigation & Arbitration
• Real Estate
Rodyk advises angel investors, funds, venture capital and private equity fi rms in
the full range of venture capital and private equity transactions.
Our expertise includes:
• Establishment of Singapore registered collective investment schemes (REITS)
• Establishment of offshore mutual funds
• Fund management industry arrangements and documentation
• Unit trusts
• Private equity and venture capital.
Staff Strength (in Singapore) 400
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide) Legal services
2) Provided in Singapore Legal services
Business Contact/Client Services
Business contact: 80 Raffl es Place #33-00
UOB Plaza 1
Singapore 048624
165
IMAS Members Directory 2014
Contact person: Jacqueline LOKE
Tel: (65) 6885 3699
Fax: (65) 6225 1838
Email: jacqueline.loke@rodyk.com
Website: www.rodyk.com
Management
Managing Partner – Philip JEYARETNAM, SC
DID: (65) 6885 3605
Email: philip.jeyaretnam@rodyk.com
166
Royal Bank of Canada, Singapore Branch
Company Profi le
Royal Bank of Canada (RY on TSX and NYSE) and its subsidiaries operate under
the master brand name RBC. We are one of Canada’s largest banks and one of
the largest banks in the world, based on market capitalization. We are one of
North America’s leading diversifi ed fi nancial services companies, and provide
personal and commercial banking, wealth management services, insurance,
investor services and capital markets products and services on a global basis.
We employ approximately 79,000 full- and part-time employees who serve
more than 15 million personal, business, public sector and institutional clients
through offi ces in Canada, the U.S. and 44 other countries.
Royal Bank of Canada, Singapore Branch and Royal Bank of Canada (Asia)
Limited are licensed by the Monetary Authority of Singapore to conduct
regulated activities and provide fi nancial advisory services for high net worth
individuals and accredited investors.
Staff Strength (in Singapore) 169
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide)
Not Applicable
2) Provided in Singapore
The Singapore offi ce is home to a large team of dedicated professionals who
provide valuable local knowledge, the advantage of a truly international
team of specialists, and access to a complete range of wealth management
services through our global network of offi ces.
Business Contact/Client Services
Business contact: 8 Marina View #26-01
Asia Square Tower 1
Singapore 018960
167
IMAS Members Directory 2014
Contact person: Grace Barki
Tel: (65) 6230 1888
Fax: (65) 6532 2804
Email: grace.barki@rbc.com
Website: www.rbcwminternational.com/locations.html?singapore
Management
Head of Wealth Management, Emerging Market – Barend Janssens
DID: (65) 6230 1818
Email: barend.janssens@rbc.com
Head of Wealth Management, South East Asia – Grace Barki
DID: (65) 6230 1828
Email: grace.barki@rbc.com
Regional Head, Brunei and China Strategy – Matthew Yong
DID: (65) 6230 1838
Email: matthew.yong@rbc.com
Chief Operating Offi cer, Wealth Management Emerging Market – Samir Dewan
DID: (65) 6230 1808
Email: samir.dewan@rbc.com
Head of Credit Sales and Solutions, Wealth Management Asia – Joseph Howe
DID: (65) 6230 1885
Email: joseph.howe@rbc.com
Head of Client Solution Group, Asia – Enoch Tan
DID: (65) 6230 1837
Email: enoch.tan@rbc.com
Head of Compliance, Wealth Management Asia – Evelyn Koh
DID: (65) 6230 1523
Email: evelyn.koh@rbc.com
168
Russell Investment Group Pte Ltd
Company Profi le
Russell Investments (Russell) is a global asset manager and one of only a few
fi rms that offers actively managed, multi-asset portfolios and services that
include advice, investments and implementation. Working with institutional
investors, fi nancial advisors and individuals, Russell’s core capabilities extend
across capital markets insights, manager research, portfolio construction,
portfolio implementation and indexes.
Russell has approximately USD246.9 billion in assets under management (as of
30 September 2013) and works with over 2,400 institutional clients, more than
580 independent distribution partners and advisors, and individual investors
globally. As a consultant to some of the largest pools of capital in the world,
Russell has USD2.4 trillion in assets under advisement (as of 30 June 2013).
Staff Strength (in Singapore) Not Stated
Assets under Management
1) Managed by Group (Worldwide) USD 246.9 billion
2) Managed in Singapore Not Stated
Products/Services
1) Provided by Group (Worldwide)
Investment Management, Investment Consulting, Implementation Services
(including transition management, portfolio solutions and agency FX),
Alternative Investments and Indexes.
2) Provided in Singapore
All of the above
Business Contact/Client Services
Business contact: 16 Collyer Quay #09-00
Singapore 049318
Contact person: Tay Li Chuan
Tel: (65) 6880 5004
Fax: (65) 6324 5595
Email: Ltay@russell.com
Website: www.russell.com/asia
Management
Managing Director – Lim Meng Tat
DID: (65) 6880 5006
Email: MLim@russell.com
169
IMAS Members Directory 2014
Schroder Investment Management (Singapore) Ltd
Company Profi le
Schroders is a global asset management company with US$415.8 billion under
management as at 30 September 2013. Our clients include corporations,
insurance companies, local and public authorities, charities, pension funds, high
net worth individuals and retail investors. We manage investments across all
major asset classes in developed and emerging countries.
Schroders employs 3500 people (as at 30 September 2013) worldwide operating
from 37 offi ces in 27 countries across Asia, Europe, the Americas and the
Middle East. In Asia Pacifi c, Schroders employs over 721 staff and manages
approximately US$100 billion as at September 2013 on behalf of Asian clients.
Staff Strength (in Singapore) 247 (as at Sep 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 415.8 billion (as at 30 Sep 2013)
2) Managed in Singapore USD 20.8 billion (as at 30 Sep 2013)
Products/Services
1) Provided by Group (Worldwide)
Active manager of all major asset classes in developed and emerging
countries: equities, fi xed income, money markets, multi asset, property and
fund of hedge funds
2) Provided in Singapore
Access to Group products/services as above in addition to actively managed
Asian equity, Asian fi xed income and asset allocation strategies
Business Contact/Client Services
Business contact: 65 Chulia Street #46-00
OCBC Centre
Singapore 049513
170
Contact person: Albert Tse – Head of Intermediary Sales - Southeast Asia
Tel: (65) 6389 7592
Fax: (65) 6536 6626
Email: Albert.tse@schroders.com
Lily Choh – Head of Institutional Business - Southeast Asia
Tel: (65) 6389 7556
Fax: (65) 6535 3486
Email: Lily.choh@schroders.com
Website: www.schroders.com
Management
Managing Director – Susan Soh
DID: (65) 6389 7634
Email: Susan.soh@schroders.com
171
IMAS Members Directory 2014
Sidley Austin LLP
Company Profi le
Sidley Austin is a premier law fi rm with 1,700 lawyers and 19 offi ces. It is one of
the few international law fi rms to have maintained on-the-ground capabilities
in Asia-Pacifi c for over 30 years. Across the region, Sidley now has 130 lawyers
in Singapore, Beijing, Hong Kong, Shanghai, Sydney and Tokyo, qualifi ed in
Singapore, US, English, Hong Kong and Japanese law. Sidley’s award-winning
Investment Funds team in Asia is ranked top-tier by leading legal publications
and advises on:
• Hedge fund formation
• Private equity fund formation
• Real estate fund formation
• Exchange-traded and retail (registered) funds
• Regulatory matters
Staff Strength (in Singapore) 33
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide)
Legal Services
2) Provided in Singapore
Sidley Austin is a recognized world leader in investment funds and ranks
among the leading law fi rms that represent investment funds, based on assets
under management (The American Lawyer). We offer a leading capability
in local and international law with a one-stop service to clients looking to
access markets and investors across the region. Sidley’s Singapore offi ce
has a Qualifying Foreign Law Practice (QFLP) licence enabling it to provide
Singapore law advice. Our lawyers work closely with the fund management
industry and regulators, and are regularly at the forefront of development of
fi nancial services legislative reform.
Business Contact/Client Services
Business contact: Six Battery Road
Level 31
Singapore 049909
172
Contact person: Mr Ho Han Ming
Tel: (65) 6230 3966
Fax: (65) 6230 3939
Email: Hanming.ho@sidley.com
Website: www.sidley.com
Management
Partner – Ho Han Ming
DID: (65) 6230 3966
Email: Hanming.ho@sidley.com
Counsel – Josephine Law
DID: (65) 6230 3916
Email: Josephine.law@sidley.com
Associate – Joel Seow
DID: (65) 6230 3931
Email: Joel.seow@sidley.com
Associate – Reina Chua
DID: (65) 6230 3904
Email: Reina.chua@sidley.com
Associate – Cai Si Xuan
DID: (65) 6230 3945
Email: sixuan.cai@sidley.com
173
IMAS Members Directory 2014
Singapore Consortium Investment Management Limited
Company Profi le
Singapore Consortium Investment Management Limited (“SICIM”) manages the
Singapore Index Fund (the “Fund”), an open-ended unit trust constituted in
Singapore on 12 November 1996. The Fund was also admitted to the offi cial list
of the SGX-St on 20 December 1996.
The shareholders of SICIM are Nikko Asset Management International Limited,
Overseas-Chinese Banking Corporation Limited and UOB Asset Management
Ltd.
Currently, the administrator for SICIM and the Singapore Index Fund is UOB
Asset Management Ltd.
Staff Strength (in Singapore) Not Applicable
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore USD 66.90 million (as at 30 Nov 2013)
Products/Services
1) Provided by Group (Worldwide) Not Applicable
2) Provided in Singapore Equities
Business Contact/Client Services
Business contact: 80 Raffl es Place
Level 3 and 5, UOB Plaza 2
Singapore 048624
Contact person: Josephine Foo
Tel: (65) 6531 7805
Fax: (65) 6533 2203
Email: Josephine.FooML@UOBgroup.com
Management
Director – Chong Jiun Yeh
DID: (65) 65317831
Email: Chong.JiunYeh@UOBgroup.com
Director – Wong Ann Derk
DID: (65) 65315119
Email: Wong.AnnDerk@UOBgroup.com
174
Singapore Unit Trusts Limited
Company Profi le
Singapore Unit Trusts Limited (SUT) was incorporated on 17 August 1959 as
Malayan Unit Trusts Limited.
SUT assumed its present name on 6 May 1960. SUT became a member company
of the Permodalan Nasional Berhad (PNB) Group after being acquired by PNB
International Limited (Labuan) in 2000 (a wholly owned subsidiary of PNB).
Staff Strength (in Singapore) 11 (as at 30 Nov 2013)
Assets under Management
1) Managed by Group (Worldwide) Not Disclosed
2) Managed in Singapore Not Disclosed
Products/Services
1) Provided by Group (Worldwide)
PNB, the ultimate shareholder of Singapore Unit Trusts Limited, is one of
the largest asset managers in Malaysia with unit holders of the unit trust
funds in its group exceeding 11 million and assets under management of
approximately USD70 billion (as at 30 November 2013).
2) Provided in Singapore
Discretionary Accounts and Collective Investment Schemes
Business Contact/Client Services
Business contact: 8 Robinson Road #04-00
ASO Building
Singapore 048544
Contact person: Samantha Chia
Tel: (65) 6428 5650
Fax: (65) 6532 3764
Email: samanthachia@sut.com.sg
Website: www.sut.com.sg
175
IMAS Members Directory 2014
Management
Executive Director and Principal Offi cer – Mohd. Fadzil bin Abdul Wahab
DID: (65) 6428 5610
Email: fadzil@sut.com.sg
Head of Finance & Administration – Cecilia Chooi
DID: (65) 6428 5670
Email: ceciliachooi@sut.com.sg
Company Secretary – Samantha Chia
DID: (65) 6428 5650
Email: samanthachia@sut.com.sg
176
ST Asset Management Ltd
Company Profi le
Established in 2002, STAM offers integrated investment management services
to institutional and private clients over a broad range of diversifi ed asset classes
that include fi xed income instruments, loans, derivatives, structured fi nance,
public and private equities.
Staff Strength (in Singapore) 47
Assets under Management
1) Managed by Group (Worldwide) USD 2.63 billion / SGD 3.25 billion
(as at Oct 2013)
2) Managed in Singapore USD 2.63 billion / SGD 3.25 billion
(as at Oct 2013)
Products/Services
1) Provided by Group (Worldwide)
Segregated portfolios, Structured Products and Mutual Fund
2) Provided in Singapore
Segregated portfolios, Structured Products and Mutual Fund
Business Contact/Client Services
Business contact: 60B Orchard Road #06-18
Tower 2 The Atrium@Orchard
Singapore 238891
Contact person: Jason See Yong Kiat
Tel: (65) 6828 8199
Fax: (65) 6720 2990
Email: seejason@stassetmgt.com
Website: www.stassetmgt.com
Management
President & Chief Executive Offi cer – Goh Mui Hong
DID: (65) 6828 8188
Email: gohmh@stassetmgt.com
Managing Director, Fund Management – Jason See Yong Kiat
DID: (65) 6828 8199
Email: seejason@stassetmgt.com
177
IMAS Members Directory 2014
Standard & Poor’s
Company Profi le
Standard & Poor’s Ratings Services, S&P Capital IQ and S&P Dow Jones Indices.
Staff Strength (in Singapore) 100
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide)
Credit ratings, indices, investment research, risk evaluations and solutions
2) Provided in Singapore
Credit ratings, indices, investment research, risk evaluations and solutions
Business Contact/Client Services
Business contact: 12 Marina Boulevard #23-01,
Marina Bay Financial Centre Tower 3
Singapore 018982
Contact person: Surinder D. Kathpalia – Managing Director
Tel: (65) 6239 6363
Fax: (65) 6438 2321
Email: surinder.kathpalia@standardandpoors.com
Website: www.standardandpoors.com
Management
Managing Director – Surinder D. Kathpalia
DID: (65) 6239 6363
Email: surinder.kathpalia@standardandpoors.com
Director – Anthony Foo
DID: (65) 6239 6368
Email: anthony.foo@standardandpoors.com
Managing Director, Financial Services Ratings – Ritesh Maheshwari
DID: (65) 6239 6308
Email: ritesh.maheshwari@standardandpoors.com
178
Managing Director, Sovereign Ratings – Elena Okorochenko
DID: (65) 6239 6375
Email: elena.okorochenko@standardandpoors.com
Senior Director, Corporate Ratings – Michael Seewald
DID: (65) 6239 6380
Email: michael.seewald@standardandpoors.com
Vice President, Equity Research – Lorraine Tan
DID: (65) 6239 6348
Email: lorraine.tan@spcapitaliq.com
Managing Director, Sales & Client Services – Jose Ordonez
DID: (65) 6239 6338
Email: jose.ordonez@spcapitaliq.com
Director, Sales & Client Services – Rudy Rahardjo
DID: (65) 6239 6328
Email: rudy.rahardjo@spcapitaliq.com
Director, Index Services – Angeline Choo
DID: (65) 6239 6318
Email: angeline.choo@spdji.com
179
IMAS Members Directory 2014
Standard Chartered Bank
Company Profi le
Standard Chartered – Leading the way in Asia, Africa and the Middle East
Standard Chartered Bank is a world renowned international bank with core
markets of Asia, Africa and Middle East. The bank is divided into two distinct
units of Consumer Bank and Wholesale Bank. While Consumer Bank handles
retail banking products and services (including Private Banking); Wholesale Bank
deals with institutional banking products and services under distinct divisions
such as Transaction Banking (Cash Management, Trade Finance, Securities and
Custody services, Fund Services and Escrow), Financial Markets (FX, Equities,
Rates and credit products), Project Finance and Investment Banking.
The bank had a combined Income of USD 19.07 billion as of Dec 31, 2012. With
listing in London, Hong Kong and India, Standard Chartered Bank has a market
capitalization of USD 64.5 billion as of March 8, 2013. The bank was upgraded
to AA- by S&P in 2011 and is the 2nd largest trade fi nance bank and 6th largest
USD clearing bank globally.
Staff Strength (in Singapore) Over 7,000
Assets under Management
1) Managed by Group (Worldwide) (as of Sep 2012)
Over USD 800 billion (Assets under Custody)
USD 100 billion (SCB Fund Administration)
2) Managed in Singapore (as of Sep 2012)
Over USD 45 billion (Assets under Custody)
USD 8 billion (SCB fund Administration)
Products/Services
1) Provided by Group (Worldwide)
Our Business Focus
The Group is committed to building a sustainable business over the long
term and is trusted worldwide for upholding high standards of corporate
governance, social responsibility, environmental protection and employee
diversity. The Bank’s heritage and values are expressed in our brand promise,
‘Here for good’.
We are a full commercial bank providing products and services to fi nancial
institutions, corporate and individuals in the areas:
• Consumer Banking – credit cards, personal loans, mortgages, deposits and
wealth management services, to individuals and SMEs; setting us apart
from the competition in many of our markets
180
• Wholesale Banking – provision of securities services, cash management,
trade fi nance, rates and foreign exchange and debt capital markets
2) Provided in Singapore
Standard Chartered Singapore offers the full consumer banking and
wholesale banking services.
Specifi cally, we offer extensive wholesale banking services to Asset Managers
and Investors.
• Regional and Direct Custody
• Asset servicing
• Fund Accounting and Net Asset Value calculation
• Compliance Reporting
• Institutional Transfer Agency
• Escrows and Agency services
• Trustee Services
• Cash Management services
• Rates and Foreign Exchanges
• Financial Markets
• Debt Capital Markets
• Principal Finance
Business Contact/Client Services
Business contact: 8A Marina Boulevard
Level 24, Marina Bay Financial Centre Tower 1
Singapore 018981
Contact person: Mr Udit Gambhir
Tel: (65) 6596 4379
Fax: (65) 6634 9564
Email: udit.gambhir@sc.com
Website: www.standardchartered.com
Management
Director, Transaction Banking (I&I Sales) – Udit Gambhir
DID: (65) 6596 4379
Email: udit.gambhir@sc.com
Director, Transaction Banking (I&I product) – Garry Chan
DID: (65) 6596 9744
Email: garry.chan@sc.com
181
IMAS Members Directory 2014
State Street Bank and Trust Company
Company Profi le
State Street is a leading fi nancial services provider servicing some of the world’s
most sophisticated institutions. We offer a fl exible suite of services that spans
the investment spectrum, including investment management, research and
trading, and investment servicing.
State Street’s singular focus on serving the needs of institutional investors is
one of its key competitive differentiators. With US$26.03 trillion in assets
under custody and administration as of Sep 30 2013, State Street is an industry
leader and innovator – setting standards with new products and services, and
expanding the depth and breadth of client relationships.
Our offi ce in Singapore serves as State Street’s central location for all investment,
operations, processing and servicing activities for portfolios of clients domiciled
in South East Asia.
Staff Strength (in Singapore) 185
Assets under Management
1) Managed by Group (Worldwide) USD 26.03 trillion in assets under custody
and administration as of Sep 30 2013
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide)
Custody, recordkeeping, valuation and fund administration, shareholder
services, trustee and transfer agency services, software solutions, foreign
exchange, brokerage and portfolio solutions, securities fi nance, deposit
and short-term investment facilities, investment manager and hedge fund
manager operations outsourcing, hedge fund, private equity and real
estate servicing, performance, risk and compliance analytics and investment
research.
2) Provided in Singapore
Custody, recordkeeping/fund accounting, valuation and fund administration,
securities fi nance, investment manager operations outsourcing, hedge
fund, private equity and real estate servicing, investment analytics, foreign
exchange, portfolio solutions and investment research.
182
Business Contact/Client Services
Business contact: 168 Robinson Road #33-01
Capital Tower
Singapore 068912
Contact person: Elizabeth Chia
Tel: (65) 6826 7100
Fax: (65) 6826 7377
Email: Elizabeth.Chia@StateStreet.com
Website: www.statestreet.com
Management
Branch Manager – Elizabeth Chia
DID: (65) 6826 7288
Email: Elizabeth.Chia@StateStreet.com
Deputy Branch Manager – Henry Quek
DID: (65) 6826 7111
Email: henry.quek@statestreet.com
183
IMAS Members Directory 2014
State Street Global Advisors Singapore Limited
Company Profi le
State Street Global Advisors (SSgA) is the asset management business of State
Street Corporation, one of the world’s leading providers of fi nancial services
to institutional investors, SSgA’s global reach extends to 10 global investment
centers and offi ces in 27 cities worldwide. SSgA combines a depth of expertise
with advanced research capabilities to manage client-focused solutions,
including broad based to highly specialized passive and active strategies. SSgA
has also attained ETF industry leadership, with SPDR®, including fi rst-to-market
launches with gold, international real estate and fi xed income and sector ETFs.
Staff Strength (in Singapore) 11 in Singapore and 2400 Globally
Assets under Management
1) Managed by Group (Worldwide)
USD 2.24 trillion (as of 30 Sep 2013)
*This AUM includes the assets of the SPDR Gold Trust (approx. US$38.6 billion as of September
30, 2013), for which State Street Global Markets, LLC, an affi liate of State Street Global Advisors,
serves as the marketing agent. Please note that AUM totals are unaudited.
2) Managed in Singapore
USD 7.69 billion (as of 30 Sep 2013)
Products/Services
1) Provided by Group (Worldwide)
SSgA is a global investment platform that gives clients access to every major
asset class, capitalization range and style, with strategies spanning investment
approaches including passive, active, absolute return and fully customized
portfolios.
2) Provided in Singapore
Same as above.
Business Contact/Client Services
Business contact: 168 Robinson Road #33-01
Capital Tower
Singapore 068912
Contact person: Sally Choo
Tel: (65) 6826 7512
Fax: (65) 6286 7501
Email: Sally_Choo@SSgA.com
Website: www.ssga.com/webapp/singapore/
184
Management
Regional Director – Hon Cheung
DID: (65) 6826 7505
Email: Hon_Cheung@SSgA.com
Vice President, Sales – Sally Choo
DID: (65) 6826 7512
Email: Sally_Choo@SSgA.com
185
IMAS Members Directory 2014
Sundaram Asset Management Singapore Pte. Ltd.
Company Profi le
Sundaram Asset Management Singapore (“SAMS”) is a wholly owned subsidiary
of the Indian asset management company, Sundaram Asset Management
Company Limited. SAMS is an India-centric fund management entity based in
Singapore. SAMS holds a CMS Licence issued by the MAS for Fund Management,
and is registered with SEBI as an FII. SAMS represents the international arm
of the asset management business of the group, and will primarily manage
global investments into Indian equity and debt securities, and money market
instruments.
The ultimate holding company of SAMS is Sundaram Finance Limited
(incorporated in 1954, and listed on the National Stock Exchange in India and
Bombay Stock Exchange), which originates from the TVS Group of Companies
and is one of the highly diversifi ed fi nancial services groups in India.
Staff Strength (in Singapore) Not Stated
Assets under Management
1) Managed by Group (Worldwide) Equivalent of about USD 3.0 billion
2) Managed in Singapore Not Stated
Products/Services
1) Provided by Group (Worldwide)
• Fund / Investment Management Services;
• Non-Banking Financial Services;
• General Insurance (through JV with Royal Sun Alliance);
• Mortgage Finance (through JV with BNP Paribas);
• Transfer Agency Services (through dedicated JV with BNP Paribas);
• Distribution of Mutual Funds / Insurance;
• Business Process Outsourcing;
• IT Services (Software Product Development), and
• Technology & Consulting for logistics industry.
2) Provided in Singapore
Singapore based, India-centric Fund / Investment Management Services
Business Contact/Client Services
Business contact: 47 Hill Street #03-01
Singapore 179365
186
Contact person: Mr Benoy Philip
Tel: (65) 6557 7083 / 9732 4774
Fax: (65) 6333 1940
Email: benoyp@sundarammutual.sg
Website: www.sundarammutual.com
Management
Chief Executive Offi cer – Mr R Vijayendiran
DID: (65) 6557 7085
Email: vijayendiran@sundarammutual.sg
Chief Investment Offi cer – Mr Anish Mathew
DID: (65) 6557 7086
Email: anishm@sundarammutual.sg
Executive Director – Mr Benoy Philip
DID: (65) 6557 7083
Email: benoyp@sundarammutual.sg
Manager – Compliance & Legal – Mr Dasharath Upadhya
DID: (65) 6557 7082
Email: dasharaths@sundarammutual.sg
187
IMAS Members Directory 2014
Tantallon Capital Advisors Pte Ltd
Company Profi le
Tantallon Capital Advisors is a Singapore based boutique fund manager. We are
the advisory company to the Tantallon Fund, a long-short fund investing in Asia
and Asian themes. We combine top-down macroeconomic themes with bottomup
stock picking, based on a concentrated portfolio.
The Company has obtained the Capital Markets Services Licence from MAS since
29 November 2007.
We are a private exempted company and our main principal shareholders are
Nick Harbinson and Alex Hill.
Staff Strength (in Singapore) 6
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore USD 36 million
Products/Services
1) Provided by Group (Worldwide) Not Applicable
2) Provided in Singapore Fund management services
Business Contact/Client Services
Business contact: 137 Telok Ayer Street #03-05
Singapore 068602
Contact person: Alex Hill
Tel: (65) 6327 3920
Fax: (65) 6327 3924
Email: alex@tantalloncapital.com
Website: www.tantalloncapital.com
Management
CEO – Nick Harbinson
DID: (65) 6577 1638
Email: nick@tantalloncapital.com
COO – Alex Hill
DID: (65) 6577 1618
Email: alex@tantalloncapital.com
188
Templeton Asset Management Ltd
Company Profi le
Established in 1990, Templeton Asset Management Ltd is the Singaporebased
subsidiary of Franklin Resources, Inc., referred to as Franklin Templeton
Investments. Headquartered in San Mateo, California, Franklin Templeton has
offi ces in 35 countries. The fi rm combines the expertise of three investment
management groups – Franklin, Templeton and Mutual Series, to offer a broad
range of investment solutions in over 150 countries. Franklin Templeton also
has specialised capabilities in multi-asset solutions, real assets and alternatives
investments.
Templeton Asset Management Ltd is also Franklin Templeton’s global centre for
emerging markets fund management and has been the regional hub for Asia
since 1999.
Staff Strength (in Singapore) 134 (as at 31 Oct 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 868.9 billion (as at 31 Oct 2013)
2) Managed in Singapore USD 51.7 billion (as at 31 Oct 2013)
Products/Services
1) Provided by Group (Worldwide)
Franklin Templeton Investments manages a wide range of investment
vehicles globally across mutual funds, insurance, trust, partnerships, wrap
and separate accounts.
2) Provided in Singapore
Templeton Asset Management Ltd offers over 70 recognised offshore funds
in Singapore, employing diverse investment strategies across major asset
classes including equity, fi xed income and money market. The company
is also the manager of various institutional funds and separate accounts
employing equity (developed and emerging markets), fi xed income, hybrid
and alternative strategies.
Business Contact/Client Services
Business contact: 7 Temasek Boulevard #38-03
Suntec Tower One
Singapore 038987
189
IMAS Members Directory 2014
Contact person: Stephen Grundlingh
Tel: (65) 6432 9604
Fax: (65) 6332 2295
Email: sgrundlingh@templeton.com
Website: www.franklintempleton.com.sg
Management
SEVP/Senior Managing Director/Co-CEO – Dennis Lim
DID: (65) 6241 0777
Email: dlim@templeton.com
Regional Head, SEA/Co-CEO – Stephen Grundlingh
DID: (65) 6432 9604
Email: sgrundlingh@templeton.com
Head of Institutional Sales – Dora Seow
DID: (65) 6432 9662
Email: dseow@templeton.com
VP/Dir International Product & Client Services – Eric Tan
DID: (65) 6432 9636
Email: etan2@templeton.com
Regional HR Director, Asia – Soumitra Gupta
DID: (65) 6432 9619
Email: sgupta@templeton.com
190
Thomson Reuters
Company Profi le
Thomson Reuters is the world’s leading source of intelligent information for
businesses and professionals. We combine industry expertise with innovative
technology to deliver critical information to leading decision makers in the
fi nancial and risk, legal, tax and accounting, intellectual property and science
and media markets, powered by the world’s most trusted news organization.
With headquarters in New York and major operations in London and Eagan,
Minnesota, Thomson Reuters employs approximately 60,000 people and
operates in over 100 countries. Thomson Reuters shares are listed on the Toronto
and New York Stock Exchanges.
For more information, go to: http://thomsonreuters.com
Staff Strength (in Singapore) Not Stated
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide)
We offer an unprecedented combination of content, applications, and
technologies that enable the global investment community to provide
investment performance and effi ciency. We deliver end to end solutions that
address the unique challenges of the buy side, allowing Thomson Reuters to
serve as a value-add partner across your entire business.
2) Provided in Singapore
Singapore offers the full range of Investment Management and Research
solutions.
Business Contact/Client Services
Business contact: One Raffl es Quay #28-01
North Tower ORQ
Singapore 048583
Contact person: Tel: (65) 6775 5088
Fax: (65) 6870 9465
Website: www.thomsonreuters.com
191
IMAS Members Directory 2014
Management
Head of Market Development – ASEAN – Anthony Northam
Email: Anthony.northam@thomsonreuters.com
Market Development Manager – ASEAN – Alexander Looijen
Email: Alexander.looijen@thomsonreuters.com
192
Threadneedle Investments Singapore (Pte.) Ltd
Company Profi le
Threadneedle Investments is a leading active investment manager with a strong
track record of outperformance across asset classes. Our investment approach is
active, client-focused and performance driven.
We are a pure investment management business, which means managing
clients’ investments is our only business. We believe we are chosen by our clients
because of our proven approach to investment, our long-term performance
record and our dedication to delivering high quality client service.
Threadneedle is the international investment management arm of Ameriprise
Financial (NYSE: AMP), a leading US diversifi ed fi nancial services company
and one of the 40 largest asset management fi rms globally. Ameriprise has
US$771 billion* in total assets under management and administration and is
the US leader in fi nancial planning. As its international investment platform,
Threadneedle provides Ameriprise and its clients with world class investment
solutions.
Staff Strength (in Singapore) 32
Assets under Management
1) Managed by Group (Worldwide) USD 148 billion (as at 31 Dec 2013)
2) Managed in Singapore Not Disclosed
Products/Services
1) Provided by Group (Worldwide)
Our global investment capabilities encompass Fixed Income, Equities,
Commodities and property, including Absolute Return, Multi-Asset, Sharia
and Responsible Investment.
2) Provided in Singapore
Our offering includes separate accounts (aka segregated mandates),
Luxembourg SICAV funds and UK OEIC funds.
193
IMAS Members Directory 2014
Business Contact/Client Services
Business contact: 3 Killiney Road #07-07
Winsland House 1
Singapore 239519
Contact person: Harry Tan
Tel: (65) 6309 1091
Fax: (65) 6309 1099
Email: harry.tan@threadneedle.com
Website: www.threadneedle.com
Management
Chairman – Asia Pacifi c Raymundo YU
DID: (65) 6309 1080
Email: raymundo.yu@threadneedle.com
CEO – Michael LANGLOIS
DID: (65) 6309 1085
Email: michael.langlois@threadneedle.com
CAO – Asia Pacifi c – Andrew CHAN
DID: (65) 6309 1090
Email: andrew.chan@threadneedle.com
Business Manager – South Asia – Harry TAN
DID: (65) 6309 1091
Email: harry.tan@threadneedle.com
Institutional Sales – ASEAN & Australia – Jon ALLEN
DID: (65) 6309 1076
Email: jon.allen@threadneedle.com
Head of Fixed Income – Asia Pacifi c – Clifford LAU
DID: (65) 6309 1094
Email: clifford.lau@threadneedle.com
Head of Asian Equities – NG Soo Nam
DID: (65) 6895 1060
Email: soonam.ng@threadneedle.com
194
Tokio Marine Asset Management International Pte Ltd
Company Profi le
Tokio Marine Asset Management International (“TMAI”) was established in July
1997 in Singapore, wholly owned by Tokio Marine Asset Management Co., Ltd.
(“TMA”), a leading Japanese pension manager with AUM of around USD 63
billion as at 30 September 2013. TMA is owned by Tokio Marine & Nichido Fire
Insurance Co., Ltd., one of the largest and oldest nonlife insurance companies
in Japan. TMAI provides high quality investment management services for
institutions and individual clients. We offer both equity and Fixed Income
products. TMAI won the AsianInvestor Performance Award in the Asia ex Japan
Equity category in 2009 and 2010.
Staff Strength (in Singapore) 30
Assets under Management
1) Managed by Group (Worldwide) USD 63 billion (as of Sep 2013)
2) Managed in Singapore USD 3,482 million (as of Sep 2013)
Products/Services
1) Provided by Group (Worldwide)
1. Equities
• Japan equities (GARP, Focus, Small Cap)
• Asian equities (provided in Singapore as mentioned below)
2. Japanese Fixed Income
2) Provided in Singapore
1. Long-only Asian equities (funds and segregated accounts)
• Asia Pacifi c/Asia/Far East/ Emerging Asia ex Japan
• South East Asia
• Asian Small-Mid Cap
• Customised Asian equity benchmarks
2. Asian/Singapore Fixed Income
Business Contact/Client Services
Business contact: 20 McCallum Street #18-01
Tokio Marine Centre
Singapore 069046
Contact person: Tomohisa Shirasawa
Tel: (65) 6592 6273
Fax: (65) 6536 6538
Email: marketing@tmai.com.sg
Website: www.tmai.com.sg
195
IMAS Members Directory 2014
Management
Chief Executive Offi cer – Kenji Kodama
DID: (65) 6592 6277
Email: k.kodama@tmai.com.sg
Chief Operating Offi cer – Taketsugu Suzuki
DID: (65) 6592 6260
Email: t.suzuki@tmai.com.sg
196
UBS Global Asset Management (Singapore) Ltd
Company Profi le
UBS Global Asset Management is a large-scale asset manager with businesses
well-diversifi ed across regions, capabilities and distribution channels. It offers
investment capabilities and investment styles across all major traditional and
alternative asset classes. These include equity, fi xed income, currency, hedge
fund, real estate, infrastructure and private equity investment capabilities which
can be combined into multi-asset strategies.
The fi rm is a leading fund house in Europe, the largest mutual fund manager
in Switzerland* and one of the largest fund of hedge funds and real estate
investment managers in the world. We have around 3,750 personnel located in
24 countries. Our principal offi ces are in London, Chicago, Frankfurt, Hartford,
Hong Kong, New York, Paris, Singapore, Sydney, Tokyo and Zurich.
* Lipper/Swiss Fund Data Swiss Promoters Report (as at 30 September 2013)
Staff Strength (in Singapore) 100 (as of 30 Sep 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 642 billion (as at 30 Sep 2013)
2) Managed in Singapore USD 34.8 billion (as at 30 Sep 2013)
Products/Services
Provided by Group (Worldwide and Singapore)
UBS Global Asset Management provides a comprehensive range of investment
styles and strategies. Global insight and expertise allow us to combine these
capabilities in tailored solutions for clients.
We offer a wide range of investment products and services from boutique-like
capabilities delivered through a global structure. We provide services including
Equities, Fixed Income, Global Investment Solutions (asset allocation, currency,
manager research and risk management services), Alternative and Quantitative
Investments (multi-manager (or fund of funds) and single manager), Global Real
Estate, Infrastructure and Private Equity, Fund Services, Client Relationships and
Global Sovereign Markets.
Business Contact/Client Services
Business contact: One Raffl es Quay #50-01
North Tower
Singapore 048583
197
IMAS Members Directory 2014
Contact person: Scott Keller – Chief Executive Offi cer
Tel: (65) 6495 2951
Fax: (65) 6495 5456
Email: scott.keller@ubs.com
Website: www.ubs.com/sg/en/asset_management.html
Management
Head of Pan-Asia – Scott Keller
DID: (65) 6495 2951
Email: scott.keller@ubs.com
APAC and Global Emerging Markets Equities – Geoffrey Wong
DID: (65) 6495 5477
Email: geoffrey.wong@ubs.com
Head of Operations APAC – Michael Moore
DID: (65) 6495 4293
Email: michael.moore@ubs.com
198
UOB Asset Management Ltd
Company Profi le
UOB Asset Management Limited (“UOBAM”) is a wholly-owned subsidiary of
United Overseas Bank Limited. Established in 1986, UOBAM has been managing
collective investment schemes and discretionary funds in Singapore for more
than 27 years and as of 30 November 2013, manages about S$41.5 billion in
clients’ assets, including 53 unit trusts.
UOBAM has an extensive presence in Asia with regional business and investment
offi ces in Malaysia, Thailand, Brunei, Japan and Taiwan, as well as two joint
ventures, namely Ping An UOB Fund Management Company in China and UOBSM
Asset Management (UOB-SM) based in Singapore. Through this network of
offi ces, UOBAM offers global investment management expertise to individuals,
institutions and corporations through a comprehensive suite of products that
includes but is not limited to retail unit trusts, exchange-traded funds and
customised portfolio management services.
Staff Strength (in Singapore) 126 (as of 30 Nov 2013)
Assets under Management
1) Managed by Group (Worldwide) USD 35.94 billion (30 Nov 2013)
2) Managed in Singapore USD 11.33 billion (30 Nov 2013)
Products/Services
1) Provided by Group (Worldwide)
Equities, Fixed Income, Multi-Asset and Structured Investments
2) Provided in Singapore
Equities, Fixed Income, Multi-Asset and Structured Investments
Business Contact/Client Services
Business contact: 80 Raffl es Place
Level 3 and 5, UOB Plaza 2
Singapore 048624
Contact person: Faizal M Fazluddin – Executive Director
& Head of Business Development
Tel: (65) 6531 5108
Fax: (65) 6533 2203
Email: FaizalM.Fazluddin@UOBgroup.com
199
IMAS Members Directory 2014
Paul Liu – Senior Director, Retail Business
& Head of Business Development
Tel: (65) 6531 7834
Fax: (65) 6533 2203
Email: Paul.liu@UOBgroup.com
Dennis Siew – Senior Director, Institutional Business
& Head of Business Development
Tel: (65) 6531 7803
Fax: (65) 6533 2203
Email: Dennis.SiewTK@UOBgroup.com
Website: www.Uobam.com.sg
Management
Chairman – Terence Ong Sea Eng
DID: (65) 6539 2922
Email: Terence.OngSE@UOBgroup.com
Chief Executive Offi cer – Thio Boon Kiat
DID: (65) 6539 3192
Email: Thio.BoonKiat@UOBgroup.com
Chief Operating Offi cer – Jake Lim Huck Wei
DID: (65) 6531 7809
Email: Jake.LimHW@UOBgroup.com
Chief Investment Offi cer (Equities & Multi Asset) – John Doyle
DID: (65) 6531 7826
Email: John.Doyle@UOBgroup.com
Chief Investment Offi cer (Fixed Income & Structured Investments)
– Chong Jiun Yeh
DID: (65) 6531 7831
Email: Chong.JiunYeh@UOBgroup.com
Executive Director (Head of Business Development) – Faizal M Fazluddin
DID: (65) 65315108
Email: FaizalM.Fazluddin@UOBgroup.com
200
UTI International (Singapore) Private Limited
Company Profi le
UTI Asset Management Company Limited (“UTI AMC”) is the oldest and among
the largest Asset Managers in India. It was established in 1964 as the Unit Trust
of India by an Act of Indian Parliament. UTI AMC has the largest market share
of domestic retail assets and retail clients in India. UTI AMC is one of the First
Pension Fund Managers in India. UTI International (Singapore) Private Limited is
100% subsidiary of UTI International Limited, which in turn is a 100% subsidiary
of UTI AMC.
Staff Strength (in Singapore) 14
Assets under Management
1) Managed by Group (Worldwide) USD 12.5 billion
2) Managed in Singapore USD 2 billion
Products/Services
1) Provided by Group (Worldwide)
Asset Management Services and Advisory Services
2) Provided in Singapore
Fund Management and Advisory
Business Contact/Client Services
Business contact: 3 Raffl es Place #08-02
Bharat Building
Singapore 048617
Contact person: Shobha Menon
Tel: (65) 6533 9190
Fax: (65) 6533 9290
Email: shobha@utifunds.com.sg
Website: www.utimf.com
201
IMAS Members Directory 2014
Management
Chief Executive Offi cer & Director – Mr Praveen Jagwani
DID: (65) 6533 9190
Email: Jagwani@utifunds.com.sg
Head of Investments – Mr Muralidaran Narayann
DID: (65) 6533 9190
Email: murali@utifunds.com.sg
Head of Legal and Compliance – Ms Shobha Menon
DID: (65) 6533 9190
Email: shobha@utifunds.com.sg
202
Vanguard Investments Singapore Pte Ltd
Company Profi le
Vanguard Investments Singapore Pte. Ltd. Has been serving investors since 2003.
Our clients include pension funds, governments and companies.
Staff Strength (in Singapore) 6
Assets under Management
1) Managed by Group (Worldwide) USD 2.4 trillion (as of 30 Sep 2013)
2) Managed in Singapore USD 36.4 billion (as at 31 Dec 2013)
Products/Services
1) Provided by Group (Worldwide)
Fund management
2) Provided in Singapore
Fund management
Business Contact/Client Services
Business contact: 3 Phillip Street #07-01
Royal Group Building
Singapore 048693
Contact person: Mr Rahul Bhalla
Email: Rahul.bhalla@vanguardasia.com
Website: www.vanguard.sg
203
IMAS Members Directory 2014
Wellington International Management Company Pte Ltd
Company Profi le
Wellington International Management Company Pte Ltd (“WIM”) is an affi liate of
Wellington Management Company, LLP, a Boston-based fi rm which is registered
with the US Securities and Exchange Commission as an investment adviser.
With approximately USD799 billion in client assets under management,
Wellington Management serves as an investment adviser to more than 2,100
institutions located in over 50 countries.
Staff Strength (in Singapore) 43
Assets under Management
1) Managed by Group (Worldwide) USD 799 billion (as of 30 Sep 2013)
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide)
We offer a broad range of equity, fi xed income, alternative, and multi-asset
investment approaches, including but not limited to Global, US, Europe, Asia
Pacifi c and other regional, sector and thematic equity; Global, Emerging
Markets, sector specifi c, and other fi xed income; currency; commodities; real
assets/infl ation hedges; active asset allocation portfolios and multi-strategy
hedge funds for institutional clients and mutual funds.
2) Provided in Singapore
As Above
Business Contact/Client Services
Business contact: 8 Marina Boulevard #03-01
Marina Bay Financial Centre Tower 1
Singapore 018981
Contact person: Theresa Tan
Tel: (65) 6534 5115
Website: www.wellington.com
Management
Managing Director – Cheryl Duckworth
DID: (65) 6534 5115
Head, Global Relationship Group, Southeast Asia – Theresa Tan
DID: (65) 6534 5115
Email: ttan@wellington.com
204
Western Asset Management Pte. Ltd.
Company Profi le
Western Asset is one of the world’s leading investment management fi rms.
Its sole business is managing fi xed-income portfolios, an activity the Firm has
pursued since1971. From offi ces in Pasadena, New York, Sao Paulo, London,
Dubai, Singapore, Hong Kong, Tokyo and Melbourne, Western Asset’s 838
employees perform investment services for a wide variety of global clients. The
Firm’s clients include charitable, corporate, health care, insurance, mutual fund,
public and union organizations, and client portfolios range across an equally
wide variety of mandates, from money markets to emerging markets. As of
September 30, 2013, Western Asset’s client base totaled 500, representing 41
countries, 1,058 accounts, and $442.7 billion in assets under management.
Staff Strength (in Singapore) 23
Assets under Management
1) Managed by Group (Worldwide) USD 442.7 billion (as of 30 Sep 2013)
2) Managed in Singapore USD 4.8 billion (as of 30 Sep 2013)
Products/Services
1) Provided by Group (Worldwide)
Broad Market Fixed Income/Liquidity/Global/Emerging Markets/Specialty
Credit/Opportunistic
2) Provided in Singapore
Pan Asian and Single Country Local Currency/Asian External Debt/Singapore
Bond
Business Contact/Client Services
Business contact: 1 George Street #23-01
Singapore 049145
Contact person: Hedy Tan
Tel: (65) 6428 3600
Email: wamasia@westernasset.com
Loke Weng Keong
Tel: (65) 6428 3676
Email: wengkeong.loke@westernasset.com
Fax: (65) 6428 3700
Website: www.westernasset.com
205
IMAS Members Directory 2014
Management
Head of Singapore Operations – Henry Hamrock
DID: (65) 6428 3610
Email: Henry.hamrock@westernasset.com
Head of Investment Management Asia (ex-Japan) – Lian Chia Liang
DID: (65) 6428 3619
Email: Chialiang.lian@westernasset.com
Head of Singapore Client Service & Marketing – Hedy Tan
DID: (65) 6428 3675
Email: Hedy.tan@westernasset.com
Compliance Manager/Company Director – Alvin Lee
DID: (65) 6428 3851
Email: Alvin.lee@westernasset.com
Finance & HR Manager – Shirlean Thor
DID: (65) 6428 3855
Email: Shirlean.thor@westernasset.com
Investment Support Manager – Norsiah Sukiron
DID: (65) 6428 3631
Email: Norsiah.sukiron@westernasset.com
206
White & Case
Company Profi le
White & Case is a leading international law fi rm with lawyers in 39 offi ces across
27 countries. Our global funds team has established some of the largest, most
complex funds around the world. As a global fi rm with a longstanding presence
in Asia, our lawyers have the legal know-how and market awareness to apply
the intricacies of new and innovative structures while observing the region’s
vastly different markets and the constantly evolving regulatory landscape
around the world.
In Asia, we have experienced funds lawyers based in our offi ces in Hong Kong,
Shanghai, Tokyo and Singapore who regularly represent various clients in
establishing and structuring investment funds, making investments into funds
and regulatory requirements in Asia and around the world. White & Case holds
a Qualifying Foreign Law Practice License (QFLP) in Singapore which allows us
to advise on both Singapore and international laws.
Staff Strength (in Singapore) Over 70
Assets under Management
1) Managed by Group (Worldwide) Not Applicable
2) Managed in Singapore Not Applicable
Products/Services
1) Provided by Group (Worldwide) Legal Services
2) Provided in Singapore Legal Services
Business Contact/Client Services
Business contact: 8 Marina View #27-01
Asia Square Tower 1
Singapore 018960
Contact person: Emily Low – Local Partner and Head,
Singapore Investment Funds Practice
Tel: (65) 6347 1362
Fax: (65) 6225 6009
Email: elow@whitecase.com
Website: www.whitecase.com
Management
Head of Asia and Executive Partner, Singapore – Barrye Wall
DID: (65) 6347 1388
Email: bwall@whitecase.com
Notes
Notes

Investment Management Association of Singapore
One Phillip Street
#10-02 Royal One Phillip
Singapore 048692
Tel: +65 6223 9353
Fax: +65 6223 9352
Email: enquiries@imas.org.sg
Website: www.imas.org.sg
 davido.extraxim@gmail.com